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ORA BANDA MINING LTD — Major Shareholding Notification 2012
Apr 22, 2012
65475_rns_2012-04-22_6763c922-38c6-49a1-b788-4c36e71b0f0f.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme Swan Gold Mining Limited (FormerName Monarch Gold Mining Co Ltd) ACN/ARSN __________ 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates_______ ACN (if applicable) NA________________ The holder ceased to be a substantial holder on 26 / Feb/ 2010 The previous notice was given to the company on 21 / Nov/2007 The previous notice was dated 21 /Nov/ 2007 |
To Company Name/Scheme Swan Gold Mining Limited (FormerName Monarch Gold Mining Co Ltd) ACN/ARSN __________ 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates_______ ACN (if applicable) NA________________ The holder ceased to be a substantial holder on 26 / Feb/ 2010 The previous notice was given to the company on 21 / Nov/2007 The previous notice was dated 21 /Nov/ 2007 |
To Company Name/Scheme Swan Gold Mining Limited (FormerName Monarch Gold Mining Co Ltd) ACN/ARSN __________ 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates_______ ACN (if applicable) NA________________ The holder ceased to be a substantial holder on 26 / Feb/ 2010 The previous notice was given to the company on 21 / Nov/2007 The previous notice was dated 21 /Nov/ 2007 |
|---|---|---|
| the company on | 26 / Feb/ 2010 21 / Nov/2007 21 /Nov/ 2007 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| See Appendix | JPMorgan Asset Management (UK) Limited |
In its capacity as investment manager or in various other related capacities |
See Appendix | 14,369,149 Ordinary Shares |
14,369,149 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN(if applicable) | Nature of association |
|---|---|
| N/A | |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 1111 Polaris Parkway,Columbus,Ohio 43240 |
Page 1 of 2
Signature
| print name sign here |
Caroline Phong capacity Executive Director/ JPMorgan Chase Bank, N.A. |
|---|---|
date 23 / April / 2012 __________________ |
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
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(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
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(3) See the definition of “associate” in section 9 of the Corporations Law.
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(4) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Given details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Page 2 of 2
Appendix
| Appendix | |
|---|---|
| Swan Gold Mining(ISIN AU000000MOND4 ) [ Former Name- Monarch Gold Mining Company Ltd ISIN: AU000000MON2] |
|
Transaction date Entity Type of transaction Ccy Price Quantity |
Total Positions Issued share capital % owned |
| Balance as at 20 November 2007 JPMAM(UK) |
36,949,245 477,577,000 7.74% |
| Balance as at 18 Dec 2007 JPMAM(UK) Reorganisation of capital- consolidation at term of 1:3 |
12,316,414 159,194,165 7.74% |
| Balance as at 26 Feb 2008 JPMAM(UK) |
12,316,414 179,704,557 6.85% |
| Balance as at 21 Apr 20008 JPMAM(UK) Right issues of 1:6 |
14,369,149 179,704,557 8.00% |
| Balance as at 26 Feb 2010 JPMAM(UK) |
14,369,149 743,487,661 1.93% |
"JPMAM(UK)" = JPMorgan Asset Management (UK) Limited