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ORACLE CORP — Director's Dealing 2021
Sep 29, 2021
29742_dirs_2021-09-28_0217763d-0709-4d4a-ae80-9d45a157e271.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-09-27
Reporting Person: Daley Dorian (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-27 | Common Stock | M | 175000 | $40.93 | Acquired | 175000 | Direct |
| 2021-09-27 | Common Stock | S | 45848 | $89.7661 | Disposed | 129152 | Direct |
| 2021-09-27 | Common Stock | S | 109418 | $90.8067 | Disposed | 19734 | Direct |
| 2021-09-27 | Common Stock | S | 19734 | $91.1933 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-27 | Stock Option | $40.93 | M | 175000 | Disposed | 2026-06-30 | Common Stock (175000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 297410 | Indirect |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $89.14 to $90.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $90.14 to $91.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $91.14 to $91.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: 25% of the shares subject to the option vested annually on each anniversary of the grant date.