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ORACLE CORP — Director's Dealing 2020
May 14, 2020
29742_dirs_2020-05-14_d84b3511-3965-483b-977c-2771da48f1ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-05-12
Reporting Person: CATZ SAFRA (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-12 | Common Stock | M | 1250000 | $40.36 | Acquired | 2368592 | Direct |
| 2020-05-12 | Common Stock | S | 1031343 | $52.8995 | Disposed | 1337249 | Direct |
| 2020-05-12 | Common Stock | S | 218657 | $53.4065 | Disposed | 1118592 | Direct |
| 2020-05-13 | Common Stock | M | 1000000 | $40.36 | Acquired | 2118592 | Direct |
| 2020-05-13 | Common Stock | S | 982173 | $51.7222 | Disposed | 1136419 | Direct |
| 2020-05-13 | Common Stock | S | 17827 | $52.3344 | Disposed | 1118592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-12 | Stock Option | $40.36 | M | 1250000 | Disposed | 2020-07-02 | Common Stock (1250000) | Direct |
| 2020-05-13 | Stock Option | $40.36 | M | 1000000 | Disposed | 2020-07-02 | Common Stock (1000000) | Direct |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 12, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $52.28 to $53.2750. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $53.28 to $53.8250. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $51.30 to $52.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $52.30 to $52.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: 25% of the shares subject to the option vest annually on each anniversary of the grant date.