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ORA BANDA MINING LTD — Major Shareholding Notification 2016
May 24, 2016
65475_rns_2016-05-24_80f647bc-58dd-4de5-9f07-e328040c4e32.pdf
Major Shareholding Notification
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25 May 2016
Attn: ASX Market Announcements Office
Total Pages: 5
Form 603: Notice of initial substantial shareholder
Please find attached a completed Form 603 relating to Eastern Goldfields Limited (ASX:EGS)
Yours sincerely
Joshua Lim Company Secretary
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Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Eastern Goldfields Limited |
|---|---|
| ACN/ARSN | 100 038 266 |
| 1. Details of substantial holder (1) | |
| Name | INDUSTRY SUPER HOLDINGS PTY, LTD. |
| ACN/ARSN (If applicable) | 119 748 060 |
| This notice is given by INDUSTRY SUPER HOLDINGS PTY, LTD, on behalf of itself and each of its controlled bodies corporate (IFM Group Subsidiaries) named in the list of 1 page annexed to this notice and marked A. |
|
| The holder became a substantial holder on | 23 May 2016 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) |
Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| – Ordinary shares |
24,570.811 | 24,570,811 | 5.02% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follow
| Holder of relevant Interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
Power to control exercise of voting nghts/disposal In EASTERN GOLDFIELDS LIMITED (EGS) acquired on the Australian Securities Exchange (ASX) pursuant to an investment Management Agreement with HOST-PLUS PTY. LIMITED ACN 008 634 704 |
4.414.933 ordinary shares |
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
Power to control exercise of voting rights/disposal ÍIn EASTERN GOLDFIELDS LIMITED (EGS). acquired on the Australian Securities Exchange (ASX) pursuant to an Investment Management Agreement with MERCER INVESTMENTS (AUSTRALIA) LIMITED ACN 008 612 397 |
6.619.714 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
Power to control exercise of voting rights/disposal In EASTERN GOLDFIELDS LIMITED (EGS). acquired on the Australian Securities Exchange (ASX) pursuant to an investment Management. Agreement with VICTORIAN FUNDS MANAGEMENT CORPORATION ACN 691 254 157 |
9.579.686 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
Power to control exercise of voting rights/disposal In EASTERN GOLDFIELDS LIMITED (EGS). lacquired on the Australian Securities Exchange (ASX) pursuant to an Investment Management Agreement with AUSCOAL SUPERANNUATION PTY LTD ACN 003 566 989 |
3,591,543 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
Power to control exercise of voting rights/disposal In EASTERN GOLDFIELDS LIMITED (EGS). acquired on the Australian Securities Exchange (ASX) pursuant to an investment Management Agreement with UNITED SUPER PTY LTD ACN 006 261 623 |
181,264 ordinary shares |
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
Power to control exercise of voting rights/disposal In EASTERN GOLDFIELDS LIMITED (EGS). acquired on the Australian Securities Exchange (ASX) pursuant to Services Agreement with IFM IINVESTORS (NOMINEES) LIMTIED ACN 003 969 891. |
183,671 ordinary shares |
| IINDUSTRY SUPER HOLDINGS PTY. ILTD. ACN 119 748 060 |
Taken under section 608(3)(b) of the Comorations Act to have a relevant interest by reason of having control of IFM INVESTORS PTY LTD. |
24,570,811 ordinary shares |
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| Each of the IFM Group Subsidiaries | Taken under section 608(3) of the Corporations Act to have a relevant interest by reason of having voting power (through the relevant linterests of its associate, INDUSTRY SUPER HOLDINGS PTY, LTD.) above 20% in IFM IINVESTORS PTY LTD. |
24,570,811 ordinary shares |
|---|---|---|
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
CITICORP NOMINEES PTY LIMITED as lcustodian for HOST-PLUS PTY. LIMITED IACN 008 634 704 |
4,414,933 ordinary Ishares |
|
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
INATIONAL NOMINEES LIMITED as custodian for MERCER INVESTMENTS (AUSTRALIA) LIMITED ACN 008 612 397 |
6,619,714 ordinary lshares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
UP MORGAN CHASE BANK N.A. (Sydney ∣ Branch) as custodian for AUSCOAL ISUPERANNUATION PTY LTD ACN 003 ISGG 989 |
3,591,543 ordinary ishares |
|
| IIFM INVESTORS PTY LTD IACN 107 247 727 |
INATIONAL NOMINEES LIMITED as lcustodian for VICTORIAN FUNDS MANAGEMENT CORPORATION ACN 691 254 157 |
9,579,686 ordinary Ishares |
|
| IIFM INVESTORS PTY LTD IACN 107 247 727 |
JP MORGAN CHASE BANK N.A. (Sydney Branch) as custodian for UNITED SUPER IPTY LTD ACN 006 261 623 |
181,264 ordinary lshares |
|
| IIFM INVESTORS PTY LTD IACN 107 247 727 |
IFM INVESTORS (NOMINEES) LIMTIED IACN 003 969 891 as trustee for IFM LISTED EQUITIES MICROCAP TRUST |
183,671 ordinary Ishares |
5. Consideration
The consideration paid for each relevant Interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant Interest |
Date of Transaction | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| IFM INVESTORS PTY LTD ACN 107 247 727 |
22 March 2016 | \$1,000,000.05 | Acquisition of 6,666,667 ordinary Ishares |
|
| IFM INVESTORS PTY LTD IACN 107 247 727 |
23 February 2016 | (\$1,500,000 | Acquisition of 10,000,000 ordinary lshares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
18 March 2016 | \$287,039.99 | Acquisition of 1,200,000 ordinary shares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
19 March 2016 | \$71,911.20 | Acquisition of 299,630 ordinary lshares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
27 April 2016 | S41.055.01 | Acquisition of 170,000 ordinary lshares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
28 April 2016 | \$23.976.48 | Acquisition of 99.902 ordinary shares |
|
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
29 April 2016 | \$146,343.60 | Acquisition of 609,765 ordinary lsharəs |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
l02 May 2016 | \$70 970.47 | Acquisition of 299,833 ordinary lshares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
03 May 2016 | \$590,806.52 | Acquisition of 2,568,724 ordinary Ishares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
04 May 2016 | 1591.166.63 | Acquisition of 349,030 ordinary Ishares |
|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
05 May 2016 | \$30,185.50 | Acquisition of 114,166 ordinary Ishares |
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| . | |||
|---|---|---|---|
| IFM INVESTORS PTY LTD ACN 107 247 727 |
06 May 2016 | \$82,713.26 | Acquisition of 309.761 ordinary lshares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
09 May 2016 | 550.355.00 | Acquisition of 186,500 ordinary lshares |
| IFM INVESTORS PTY LTD AGN 107 247 727 |
10 May 2016 | \$18,336.69 | Acquisition of 69,195 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
12 May 2016 | \$10,067,46 | Acquisition of 38,721 ordinary shares |
| IIFM INVESTORS PTY LTD ACN 107 247 727 |
13 May 2016 | 589.012.82 | Acquisition of 342,357 ordinary Ishares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
16 May 2016 | \$128,809.2 | Acquisition of 495.420 ordinary lshares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
17 May 2016 | 595.536.90 | Acquisition of 367.591 ordinary lshares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
18 May 2016 | \$33,800,00 | Acquisition of 130,000 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
19 May 2016 | \$11,761.36 | Acquisition of 45,236 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
20 May 2016 | \$25,955.00 | Acquisition of 89,500 ordinary shares |
| IFM INVESTORS PTY LTD ACN 107 247 727 |
23 May 2016 | \$33,362.70 | Acquisition of 118,813 ordinary Íshares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (If applicable) | Nature of association |
|---|---|
| Each of the IFM Group Subsidiaries i | Body corporate controlled by the substantial holder INDUSTRY SUPER HOLDINGS PTY. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| INDUSTRY SUPER HOLDINGS PTY, LTD, | Level 29 Casselden 2 Lonsdale Street Melbourne VIC 3000 |
| IFM Group Subsidiaries | See list of 1 page annexed to this notice and marked A |
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Ĭ
15 July 2001
Signa
$(1)$
$(2)$
$(3)$
$(4)$
$(5)$
$(6)$
| ature | ||||
|---|---|---|---|---|
| print name Garry Weaven | Director capacity |
|||
| sign here | date 25/5/16 |
|||
| DIRECTIONS | ||||
| If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. |
||||
| See the definition of "associate" in section 9 of the Corporations Act 2001. | ||||
| See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | ||||
| The voting shares of a company constitute one class unless divided into separate classes. | ||||
| relevant interest in. | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a | |||
| The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. |
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- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" In section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown." $(8)$
- $(9)$ Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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ANNEXURE A - ASSOCIATED COMPANIES
IFM Group
$\sim$
| ACN/ABN Address Country Name IFM FIDUCIARY NO. 2 PTY LTD 158 365 505 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia JFM FIDUCIARY PTY LTD 135 450 618 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia Australia 135 448 225 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 IFM HOLDINGS PTY LTD IFM INVESTORS (JAPAN) PTY LTD 166 271 889 Level 29 Casselden, 2 Lonsdale Street, Melboume, Victoria 3000 Australia 003 969 891 IFM INVESTORS (NOMINEES) LIMITED Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia 107 247 727 IFM INVESTORS PTY LTD Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia 070 588 108 Australia IFS INSURANCE SOLUTIONS PTY LTD Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 007 016 195 Australia INDUSTRY FUND SERVICES LIMITED Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 006 883 227 Lavel 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia INDUSTRY FUNDS INVESTMENTS LTD. 073 931 843 Australia INDUSTRY FUNDS MANAGEMENT (NOMINEES 2) PTY LTD Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 003 989 891 Australia INDUSTRY FUNDS MANAGEMENT (NOMINEES) LIMITED Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 INDUSTRY SUPER HOLDINGS PTY, LTD. 119 748 060 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia 158 563 270 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 INDUSTRY SUPER NETWORK PTY LTD Australia 052 000 709 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia NSW RENT BUY PTY LIMITED 073 931 790 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia SBLB PTY LTD SUPER MEMBER INVESTMENTS LIMITED 095 974 100 Australia Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 073 331 414 Level 29 Casselden, 2 Lonsdale Street, Melbourne, Victoria 3000 Australia THE BOND MARKET PTY LTD 99 Park Avenue, 19 th Floor, New York, NY 10016, USA IFM GLOBAL INFRASTRUCTURE (CANADA) GP, INC BC0951184 Canada 99 Park Avenue, 19th Floor, New York, NY 10016, USA IFM INVESTORS (JAPAN), LLC Japan 3 rd Floor, 60 Gresham Street, London, EC2V 7BB UK IFM GLOBAL INFRASTRUCTURE (UK) GP LTD 6547980 UK. 5857982 3 m Floor, 60 Gresham Street, London, EC2V 7BB UK UK IFM INVESTORS (UK) LTD IFM (US) SECURITIES, LLC 90-0919932 99 Park Avenue, 19 th Floor, New York, NY 10016, USA US 99 Park Avenue, 19th Floor, New York, NY 10016, USA 98-0634648 US IFM GLOBAL INFRASTRUCTURE (US) GP, LLC 99 Park Avenue, 19 th Floor, New York, NY 10016, USA 146366 US IFM INVESTORS (US) ADVISOR, LLC 99 Park Avenue, 19 th Floor, New York, NY 10016, USA IFM INVESTORS (US), LLC 146366 US |
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|---|---|---|
This is the annexure of 1 page marked A mentioned in the Form 603 signed by me and dated 31 March 2016
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Signature of Garry Weaven, Director (INDUSTRY SUPER HOLDINGS PTY, LTD.)