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ORACLE CORP — Director's Dealing 2021
May 13, 2021
29742_dirs_2021-05-12_f01ca543-7da4-4765-9320-89582f31a5b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-05-11
Reporting Person: ELLISON LAWRENCE JOSEPH (Director, Executive Chairman, 10% Owner, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 1400000 | $32.43 | Acquired | 1140132353 | Direct |
| 2021-05-11 | Common Stock | S | 1267541 | $77.7329 | Disposed | 1138864812 | Direct |
| 2021-05-11 | Common Stock | S | 101302 | $78.575 | Disposed | 1138763510 | Direct |
| 2021-05-11 | Common Stock | S | 31157 | $79.7045 | Disposed | 1138732353 | Direct |
| 2021-05-12 | Common Stock | M | 1400000 | $32.43 | Acquired | 1140132353 | Direct |
| 2021-05-12 | Common Stock | S | 1162629 | $77.2159 | Disposed | 1138969724 | Direct |
| 2021-05-12 | Common Stock | S | 237371 | $77.8754 | Disposed | 1138732353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Stock Option | $32.43 | M | 1400000 | Disposed | 2021-06-29 | Common Stock (1400000) | Direct |
| 2021-05-12 | Stock Option | $32.43 | M | 1400000 | Disposed | 2021-06-29 | Common Stock (1400000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $77.26 to $78.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $78.26 to $79.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $79.29 to $79.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $76.72 to $77.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $77.72 to $78.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: 25% of the shares subject to the option vested annually on each anniversary of the grant date.