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ORACLE CORP — Director's Dealing 2020
Jun 25, 2020
29742_dirs_2020-06-24_1a151995-568a-42aa-950d-f3c320f46cbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-06-23
Reporting Person: ELLISON LAWRENCE JOSEPH (Director, Executive Chairman, 10% Owner, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-23 | Common Stock | M | 1400000 | $21.55 | Acquired | 1140132353 | Direct |
| 2020-06-23 | Common Stock | S | 1400000 | $55.5952 | Disposed | 1138732353 | Direct |
| 2020-06-24 | Common Stock | M | 1400000 | $21.55 | Acquired | 1140132353 | Direct |
| 2020-06-24 | Common Stock | S | 1241785 | $54.7665 | Disposed | 1138890568 | Direct |
| 2020-06-24 | Common Stock | S | 158215 | $55.4732 | Disposed | 1138732353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-23 | Stock Option | $21.55 | M | 1400000 | Disposed | 2020-07-01 | Common Stock (1400000) | Direct |
| 2020-06-24 | Stock Option | $21.55 | M | 1400000 | Disposed | 2020-07-01 | Common Stock (1400000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $55.16 to $55.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $54.335 to $55.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $55.335 to $55.665. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The Reporting Person exercised the option on account of the July 1, 2020 expiration date.
F5: 25% of the shares subject to the option vested annually on each anniversary of the grant date.