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ORACLE CORP — Director's Dealing 2020
Dec 16, 2020
29742_dirs_2020-12-16_59d21f22-377c-4566-867e-1e5fae234fa2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2020-12-15
Reporting Person: Daley Dorian (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-15 | Common Stock | M | 100000 | $40.36 | Acquired | 100000 | Direct |
| 2020-12-15 | Common Stock | S | 79610 | $61.5352 | Disposed | 20390 | Direct |
| 2020-12-15 | Common Stock | S | 20390 | $62.0159 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-15 | Stock Option | $40.36 | M | 100000 | Disposed | 2025-07-02 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 212958 | Indirect |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on August 5, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $60.92 to $61.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $61.92 to $62.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: 25% of the shares subject to the option vested annually on each anniversary of the grant date.