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ORACLE CORP — Director's Dealing 2021
Apr 10, 2021
29742_dirs_2021-04-09_eb56b931-698a-456f-b1a0-567d06f2e7ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-08-13
Reporting Person: BERG JEFFREY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-13 | Common Stock | G | 22750 | — | Disposed | 44844 | Indirect |
| 2020-08-13 | Common Stock | G | 22750 | — | Acquired | 151611 | Indirect |
| 2021-02-22 | Common Stock | G | 44844 | — | Disposed | 0 | Indirect |
| 2021-02-22 | Common Stock | G | 44844 | — | Acquired | 196455 | Indirect |
| 2021-04-08 | Common Stock | M | 45000 | $34.22 | Acquired | 241455 | Indirect |
| 2021-04-08 | Common Stock | S | 45000 | $74.5321 | Disposed | 196455 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-08 | Stock Option | $34.22 | M | 45000 | Disposed | 2021-05-31 | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: Represents transfer of shares from the 2012 GRAT to The Berg Family Trust.
F2: This transaction was executed in multiple trades at prices ranging from $74.42 to $74.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: 25% of the shares subject to the option vested annually on each anniversary of the grant date.