AI assistant
ORACLE CORP — Director's Dealing 2020
Jul 2, 2020
29742_dirs_2020-07-01_538a2f7b-d6f7-458a-a9f5-43ac89731234.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-06-29
Reporting Person: ELLISON LAWRENCE JOSEPH (Director, Executive Chairman, 10% Owner, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-29 | Common Stock | M | 1400000 | $21.55 | Acquired | 1140132353 | Direct |
| 2020-06-29 | Common Stock | S | 1367592 | $54.4662 | Disposed | 1138764761 | Direct |
| 2020-06-29 | Common Stock | S | 32408 | $54.8971 | Disposed | 1138732353 | Direct |
| 2020-06-30 | Common Stock | M | 1250000 | $40.36 | Acquired | 1139982353 | Direct |
| 2020-06-30 | Common Stock | S | 1250000 | $54.9372 | Disposed | 1138732353 | Direct |
| 2020-07-01 | Common Stock | M | 1000000 | $40.36 | Acquired | 1139732353 | Direct |
| 2020-07-01 | Common Stock | S | 924323 | $55.2106 | Disposed | 1138808030 | Direct |
| 2020-07-01 | Common Stock | S | 75677 | $55.7729 | Disposed | 1138732353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-29 | Stock Option | $21.55 | M | 1400000 | Disposed | 2020-07-01 | Common Stock (1400000) | Direct |
| 2020-06-30 | Stock Option | $40.36 | M | 1250000 | Disposed | 2020-07-02 | Common Stock (1250000) | Direct |
| 2020-07-01 | Stock Option | $40.36 | M | 1000000 | Disposed | 2020-07-02 | Common Stock (1000000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $53.855 to $54.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $54.855 to $54.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $54.505 to $55.405. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $54.725 to $55.721. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $55.725 to $55.845. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: The Reporting Person exercised the option on account of July 1, 2020 expiration date.
F7: 25% of the shares subject to the option vested annually on each anniversary of the grant date.
F8: The Reporting Person exercised the option on account of the July 2, 2020 expiration date.