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ORACLE CORP — Director's Dealing 2018
Jul 6, 2018
29742_dirs_2018-07-05_8e4057a4-3e22-4b76-b150-10d1e9a85d43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2018-07-02
Reporting Person: Daley Dorian (EVP, Gen'l Counsel, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-02 | Common Stock | M | 20313 | — | Acquired | 57267 | Direct |
| 2018-07-02 | Common Stock | F | 10072 | $44.06 | Disposed | 47195 | Direct |
| 2018-07-02 | Common Stock | M | 20312 | — | Acquired | 67507 | Direct |
| 2018-07-02 | Common Stock | F | 10071 | $44.06 | Disposed | 57436 | Direct |
| 2018-07-05 | Common Stock | M | 50000 | $30.11 | Acquired | 107436 | Direct |
| 2018-07-05 | Common Stock | S | 50000 | $45.1251 | Disposed | 57436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-02 | Restricted Stock Unit | $ | M | 20313 | Disposed | Common Stock (20313) | Direct | |
| 2018-07-02 | Restricted Stock Unit | $ | M | 20312 | Disposed | Common Stock (20312) | Direct | |
| 2018-07-05 | Stock Option | $30.11 | M | 50000 | Disposed | 2023-07-01 | Common Stock (50000) | Direct |
Footnotes
F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.
F2: Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 11, 2018.
F3: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.145. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5: Restricted stock units vest in four equal annual installments, beginning one year from date of grant.
F6: Option vests 25% annually on anniversary of grant date.