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ORACLE CORP — Director's Dealing 2020
Mar 28, 2020
29742_dirs_2020-03-27_505f8d00-d7e1-436a-b9a0-30264dfa9e23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-03-26
Reporting Person: BERG JEFFREY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-26 | Common Stock | M | 67500 | $22.57 | Acquired | 187172 | Indirect |
| 2020-03-26 | Common Stock | M | 22500 | $22.57 | Acquired | 90094 | Indirect |
| 2020-03-26 | Common Stock | S | 4794 | $46.6497 | Disposed | 182378 | Indirect |
| 2020-03-26 | Common Stock | S | 3448 | $48.0549 | Disposed | 178930 | Indirect |
| 2020-03-26 | Common Stock | S | 40030 | $49.1987 | Disposed | 138900 | Indirect |
| 2020-03-26 | Common Stock | S | 18089 | $49.741 | Disposed | 120811 | Indirect |
| 2020-03-26 | Common Stock | S | 1139 | $50.5327 | Disposed | 119672 | Indirect |
| 2020-03-26 | Common Stock | S | 22500 | $49.34 | Disposed | 67594 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-26 | Stock Option | $22.57 | M | 67500 | Disposed | 2020-05-31 | Common Stock (67500) | Direct |
| 2020-03-26 | Stock Option | $22.57 | M | 22500 | Disposed | 2020-05-31 | Common Stock (22500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: Upon the exercise of the option, the shares were directly transferred to The Berg Family Trust.
F2: Upon the exercise of the option, the shares were directly transferred to the 2012 GRAT.
F3: This transaction was executed in multiple trades at prices ranging from $46.27 to $47.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $47.43 to $48.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $48.43 to $49.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $49.44 to $50.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $50.44 to $50.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8: 25% of the shares subject to the option vest annually on each anniversary of the grant date.
F9: The economic benefit and dispositive control of 22,500 shares of this option was transferred to the Berg 2012 Grantor Retained Annuity Trust on January 31, 2012.