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ORACLE CORP — Director's Dealing 2021
May 11, 2021
29742_dirs_2021-05-10_5c6445eb-ba53-462c-9eae-d419dec0d598.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-05-06
Reporting Person: ELLISON LAWRENCE JOSEPH (Director, Executive Chairman, 10% Owner, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-06 | Common Stock | M | 1400000 | $32.43 | Acquired | 1140132353 | Direct |
| 2021-05-06 | Common Stock | S | 844579 | $79.114 | Disposed | 1139287774 | Direct |
| 2021-05-06 | Common Stock | S | 555421 | $79.7443 | Disposed | 1138732353 | Direct |
| 2021-05-07 | Common Stock | M | 1400000 | $32.43 | Acquired | 1140132353 | Direct |
| 2021-05-07 | Common Stock | S | 400131 | $79.3168 | Disposed | 1139732222 | Direct |
| 2021-05-07 | Common Stock | S | 999869 | $80.1595 | Disposed | 1138732353 | Direct |
| 2021-05-10 | Common Stock | M | 1400000 | $32.43 | Acquired | 1140132353 | Direct |
| 2021-05-10 | Common Stock | S | 318711 | $79.4116 | Disposed | 1139813642 | Direct |
| 2021-05-10 | Common Stock | S | 1081289 | $80.2133 | Disposed | 1138732353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-06 | Stock Option | $32.43 | M | 1400000 | Disposed | 2021-06-29 | Common Stock (1400000) | Direct |
| 2021-05-07 | Stock Option | $32.43 | M | 1400000 | Disposed | 2021-06-29 | Common Stock (1400000) | Direct |
| 2021-05-10 | Stock Option | $32.43 | M | 1400000 | Disposed | 2021-06-29 | Common Stock (1400000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $78.57 to $79.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $79.57 to $79.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $78.62 to $79.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $79.62 to $80.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $78.77 to $79.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $79.77 to $80.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: 25% of the shares subject to the option vested annually on each anniversary of the grant date.