AI assistant
ORACLE CORP — Director's Dealing 2020
Sep 15, 2020
29742_dirs_2020-09-14_be866208-f52f-41d2-b67b-d50e852bb2b5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-09-11
Reporting Person: West W Corey (Controller, EVP, CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-11 | Common Stock | M | 5359 | $29.72 | Acquired | 115006 | Direct |
| 2020-09-11 | Common Stock | S | 5359 | $61.2042 | Disposed | 109647 | Direct |
| 2020-09-14 | Common Stock | M | 4793 | $29.72 | Acquired | 114440 | Direct |
| 2020-09-14 | Common Stock | S | 4793 | $61.1141 | Disposed | 109647 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-11 | Stock Option | $29.72 | M | 5359 | Disposed | 2022-07-05 | Common Stock (5359) | Direct |
| 2020-09-14 | Stock Option | $29.72 | M | 4793 | Disposed | 2022-07-05 | Common Stock (4793) | Direct |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted November 7, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.4950. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: 25% of the shares subject to the option vested annually on each anniversary of the grant date.