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ORACLE CORP Director's Dealing 2020

Mar 28, 2020

29742_dirs_2020-03-27_505f8d00-d7e1-436a-b9a0-30264dfa9e23.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-03-26

Reporting Person: BERG JEFFREY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-26 Common Stock M 67500 $22.57 Acquired 187172 Indirect
2020-03-26 Common Stock M 22500 $22.57 Acquired 90094 Indirect
2020-03-26 Common Stock S 4794 $46.6497 Disposed 182378 Indirect
2020-03-26 Common Stock S 3448 $48.0549 Disposed 178930 Indirect
2020-03-26 Common Stock S 40030 $49.1987 Disposed 138900 Indirect
2020-03-26 Common Stock S 18089 $49.741 Disposed 120811 Indirect
2020-03-26 Common Stock S 1139 $50.5327 Disposed 119672 Indirect
2020-03-26 Common Stock S 22500 $49.34 Disposed 67594 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-26 Stock Option $22.57 M 67500 Disposed 2020-05-31 Common Stock (67500) Direct
2020-03-26 Stock Option $22.57 M 22500 Disposed 2020-05-31 Common Stock (22500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5000 Indirect

Footnotes

F1: Upon the exercise of the option, the shares were directly transferred to The Berg Family Trust.

F2: Upon the exercise of the option, the shares were directly transferred to the 2012 GRAT.

F3: This transaction was executed in multiple trades at prices ranging from $46.27 to $47.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $47.43 to $48.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $48.43 to $49.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $49.44 to $50.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $50.44 to $50.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F8: 25% of the shares subject to the option vest annually on each anniversary of the grant date.

F9: The economic benefit and dispositive control of 22,500 shares of this option was transferred to the Berg 2012 Grantor Retained Annuity Trust on January 31, 2012.