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ORACLE CORP Director's Dealing 2021

Jun 30, 2021

29742_dirs_2021-06-29_5261ab23-ac4b-40df-9503-3a4c2b8e540f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-06-27

Reporting Person: Daley Dorian (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-27 Common Stock M 40625 Acquired 253583 Indirect
2021-06-27 Common Stock M 42500 Acquired 296083 Indirect
2021-06-27 Common Stock F 41214 $78.46 Disposed 254869 Indirect
2021-06-29 Common Stock M 150000 $40.93 Acquired 150000 Direct
2021-06-29 Common Stock S 150000 $78.2057 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-27 Restricted Stock Unit $ M 40625 Disposed Common Stock (40625) Direct
2021-06-27 Restricted Stock Unit $ M 42500 Disposed Common Stock (42500) Direct
2021-06-29 Stock Option $40.93 M 150000 Disposed 2026-06-30 Common Stock (150000) Direct

Footnotes

F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.

F2: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.

F3: This transaction was executed in multiple trades at prices ranging from $77.83 to $78.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F4: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.

F6: 25% of the shares subject to the option vested annually on each anniversary of the grant date.