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ORACLE CORP — Director's Dealing 2019
Oct 2, 2019
29742_dirs_2019-10-02_13823aa5-f231-45f6-b452-69192b471b08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2019-09-30
Reporting Person: Daley Dorian (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-30 | Common Stock | M | 50000 | $40.47 | Acquired | 50000 | Direct |
| 2019-09-30 | Common Stock | S | 50000 | $55.0061 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-30 | Stock Option | $40.47 | M | 50000 | Disposed | 2024-07-24 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 139567 | Indirect |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 14, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $55.00 to $55.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: Following a review of the reporting person's stock records, it was discovered that prior filings beginning with the reporting person's Form 3 inadvertently understated the reporting person's aggregate common stock holdings by 200 shares. Column 5 now accurately reflects the number of shares of common stock held by the Family Trust of the reporting person (as defined in Footnote No. 4) as of September 30, 2019.
F4: Shares held by the D. Daley & M. Krautkramer Family Trust (the "Family Trust").
F5: 25% of the shares subject to the option vest annually on each anniversary of the grant date.