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ORACLE CORP — Director's Dealing 2017
Sep 21, 2017
29742_dirs_2017-09-21_83af6e66-537b-4d7a-8282-5564c9068d43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2017-09-20
Reporting Person: BERG JEFFREY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-20 | Common Stock | M | 44836 | $26.47 | Acquired | 217636 | Indirect |
| 2017-09-20 | Common Stock | S | 44836 | $48.0258 | Disposed | 172800 | Indirect |
| 2017-09-21 | Common Stock | M | 164 | $26.47 | Acquired | 172964 | Indirect |
| 2017-09-21 | Common Stock | S | 164 | $48.1129 | Disposed | 172800 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-20 | Stock Option | $26.47 | M | 44836 | Disposed | 2022-05-31 | Common Stock (44836) | Direct |
| 2017-09-21 | Stock Option | $26.47 | M | 164 | Disposed | 2022-05-31 | Common Stock (164) | Direct |
Footnotes
F1: 5,000 shares are held indirectly by spouse; 86,283 shares are held in a GRAT and 81,517 are held in a Trust.
F2: This transaction was executed in multiple trades at prices ranging from $48.00 to $48.1473. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: Option vests 25% annually on anniversary of grant date.