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OptimizeRx Corp — Director's Dealing 2018
May 14, 2018
33090_dirs_2018-05-14_ba931154-4bd2-4f13-b06a-ce5794ebc871.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: OptimizeRx Corp (OPRX)
CIK: 0001448431
Period of Report: 2018-05-04
Reporting Person: AWM Investment Company, Inc. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4103774 | Indirect |
Footnotes
F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,436,390 of Common Stock of the Issuer (the Shares) held by QP, 911,189 Shares held by CAYMAN and 756,195 Shares held by PE.
F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.
The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not
be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: These shares do not reflect the 1 for 3 reverse split effective 5/14/2018.