AI assistant
ORACLE CORP — Director's Dealing 2020
Sep 17, 2020
29742_dirs_2020-09-16_8319b1de-1ca0-4f2c-9eb7-6bf07d98db63.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-09-15
Reporting Person: West W Corey (Controller, EVP, CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-15 | Common Stock | M | 182827 | $29.72 | Acquired | 292474 | Direct |
| 2020-09-15 | Common Stock | S | 182827 | $61.1616 | Disposed | 109647 | Direct |
| 2020-09-16 | Common Stock | M | 7021 | $29.72 | Acquired | 116668 | Direct |
| 2020-09-16 | Common Stock | S | 7021 | $61.0174 | Disposed | 109647 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-15 | Stock Option | $29.72 | M | 182827 | Disposed | 2022-07-05 | Common Stock (182827) | Direct |
| 2020-09-16 | Stock Option | $29.72 | M | 7021 | Disposed | 2022-07-05 | Common Stock (7021) | Direct |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted November 7, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.555. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.215. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: 25% of the shares subject to the option vested annually on each anniversary of the grant date.