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ORACLE CORP — Director's Dealing 2010
Oct 21, 2010
29742_dirs_2010-10-21_3b4b2d25-c37b-4170-bed8-cc85855d147b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2010-10-19
Reporting Person: Au Yeung Steve (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-19 | Common Stock | M | 150000 | $23.18 | Acquired | 163356 | Direct |
| 2010-10-19 | Common Stock | M | 103609 | $21.04 | Acquired | 266965 | Direct |
| 2010-10-19 | Common Stock | M | 13910 | $13.93 | Acquired | 280875 | Direct |
| 2010-10-19 | Common Stock | M | 4655 | $14.47 | Acquired | 285530 | Direct |
| 2010-10-19 | Common Stock | S | 272174 | $28.833 | Disposed | 13356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-19 | Stock Option | $23.18 | M | 150000 | Disposed | 2018-06-05 | Common Stock (150000) | Direct |
| 2010-10-19 | Stock Option | $21.04 | M | 103609 | Disposed | 2019-07-02 | Common Stock (103609) | Direct |
| 2010-10-19 | Stock Option | $13.93 | M | 13910 | Disposed | 2014-04-11 | Common Stock (13910) | Direct |
| 2010-10-19 | Stock Option | $14.47 | M | 4655 | Disposed | 2016-05-10 | Common Stock (4655) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.8006 to $28.8567. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This includes 6,678 shares of unvested restricted stock units.
F3: Option vests 25% annually on anniversary of grant date.
F4: Option vests monthly with next vest date on 11/11/10 and will be fully vested on 4/11/11.
F5: Option fully vested and exercisable.