AI assistant
ORACLE CORP — Director's Dealing 2021
Jun 30, 2021
29742_dirs_2021-06-29_5261ab23-ac4b-40df-9503-3a4c2b8e540f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-06-27
Reporting Person: Daley Dorian (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-27 | Common Stock | M | 40625 | — | Acquired | 253583 | Indirect |
| 2021-06-27 | Common Stock | M | 42500 | — | Acquired | 296083 | Indirect |
| 2021-06-27 | Common Stock | F | 41214 | $78.46 | Disposed | 254869 | Indirect |
| 2021-06-29 | Common Stock | M | 150000 | $40.93 | Acquired | 150000 | Direct |
| 2021-06-29 | Common Stock | S | 150000 | $78.2057 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-27 | Restricted Stock Unit | $ | M | 40625 | Disposed | Common Stock (40625) | Direct | |
| 2021-06-27 | Restricted Stock Unit | $ | M | 42500 | Disposed | Common Stock (42500) | Direct | |
| 2021-06-29 | Stock Option | $40.93 | M | 150000 | Disposed | 2026-06-30 | Common Stock (150000) | Direct |
Footnotes
F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.
F2: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.
F3: This transaction was executed in multiple trades at prices ranging from $77.83 to $78.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5: The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.
F6: 25% of the shares subject to the option vested annually on each anniversary of the grant date.