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Opthea Ltd Major Shareholding Notification 2025

Mar 30, 2025

32698_rns_2025-03-30_2ce4df3c-576f-417c-ae5a-f365cbd0ae05.pdf

Major Shareholding Notification

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603 Page 1 of 4

Form 603

Corporations Act 2001 Section

671B

Notice of initial substantial holder

To Company Name/Scheme OPTHEA LTD ACN/ARSN/ ABN 32 006 340 567

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA

The holder became a substantial holder on 26/March/2025

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary 63,730,974 63,730,974 5.18%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
JPMORGAN CHASE BANK, N.A. Securities on Loan as Agent Lender 729,520
(Ordinary)
J.P. MORGAN SECURITIES PLC Holder of securities subject to an obligation to return under a
securities lending agreement		 23,482,770
(Ordinary)
J.P. MORGAN SECURITIES LLC Rehypothecation of client securities under a Prime Brokerage
Agreement		 50,112
(Ordinary)
J.P. MORGAN SECURITIES LLC Holder of securities subject to an obligation to return under a
securities lending agreement		 5,638,400
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Purchase and sales of securities in its capacity as
Principal/Proprietary		 18,174,724
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Holder of securities subject to an obligation to return under a
securities lending agreement		 15,650,000
(Ordinary)
J.P. MORGAN PRIME INC. Rehypothecation of client securities under a Prime Brokerage
Agreement		 5,448
(Ordinary)

603 Page 2 of 4

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as holder
(8)
Class and
number of
securities
JPMORGAN CHASE BANK, N.A. JPM Nominees Australia Pty Limited Various Borrowers under the Securities
Lending Agreement		 729,520
(Ordinary)
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited JPM Nominees Australia Pty Limited 23,482,770
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Various Clients and Custodians 50,112
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Citi Australia 5,638,400
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Ecapital Nominees Pty Ltd J.P. MORGAN SECURITIES AUSTRALIA
LIMITED
18,174,724
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Ecapital Nominees Pty Ltd Ecapital Nominees Pty Ltd 15,650,000
(Ordinary)
J.P. MORGAN PRIME INC. Citi Australia Various Clients and Custodians 5,448
(Ordinary)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest		 Date of acquisition Consideration (9) Consideration (9) Class and number of securities
See Appendix Cash Non-cash

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES PLC
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN PRIME INC.		 Nature of association
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.

603 Page 3 of 4

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United
States
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000,
Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United
States
J.P. MORGAN PRIME INC. 383 Madison Avenue, New York, New York, NY, 10179, United
States

Signature

ure
Print name
Sign here		 S. Seshagiri Rao Capacity
Compliance Officer
Date
28/March/2025

603 Page 4 of 4

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 18,082,354
27-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (527,000) 0.63 $ 333,920.90
27-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,664) 0.63 $ 4,864.55
27-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,914) 0.64 $ 1,215.39
27-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,074) 0.64 $ 1,324.80
27-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (201,521) - $ -
27-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (250,000) - $ -
28-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,404) - $ -
28-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,386) 0.69 $ 12,635.65
28-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,466) 0.69 $ 3,751.21
28-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,525) 0.65 $ 23,073.35
28-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,467 0.69 $ 1,011.01
28-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,112) 0.65 $ 717.24
28-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (295,518) - $ -
28-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (122,204) - $ -
28-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (174,361) - $ -
28-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (21,597) - $ -
28-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (115,146) - $ -
29-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,032) 0.71 $ 5,741.78
29-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,075 0.72 $ 5,094.00
29-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,103) 0.72 $ 2,935.70
29-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 594,746 0.72 $ 425,719.19
29-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (21,848) - $ -
29-Nov-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (218,551) - $ -
2-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,325) 0.71 $ 2,360.51
2-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38) 0.71 $ 26.79
2-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (704) 0.71 $ 502.16
2-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 499 0.74 $ 369.26
2-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (367) 0.71 $ 262.00
2-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (431) 0.72 $ 310.32
3-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,367 0.74 $ 20,991.58
3-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102) 0.72 $ 73.62
3-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (550) 0.72 $ 394.17
3-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,400 0.72 $ 4,576.00
4-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,947) 0.71 $ 2,101.78
4-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,266) 0.72 $ 17,375.94
4-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55) 0.71 $ 39.26
5-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (281) 0.71 $ 199.43
5-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50) 0.71 $ 35.50
5-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,207) 0.71 $ 17,770.94
6-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44) 0.73 $ 32.22
6-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,538) 0.72 $ 16,329.98
6-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (541) 0.73 $ 394.90
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,412) 0.71 $ 999.65
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,601 0.69 $ 1,781.69
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (930) 0.69 $ 637.58
11-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,166) 0.67 $ 1,452.74
11-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 59,000 0.67 $ 39,535.90
12-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,700) 0.65 $ 6,901.50
12-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,668) 0.65 $ 73,154.54
12-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (169) 0.64 $ 107.85
12-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,295) 0.64 $ 16,768.87
12-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 103,000 0.65 $ 66,445.30
12-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 550,000 - $ -
12-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 30,000 - $ -
13-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (236) 0.63 $ 148.07
13-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,494) 0.63 $ 16,609.51
16-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,776) 0.63 $ 14,241.47
16-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,951) 0.62 $ 13,683.38
16-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,751 0.62 $ 2,325.62
17-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13) 0.64 $ 8.26
17-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,915) 0.64 $ 9,471.03
17-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (83,196) - $ -
18-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (272,777) 0.64 $ 175,615.74
18-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 88,000 0.65 $ 57,208.80
19-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (378) 0.63 $ 238.89
19-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,236) 0.64 $ 2,081.97
19-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,595) 0.65 $ 4,286.75
19-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 246,000 - $ -
20-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,887) 0.69 $ 6,779.27
20-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 942 0.68 $ 640.56
20-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4) 0.71 $ 2.82
20-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (375) 0.69 $ 259.71
20-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (722) 0.66 $ 476.52
20-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 260,000 - $ -
23-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,289) 0.73 $ 26,483.68
23-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (277) 0.73 $ 202.31
23-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34) 0.72 $ 24.48
23-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 473,974 0.72 $ 342,493.61
23-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (79,450) - $ -
23-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,000 - $ -
24-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 159,788 0.76 $ 121,023.43
24-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15) 0.76 $ 11.40
24-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (182) 0.73 $ 131.95
24-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (80,487) - $ -
27-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 143,138 0.81 $ 115,540.99
27-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 225,000 - $ -
30-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,488) 0.79 $ 54,377.21
30-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,983 0.80 $ 7,156.32
30-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,876 0.79 $ 3,077.83
30-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 555,181 0.80 $ 441,757.52
30-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 119,443 - $ -
30-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 64,357 - $ -
31-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 101,392 0.81 $ 81,813.20
31-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 474 0.82 $ 386.41
31-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,292) 0.82 $ 18,997.37
31-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (146,867) - $ -
31-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,000) - $ -
31-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (21,455) - $ -
2-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (8,485) - $ -
3-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,928) 0.77 $ 14,566.91
3-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88) 0.78 $ 68.25
3-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 112,378 - $ -
3-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,940 - $ -
6-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 169 0.76 $ 128.44
6-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,550) 0.75 $ 10,115.26
6-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,322 0.76 $ 2,508.11
6-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (94) 0.77 $ 71.91
6-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 21,000 - $ -
7-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,327) 0.79 $ 1,054.22
7-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,702 0.78 $ 4,447.56
7-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36) 0.78 $ 28.03
7-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,402 - $ -
8-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (483) 0.79 $ 381.15
8-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,582) 0.78 $ 20,027.74
8-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (515) 0.78 $ 401.86
9-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,642) 0.74 $ 22,705.17
9-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (525) 0.76 $ 398.74
9-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (203,020) - $ -
10-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (616) 0.76 $ 465.34
10-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,127) 0.76 $ 856.52
10-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,370) 0.76 $ 15,427.99
10-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,200) 0.76 $ 2,420.45
13-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (567) 0.75 $ 423.13
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TRADES FOR RELEVANT PERIOD Appendix
13-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,981) 0.74 $ 24,509.60
14-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (608) 0.80 $ 484.29
14-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,519) 0.77 $ 1,171.62
14-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43,730) 0.78 $ 34,287.38
14-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,650) 0.75 $ 3,487.50
14-Jan-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (121,196) - $ -
15-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58) 0.76 $ 44.08
15-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (159) 0.76 $ 120.06
15-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,139) 0.77 $ 28,469.57
16-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (603) 0.75 $ 455.11
16-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,035) 0.77 $ 3,898.60
16-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,227) 0.75 $ 916.64
17-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,511) 0.82 $ 27,435.82
17-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (169) 0.82 $ 138.59
17-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14 0.82 $ 11.48
17-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5 0.82 $ 4.10
17-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24 0.82 $ 19.56
17-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14) 0.78 $ 10.85
20-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,834) 0.85 $ 30,293.28
20-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (176) 0.85 $ 149.10
20-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 712 0.85 $ 603.42
20-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000,000 0.85 $ 1,700,000.00
20-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,000,000 0.85 $ 850,000.00
20-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (47,697) - $ -
21-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 37,907 0.88 $ 33,209.11
21-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5) 0.85 $ 4.25
21-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 766 0.88 $ 670.63
21-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,438) 0.87 $ 19,591.27
21-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7 0.88 $ 6.13
21-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7) 0.85 $ 5.95
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,218 0.90 $ 27,339.58
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,275) 0.90 $ 13,800.87
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (690) 0.90 $ 622.75
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,823 0.90 $ 3,440.70
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,970 0.91 $ 9,927.85
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (296) 0.90 $ 267.53
22-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (953) 0.89 $ 843.41
23-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,492 0.94 $ 1,395.49
23-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,136) 0.94 $ 16,041.06
23-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (73,088) - $ -
24-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,418) 0.99 $ 1,405.75
24-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,582) 0.98 $ 6,467.54
24-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (161) 0.98 $ 157.64
24-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (21,726) - $ -
28-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,141) 1.01 $ 12,306.14
28-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (413) 1.02 $ 420.79
28-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,123 1.02 $ 18,540.86
28-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (30,709) - $ -
29-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,465) 1.03 $ 18,002.22
29-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,358) 1.02 $ 5,481.55
29-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,215 1.04 $ 2,301.60
29-Jan-25 J.P. MORGAN SECURITIES PLC Equity Borrow 300,000 - $ -
29-Jan-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (300,000) - $ -
30-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 1.04 $ 2.08
30-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,529 1.05 $ 42,711.65
31-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,300 1.08 $ 17,522.50
31-Jan-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,955) 1.11 $ 5,512.24
31-Jan-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (198,156) - $ -
31-Jan-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (121,122) - $ -
3-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,675) 1.08 $ 33,028.42
3-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,328) 1.07 $ 14,269.68
3-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 431 1.09 $ 467.80
3-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,165) 1.05 $ 2,280.49
3-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,300) 1.08 $ 28,437.01
3-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,584 1.08 $ 2,777.80
3-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (32,581) - $ -
4-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 233 1.09 $ 252.81
4-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,064 1.08 $ 21,669.12
4-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (781) 1.08 $ 844.49
4-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,522) 1.08 $ 30,852.93
4-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,864) 1.09 $ 7,452.62
5-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,673) 1.08 $ 11,544.97
5-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,187 1.09 $ 8,908.93
5-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (340) 1.08 $ 367.27
5-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,604 1.10 $ 10,516.38
5-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,044) - $ -
5-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (64,417) - $ -
6-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,119) 1.14 $ 10,412.28
6-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,074) 1.16 $ 12,790.47
6-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (167) 1.14 $ 190.22
6-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (45,335) - $ -
7-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,100) 1.13 $ 29,592.26
7-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,880 1.13 $ 3,240.00
7-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (133) 1.13 $ 150.26
7-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (76,472) - $ -
10-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,142) 1.10 $ 12,239.65
10-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,244 1.09 $ 3,543.46
10-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,835) 1.10 $ 9,699.61
10-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 8,000,000 - $ -
10-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 600,000 - $ -
10-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 1,400,000 - $ -
10-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 37,766 - $ -
10-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,827 - $ -
11-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,346) 1.08 $ 3,613.68
11-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,232) 1.05 $ 10,730.92
11-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 461 1.04 $ 480.88
11-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,558) 1.08 $ 12,430.56
11-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,059) 1.05 $ 2,164.03
11-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45) 1.09 $ 49.05
11-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (52,136) - $ -
11-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (43,972) - $ -
12-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 482 1.02 $ 491.64
12-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,088) 1.01 $ 55,866.12
12-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (103) 1.01 $ 104.36
12-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (24,257) - $ -
12-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (83,125) - $ -
13-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,058 1.02 $ 11,223.87
13-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 313 1.02 $ 319.26
13-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,100 1.02 $ 3,147.04
13-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (177,906) 1.02 $ 180,630.27
13-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,661) 1.02 $ 2,701.16
13-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,345 1.02 $ 2,383.27
13-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (21,000) - $ -
13-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (30,279) - $ -
14-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,482) 1.01 $ 3,513.24
14-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,809) 1.01 $ 9,893.04
14-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (86,656) - $ -
14-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (8,827) - $ -
17-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,892) 1.02 $ 2,945.72
17-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,141 1.01 $ 11,232.63
17-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,662) 1.01 $ 9,722.45
17-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,062 1.01 $ 6,099.28
17-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,828 1.02 $ 10,025.29
17-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,680,000) - $ -
17-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,350,000) - $ -
17-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (155,659) - $ -
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TRADES FOR RELEVANT PERIOD Appendix
17-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 3,000,000 - $ -
17-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 81 - $ -
17-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,650,000 - $ -
17-Feb-25 J.P. MORGAN SECURITIES LLC Equity Borrow 329,700 - $ -
17-Feb-25 J.P. MORGAN SECURITIES LLC Equity Borrow 1,319,800 - $ -
17-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (88,310) - $ -
17-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,345) - $ -
18-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,686) 1.03 $ 2,774.17
18-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,929 1.02 $ 2,979.82
18-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (123,196) - $ -
19-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,330 0.95 $ 7,919.07
19-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,000 - $ -
20-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,433 0.98 $ 13,098.98
20-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,892 0.96 $ 84,360.50
20-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (125,917) 0.96 $ 120,880.32
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (106,958) - $ -
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (4,320,000) - $ -
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 2,000,000 - $ -
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 5,000,000 - $ -
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 264,000 - $ -
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 225,228 - $ -
20-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 274,772 - $ -
20-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,500,000 - $ -
21-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 196,991 0.99 $ 195,724.35
21-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,795 1.00 $ 4,790.70
21-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,115) 0.99 $ 14,952.12
21-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (9,995) - $ -
24-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 552 0.97 $ 535.44
24-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,414 1.00 $ 10,425.40
24-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,148) 0.99 $ 2,119.26
24-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 600,000 0.97 $ 582,000.00
24-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,200,000 0.97 $ 2,134,000.00
24-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,000) - $ -
25-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,535 0.96 $ 31,228.04
25-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,635 0.95 $ 65,496.32
25-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (769) 0.95 $ 732.19
25-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (552) 0.96 $ 527.16
25-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 552,543 0.95 $ 527,176.30
25-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 242,838 - $ -
26-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 660 0.92 $ 603.90
26-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,284 0.91 $ 22,162.70
26-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,543) 0.92 $ 4,199.44
26-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 432,908 0.92 $ 397,402.62
26-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 600,000 - $ -
26-Feb-25 J.P. MORGAN SECURITIES PLC Equity Borrow 58,000 - $ -
26-Feb-25 J.P. MORGAN SECURITIES LLC Equity Borrow 233,857 - $ -
26-Feb-25 J.P. MORGAN SECURITIES LLC Equity Borrow 2,766,143 - $ -
27-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,204 0.93 $ 2,050.69
27-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,448 0.93 $ 32,890.07
27-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,516 0.93 $ 32,004.06
27-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (943) 0.92 $ 868.98
27-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,890) 0.93 $ 8,223.25
27-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,181,274 0.93 $ 1,098,213.90
28-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,895 0.93 $ 3,624.70
28-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,512 0.93 $ 5,111.24
28-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,277 0.92 $ 20,602.19
28-Feb-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,000,000 - $ -
28-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 350,000 - $ -
28-Feb-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 139,000 - $ -
3-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,365 0.98 $ 14,024.71
3-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,383) 0.97 $ 8,167.54
3-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,592) 0.97 $ 26,648.19
3-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,345) 0.98 $ 1,322.55
3-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000,000) 0.96 $ 960,000.00
3-Mar-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 476,000 - $ -
3-Mar-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (139,000) - $ -
4-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,223) 0.88 $ 4,602.96
4-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (761) 0.90 $ 687.99
5-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,386) 0.75 $ 4,034.93
5-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,355 0.80 $ 36,508.92
5-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,770) 0.78 $ 12,221.75
5-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,204) 0.76 $ 2,433.05
5-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,585) 0.87 $ 25,591.03
6-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,286) 0.75 $ 959.34
6-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (143,634) 0.76 $ 109,015.05
6-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,156) 0.73 $ 1,578.93
6-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 173,000 0.73 $ 126,765.06
6-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,649) 0.72 $ 10,564.64
6-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151,000) 0.75 $ 113,250.00
7-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.72 $ 71,500.00
7-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,122 0.68 $ 1,442.96
7-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,919 0.70 $ 8,294.48
7-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,470) 0.69 $ 31,212.61
7-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (349,894) 0.69 $ 241,427.91
7-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 238,031 0.69 $ 163,426.85
7-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow 331,057 - $ -
10-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33) 0.68 $ 22.28
10-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,471 0.68 $ 5,743.87
10-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,078) 0.68 $ 1,406.77
10-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,919) 0.70 $ 8,343.30
10-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
10-Mar-25 J.P. MORGAN SECURITIES LLC Equity Borrow 988,900 - $ -
10-Mar-25 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (336,480) - $ -
11-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,468 0.65 $ 946.86
11-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16 0.64 $ 10.24
11-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,563 0.63 $ 2,890.98
11-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,112 0.64 $ 18,579.16
11-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16) 0.68 $ 10.80
11-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow 4,000,000 - $ -
11-Mar-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 240,000 - $ -
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 580 0.62 $ 359.60
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,690) 0.60 $ 3,414.00
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,414) 0.61 $ 860.34
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,118,385) 0.61 $ 1,302,537.74
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 177 0.61 $ 107.51
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,585 0.63 $ 4,115.63
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (895) 0.65 $ 581.75
12-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow 3,000,000 - $ -
12-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow 3,100,000 - $ -
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 3,000,000 - $ -
12-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,000,000 - $ -
13-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,398 0.61 $ 1,452.78
13-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,443 0.61 $ 12,368.02
13-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,438 0.61 $ 3,925.51
13-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,000,000 - $ -
13-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 2,000,000 - $ -
13-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,500,000 - $ -
14-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,886) 0.60 $ 16,222.82
14-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,424 0.60 $ 28,454.40
18-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,613,125) - $ -
18-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,000,000) - $ -
18-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (728,482) - $ -
18-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (193,042) - $ -
18-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (38,287) - $ -
18-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow Return (81) - $ -
18-Mar-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (2,000,000) - $ -
3/4
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TRADES FOR RELEVANT PERIOD Appendix
26-Mar-25 J.P. MORGAN PRIME INC. Equity - Depository Receipt On-Lend 5,448 - $ -
26-Mar-25 J.P. MORGAN SECURITIES LLC Equity On-Lend Return (770,733) - $ -
26-Mar-25 J.P. MORGAN SECURITIES LLC Equity - Depository Receipt On-Lend 22,448 - $ -
26-Mar-25 J.P. MORGAN SECURITIES PLC Equity Borrow 4,000,000 - $ -
Balance at end of relevant period 63,730,974
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4/4

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed with ASX.
Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant
interests:
26-Mar-2025
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower)
Transfer date Settlement Date
03-Mar-2025
04-Mar-2025
12-Mar-2025
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Australian Master Securities Lending Agreement ("AMSLA")
Parties to
agreement		 BNP Paribas Fund Securities Services S.C.A.(“lender”), J.P. Morgan Securities Australia
Limited (“borrower”)
Transfer date Settlement Date
28-Feb-2025
17-Mar-2025
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the other lender, provided that the lender
uses its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4.3 of the standard form
AMSLA.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on
any business day as agreed by the parties. The borrower must return the securities not
later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Australian Master Securities LendingAgreement("AMSLA")
Parties to agreement Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”)
Transfer date Settlement Date
21-Feb-2025
14-Mar-2025
17-Mar-2025
Holder of voting rights Borrower
Are there any restriction
on voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 4.3 of the standard form AMSLA
Scheduled return date (if
any)		 None
Does the borrower have
**the right to return early? **		 Yes
If yes, detail Borrower has right to return all and any securities or equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have the
right to recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such notice as
agreed by the parties. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities be
returned on settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Australian Master Securities LendingAgreement("AMSLA")
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower')
Transfer date Settlement Date
19-Feb-2025
12-Mar-2025
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any securities or equivalent securities early at any time in accordance
with the lender’s instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed
by the parties. The borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exception
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

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Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
26-Mar-2025
relevant interests:
Schedule
Institutional Account Agreement
Type of agreement
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and
VANGUARD GROUP INC (AS AGT),BROWN BROTHERS HARRIMAN & CO(AS AGENT) (herein referred
to as “JPMS” ). “ J.P. Morgan
Parties to agreement Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank,
N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia
Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P.
Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time.
Settlement Date
19-Feb-2025
Transfer date
28-Feb-2025
12-Mar-2025
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow.
Holder of voting
Notwithstanding this, please note that the Company has the right to recall equivalent securities if it
rights
wishes to exercise its voting rights in respect of the securities.
Are there any
restriction on voting Yes
rights
JPMS will not be able to exercise voting rights in circumstances where the Company has recalled
If yes, detail equivalent securities from JPMS before the voting rights have been exercised. In these circumstances,
JPMS must return the securities to the Company and the Company holds the voting rights.
Scheduled return
N/A. There is no term to the loan of securities.
date (if any)
Does the borrower
have the right to Yes.
return early?
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have
the right to recall Yes.
early?
If yes, detail The Company has the right to recall all or any equivalent securities on demand.
Will the securities be
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There
returned on
is no term to the loan of securities.
settlement?
If yes, detail any
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
Statement
copy of the agreement will be given to that company or ASIC.
----- End of picture text -----

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 BROWN BROTHERS HARRIMAN & CO (AS AGENT) ("lender") and J.P. Morgan
Securities Plc ("borrower")
Transfer date Settlement Date
24-Feb-2025
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between
the parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Subject to the terms of the relevant loan, the borrower has the right to terminate a loan
and redeliver all and any equivalent securities due and outstanding to the lender in
accordance with lender's instructions.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Subject to the terms of the relevant loan, the lender has the right to terminate a loan
and to call for delivery of all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the loaned
securities were originally delivered. The borrower shall deliver such equivalent
securities not later than the expiry of such notice in accordance with the lender's
instruction.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, J.P. Morgan Securities Plc will give a copy of the GMSLA to that
company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Overseas Securities Lender's Agreement ("OSLA")
Parties to agreement J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date Settlement Date
26-Mar-2025
Holder of voting rights Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard
form OSLA.
Scheduled return date
(if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry
of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Overseas Securities Lender’s Agreement (“OSLA”)
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc
(“borrower”)
Transfer date Settlement Date
12-Feb-2025
19-Feb-2025
24-Feb-2025
27-Feb-2025
28-Feb-2025
13-Mar-2025
14-Mar-2025
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to
be exercised in accordance with the instructions of the lender, provided that the lender
uses its best endeavors to notify the borrower of its instructions in writing no later than
7 business days prior to the date upon which such votes are exercisable or as
otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of
the standard form OSLA.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered (and where there is a difference between
the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The
borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Master Overseas Securities Borrowing Agreement
Parties to agreement J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender")
Transfer date Settlement Date
14-Mar-2025
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify
the borrower of its instructions in writing no later than 7 business days prior to the date upon which such
votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of
the agreement.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered. The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 RBC Investor Services Trust ("lender") and J.P. Morgan Securities Plc ("borrower")
Transfer date Settlement Date
28-Feb-2025
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between
the parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent
securities due and outstanding to the lender in accordance with lender's instructions
and lender shall accept such redelivery on a business day if notice of redelivery has
been given within the standard market settlement period.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time provided
notification is given by the lender within standard market settlement period for such
equivalent securities on the exchange or in the clearing organisation through which
the relevant borrowed securities were originally delivered. The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exception
Statement If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 28-Mar-2025
Company’s name: OPTHEA LTD
ISIN: AU000000OPT2
Date of change of
relevant interests:		 26-Mar-2025
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as
agent ("lender")
Transfer date Settlement Date
11-Mar-2025
Holder of voting
rights		 Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between
the parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent
securities due and outstanding to the lender in accordance with lender's instructions
and lender shall accept such redelivery.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originallydelivered. The borrower must return the
securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or ASIC.

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