Opthea Ltd — Share Issue/Capital Change 2024

Jul 16, 2024

Appendix 2A - Application for quotation of securities

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Announcement Summary

Entity name

OPTHEA LIMITED

Announcement Type

New announcement

Date of this announcement

Wednesday July 17, 2024

The +securities to be quoted are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
OPT	ORDINARY FULLY PAID	139,627,846	17/07/2024
OPTOB	OPTION EXPIRING 30-JUN-2026 DEFERRED	189,428,654	17/07/2024

Refer to next page for full details of the announcement

Appendix 2A - Application for quotation of securities

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Appendix 2A - Application for quotation of securities

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Part 1 - Entity and announcement details

1.1 Name of entity

OPTHEA LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number

32006340567

1.3 ASX issuer code

OPT

1.4 The announcement is

New announcement

1.5 Date of this announcement

17/7/2024

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Appendix 2A - Application for quotation of securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation Time request 12-Jun-2024 16:09 Update - Update - Proposed issue of An accelerated offer (retail) securities - OPT

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

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Appendix 2A - Application for quotation of securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Retail Securities

ASX +security code and description

OPT : ORDINARY FULLY PAID

Issue date

17/7/2024

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held Number of +securities held Number of holders For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %

Issue details

Number of +securities to be quoted

139,627,846 Issue currency AUD - Australian Dollar

Issue price or consideration per +security AUD 0.40000000

Any other information the entity wishes to provide about the +securities to be quoted

Additional 217 shares compared to the Appendix 3B due to rounding at shareholder level

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Appendix 2A - Application for quotation of securities

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ASX +security code and description

OPTOB : OPTION EXPIRING 30-JUN-2026 DEFERRED

Issue date

17/7/2024

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

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Total percentage of +securities held
Number of +securities held Number of holders For example, to enter a value of 50%
please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %
Issue details
Number of +securities to be quoted
189,428,654
Issue currency Issue price or consideration per +security
AUD - Australian Dollar AUD
Any other information the entity wishes to provide about the +securities to be quoted
Additional 66 options compared to the Appendix 3B due to rounding at shareholder level
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Appendix 2A - Application for quotation of securities

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Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

+securities subject of this application)
	Total number of
ASX +security code and description	+securities on issue
OPT : ORDINARY FULLY PAID	1,231,094,617
OPTOA : OPTION EXPIRING 31-AUG-2025	97,822,109
OPTOB : OPTION EXPIRING 30-JUN-2026 DEFERRED	189,428,654

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
OPTAD : PERFORMANCE RIGHTS	2,900,000
OPTAL : OPTION EXPIRING 19-FEB-2034 EX USD 3.03	250,000
OPTAA : OPTION EXPIRING 31-MAR-2034 EX USD 4.14	27,000
OPTAB : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	33,125,000
OPTAC : ADS EXPIRING VARIOUS DATES EX VARIOUS PRICES	5,306,750

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