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ORACLE CORP — Director's Dealing 2021
May 15, 2021
29742_dirs_2021-05-14_a5e4d422-994b-4484-9781-c2442e67d25c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-05-13
Reporting Person: ELLISON LAWRENCE JOSEPH (Director, Executive Chairman, 10% Owner, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Stock | M | 1125000 | $40.93 | Acquired | 1139857353 | Direct |
| 2021-05-13 | Common Stock | S | 240908 | $77.493 | Disposed | 1139616445 | Direct |
| 2021-05-13 | Common Stock | S | 884092 | $78.1811 | Disposed | 1138732353 | Direct |
| 2021-05-14 | Common Stock | M | 1125000 | $40.93 | Acquired | 1139857353 | Direct |
| 2021-05-14 | Common Stock | S | 1125000 | $78.7122 | Disposed | 1138732353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-13 | Stock Option | $40.93 | M | 1125000 | Disposed | 2021-06-30 | Common Stock (1125000) | Direct |
| 2021-05-14 | Stock Option | $40.93 | M | 1125000 | Disposed | 2021-06-30 | Common Stock (1125000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $76.88 to $77.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $77.88 to $78.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $78.15 to $79.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: 25% of the shares subject to the option vested annually on each anniversary of the grant date.