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ORA BANDA MINING LTD Major Shareholding Notification 2021

Dec 7, 2021

65475_rns_2021-12-07_3e8e0b16-9bfe-4a28-b6e3-925038ef85d8.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

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|||||
|---|---|---|---|
|To Company Name/Scheme|Ora Banda Mining Ltd|
|ACN/ARSN:|69 100 038 266|Source:|Australian Business Register|
|1. Details of substantial holder (1)|
|Name:|Perennial Value Management Limited (PVM)|
|ACN/ARSN (if applicable)|22 090 879 904|
|There was a change in the interest of the substantial holder on|6 December 2021|
|The previous notice was given to the company on|15 May 2021|
|The previous notice was dated|13 May 2021|

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2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relavant interest (3) in when last required, and when now required to give a substantial holding notice to the company or scheme, are as follows:

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Class of securities (4) Previous notice Present notice
Person's votes Voting Power (%) (5) Person's votes Voting Power (%) (5)
Ordinary 60,790,279 7.22 60,423,424 6.20
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3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

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||||||||
|---|---|---|---|---|---|---|
|Date of change|Person whose relevant|Nature of change (6)|Consideration given in|Class & number of|Person's votes affected|
|interest changed|relation to change (7)|securities affected|
|18/05/2021|[National Asset Servicing]|Sell On the Market|$ 311,588.99|1,328,834|1,328,834|
|18/05/2021|[National Asset Servicing]|Sell On the Market|$|77,414.33|330,149|330,149|
|19/05/2021|[National Asset Servicing]|Sell On the Market|$|10,996.78|46,171|46,171|
|19/05/2021|[National Asset Servicing]|Sell On the Market|$ 2,732.10|11,471|11,471|
|21/05/2021|[National Asset Servicing]|Buy On the Market|$|28,940.25|134,365|134,365|
|21/05/2021|[National Asset Servicing]|Buy On the Market|$ 5,497.29|25,523|25,523|
|24/05/2021|[National Asset Servicing]|Buy On the Market|$|31,688.32|147,064|147,064|
|24/05/2021|[National Asset Servicing]|Buy On the Market|$ 6,019.45|27,936|27,936|
|25/05/2021|[National Asset Servicing]|Buy On the Market|$|51,719.98|240,030|240,030|
|25/05/2021|[National Asset Servicing]|Buy On the Market|$ 9,824.93|45,597|45,597|
|26/05/2021|[National Asset Servicing]|Buy On the Market|$ 5,186.66|24,071|24,071|
|26/05/2021|[National Asset Servicing]|Buy On the Market|$ 985.37|4,573|4,573|
|27/05/2021|[National Asset Servicing]|Buy On the Market|$|65,152.35|320,243|320,243|
|27/05/2021|[National Asset Servicing]|Buy On the Market|$|12,376.27|60,833|60,833|
|27/05/2021|[National Asset Servicing]|Sell On the Market|$ 378.16|1,895|1,895|
|27/05/2021|[National Asset Servicing]|Sell On the Market|$ 19.36|97|97|
|27/05/2021|[National Asset Servicing]|Sell On the Market|$ 1,024.35|5,133|5,133|
|27/05/2021|[National Asset Servicing]|Sell On the Market|$ 9,162.20|45,912|45,912|
|16/06/2021|[BNP Paribas Securities ]|Buy On the Market|$ 78,056.01|459,153|459,153|
|Services|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$ 772,544.94|4,544,382|4,544,382|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$ 424,143.20|2,494,960|2,494,960|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$|12,246.08|76,370|76,370|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$ 107,364.52|631,556|631,556|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$|27,456.91|171,229|171,229|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$|93,758.23|551,519|551,519|
|16/06/2021|[National Asset Servicing]|Buy On the Market|$ 142,308.36|837,108|837,108|
|16/06/2021|[Northern Trust]|Buy On the Market|$ 131,825.14|775,442|775,442|
|1/07/2021|[BNP Paribas Securities ]|Buy On the Market|$ 422,047.21|2,646,064|2,646,064|
|Services|
|1/07/2021|[National Asset Servicing]|Sell On the Market|$ 354,574.56|2,223,038|2,223,038|
|1/07/2021|[National Asset Servicing]|Sell On the Market|$|67,472.65|423,026|423,026|
|16/07/2021|[BNP Paribas Securities ]|Sell On the Market|$ 52,458.63|343,991|343,991|
|Services|
|16/07/2021|[National Asset Servicing]|Buy On the Market|$|52,458.63|343,991|343,991|
|29/07/2021|[National Asset Servicing]|Buy On the Market|$|33,468.02|238,703|238,703|
|29/07/2021|[National Asset Servicing]|Buy On the Market|$|14,539.55|103,700|103,700|
|30/07/2021|[BNP Paribas Securities ]|Buy On the Market|$ 209,730.22|1,444,826|1,444,826|
|Services|
|30/07/2021|[BNP Paribas Securities ]|Buy On the Market|$ 16,036.80|109,600|109,600|
|Services|
|30/07/2021|[National Asset Servicing]|Buy On the Market|$|48,086.11|331,264|331,264|
|30/07/2021|[National Asset Servicing]|Buy On the Market|$ 3,676.90|25,129|25,129|
|30/07/2021|[National Asset Servicing]|Buy On the Market|$|20,889.91|143,910|143,910|
|30/07/2021|[National Asset Servicing]|Buy On the Market|$ 1,597.39|10,917|10,917|

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26/08/2021 [BNP Paribas Securities ] Buy On the Market $ 73,204.21 778,741 778,741
Services
26/08/2021 [National Asset Servicing] Buy On the Market $ 153,131.92 1,629,006 1,629,006
26/08/2021 [Northern Trust] Buy On the Market $ 148,455.92 1,579,263 1,579,263
31/08/2021 [National Asset Servicing] Buy On the Market $ 10,789.20 108,000 108,000
31/08/2021 [National Asset Servicing] Sell On the Market $ 10,789.20 108,000 108,000
7/09/2021 [National Asset Servicing] Buy On the Market $ 168,521.74 1,433,008 1,433,008
7/09/2021 [National Asset Servicing] Sell On the Market $ 136,109.89 1,157,397 1,157,397
7/09/2021 [National Asset Servicing] Sell On the Market $ 27,860.85 236,912 236,912
7/09/2021 [National Asset Servicing] Sell On the Market $ 4,551.00 38,699 38,699
8/09/2021 [National Asset Servicing] Buy On the Market $ 133,440.30 1,250,612 1,250,612
8/09/2021 [National Asset Servicing] Sell On the Market $ 35,439.44 332,141 332,141
8/09/2021 [National Asset Servicing] Sell On the Market $ 7,458.65 69,903 69,903
8/09/2021 [National Asset Servicing] Sell On the Market $ 90,542.21 848,568 848,568
13/09/2021 [National Asset Servicing] Buy On the Market $ 39,200.46 380,587 380,587
13/09/2021 [National Asset Servicing] Sell On the Market $ 33,117.49 321,529 321,529
13/09/2021 [National Asset Servicing] Sell On the Market $ 6,082.97 59,058 59,058
14/09/2021 [National Asset Servicing] Buy On the Market $ 349,447.17 3,176,792 3,176,792
14/09/2021 [National Asset Servicing] Buy On the Market $ 2,139,217.99 20,373,501 20,373,501
14/09/2021 [National Asset Servicing] Buy On the Market $ 2,241,085.40 20,373,501 20,373,501
14/09/2021 [National Asset Servicing] Buy On the Market $ 1,186,807.13 11,302,923 11,302,923
14/09/2021 [National Asset Servicing] Buy On the Market $ 1,243,321.69 11,302,923 11,302,923
14/09/2021 [National Asset Servicing] Buy On the Market $ 333,563.22 3,176,792 3,176,792
14/09/2021 [National Asset Servicing] Sell On the Market $ 349,447.17 3,176,792 3,176,792
14/09/2021 [National Asset Servicing] Sell On the Market $ 2,139,217.99 20,373,501 20,373,501
14/09/2021 [National Asset Servicing] Sell On the Market $ 2,241,085.40 20,373,501 20,373,501
14/09/2021 [National Asset Servicing] Sell On the Market $ 1,186,807.13 11,302,923 11,302,923
14/09/2021 [National Asset Servicing] Sell On the Market $ 1,243,321.69 11,302,923 11,302,923
14/09/2021 [National Asset Servicing] Sell On the Market $ 333,563.22 3,176,792 3,176,792
21/09/2021 [BNP Paribas Securities ] Sell On the Market $ 5,537.85 55,669 55,669
Services
1/10/2021 [BNP Paribas Securities ] Buy On the Market $ 368,666.02 3,955,644 3,955,644
Services
1/10/2021 [BNP Paribas Securities ] Buy On the Market $ 284,657.96 3,054,270 3,054,270
Services
1/10/2021 [National Asset Servicing] Buy On the Market $ 654,692.63 7,024,599 7,024,599
1/10/2021 [National Asset Servicing] Sell On the Market $ 1,898,810.29 20,373,501 20,373,501
1/10/2021 [Northern Trust] Buy On the Market $ 590,793.68 6,338,988 6,338,988
11/10/2021 [National Asset Servicing] Sell On the Market $ 5,407.36 52,871 52,871
11/10/2021 [National Asset Servicing] Sell On the Market $ 1,519.79 14,860 14,860
12/10/2021 [National Asset Servicing] Sell On the Market $ 3,744.37 36,611 36,611
12/10/2021 [National Asset Servicing] Sell On the Market $ 1,052.41 10,290 10,290
13/10/2021 [National Asset Servicing] Sell On the Market $ 2,334.93 22,830 22,830
13/10/2021 [National Asset Servicing] Sell On the Market $ 656.29 6,417 6,417
14/10/2021 [National Asset Servicing] Sell On the Market $ 39,061.34 372,833 372,833
14/10/2021 [National Asset Servicing] Sell On the Market $ 53,589.02 512,473 512,473
14/10/2021 [National Asset Servicing] Sell On the Market $ 190,668.04 1,823,363 1,823,363
14/10/2021 [National Asset Servicing] Sell On the Market $ 138,979.01 1,326,528 1,326,528
15/10/2021 [National Asset Servicing] Sell On the Market $ 196,635.11 1,958,933 1,958,933
15/10/2021 [National Asset Servicing] Sell On the Market $ 55,266.09 550,576 550,576
18/10/2021 [National Asset Servicing] Sell On the Market $ 8,283.74 83,020 83,020
18/10/2021 [National Asset Servicing] Sell On the Market $ 2,328.26 23,334 23,334
18/10/2021 [National Asset Servicing] Sell On the Market $ 4,296.13 43,056 43,056
19/10/2021 [National Asset Servicing] Sell On the Market $ 8,475.30 86,585 86,585
19/10/2021 [National Asset Servicing] Sell On the Market $ 2,382.01 24,335 24,335
19/10/2021 [National Asset Servicing] Sell On the Market $ 4,395.49 44,905 44,905
20/10/2021 [National Asset Servicing] Sell On the Market $ 42,103.42 430,574 430,574
20/10/2021 [National Asset Servicing] Sell On the Market $ 11,833.58 121,017 121,017
20/10/2021 [National Asset Servicing] Sell On the Market $ 21,835.94 223,307 223,307
21/10/2021 [National Asset Servicing] Sell On the Market $ 10,064.26 102,923 102,923
21/10/2021 [National Asset Servicing] Sell On the Market $ 2,828.61 28,927 28,927
21/10/2021 [National Asset Servicing] Sell On the Market $ 5,219.63 53,379 53,379
25/10/2021 [National Asset Servicing] Sell On the Market $ 34,610.40 353,946 353,946
25/10/2021 [National Asset Servicing] Sell On the Market $ 9,727.59 99,480 99,480
25/10/2021 [National Asset Servicing] Sell On the Market $ 17,949.89 183,566 183,566
26/10/2021 [National Asset Servicing] Sell On the Market $ 18,162.09 185,736 185,736
26/10/2021 [National Asset Servicing] Sell On the Market $ 5,104.64 52,203 52,203
26/10/2021 [National Asset Servicing] Sell On the Market $ 9,419.37 96,328 96,328
27/10/2021 [National Asset Servicing] Sell On the Market $ 14,448.09 154,559 154,559
27/10/2021 [National Asset Servicing] Sell On the Market $ 4,060.75 43,440 43,440
27/10/2021 [National Asset Servicing] Sell On the Market $ 7,493.12 80,158 80,158
11/11/2021 [National Asset Servicing] Sell On the Market $ 96,448.49 1,191,876 1,191,876
11/11/2021 [National Asset Servicing] Sell On the Market $ 27,107.76 334,988 334,988
12/11/2021 [National Asset Servicing] Sell On the Market $ 100,056.48 1,216,955 1,216,955
12/11/2021 [National Asset Servicing] Sell On the Market $ 28,121.76 342,036 342,036
15/11/2021 [National Asset Servicing] Sell On the Market $ 25,421.12 314,533 314,533
15/11/2021 [National Asset Servicing] Sell On the Market $ 7,144.81 88,402 88,402
18/11/2021 [National Asset Servicing] Sell On the Market $ 284.32 3,607 3,607
18/11/2021 [National Asset Servicing] Sell On the Market $ 1,011.58 12,833 12,833
19/11/2021 [National Asset Servicing] Sell On the Market $ 2,716.12 34,457 34,457
19/11/2021 [National Asset Servicing] Sell On the Market $ 763.44 9,685 9,685
26/11/2021 [National Asset Servicing] Sell On the Market $ 7,336.67 98,038 98,038
26/11/2021 [National Asset Servicing] Sell On the Market $ 2,062.09 27,555 27,555
29/11/2021 [National Asset Servicing] Sell On the Market $ 123,443.98 1,815,752 1,815,752
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29/11/2021 National Asset Servicing Sell On the Market $ 34,695.08
510,334 510,334
1/12/2021 National Asset Servicing Sell On the Market $ 15,239.38
217,564 217,564
1/12/2021 National Asset Servicing Sell On the Market $ 19,898.34
284,077 284,077
2/12/2021 National Asset Servicing Sell On the Market $ 15,147.64
216,872 216,872
2/12/2021 National Asset Servicing Sell On the Market $ 19,778.58
283,174 283,174
6/12/2021 National Asset Servicing Sell On the Market $ 9,161.56
131,168 131,168
6/12/2021 National Asset Servicing Sell On the Market $ 11,962.38
171,268 171,268

4. Present Relevant Interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of Person entitled to be Nature of relevant Nature of relevant Class & number of Class & number of Person's votes Person's votes
securities registered as holder (8) interest (6) securities (Ord)
Perennial Value Management
Limited
National Asset Servicing National Asset Servicing 22,644,783 22,644,783 22,644,783
Perennial Value Management Northern Trust Northern Trust 16,772,707 16,772,707 16,772,707
Limited
Perennial Value Management
Limited
BNP Paribas Securities Services BNP Paribas Securities
Services
21,005,934 21,005,934 21,005,934

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name & ACN

Nature of association

Not applicable

6. Addresses

The addresses of persons named in this form as as follows:

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Name Address
Perennial Value Management Ltd Level 27, 88 Phillip St
Sydney NSW 2000
Ora Banda Mining Ltd Ora Banda Mining Ltd2 Kings Park Road Level 1, West Perth,
Wa 6005
Signature
Print Name Bill Anastasopoulos Capacity Company Secretary
Sign Here Date 7/12/2021
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