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Opthea Ltd Major Shareholding Notification 2022

Jan 30, 2022

32698_rns_2022-01-30_ae97bdfc-8ae6-4bc6-8d1a-9a3ec24ac691.pdf

Major Shareholding Notification

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Form 603

Corporations Act Section 671B Notice of initial substantial holder

To: Company Name/Scheme OPTHEA LIMITED

ACN/ ~~ARSN~~

006 340 567

1. Details of substantial holder (1)

Name

Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable)

The holder became a substantial holder on: 27 January 2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Ordinary 12,638,289 12,638,289 3.59%
American Depository Shares (ADS) 701,081 5,608,648 1.59%
Total Voting Power 18,246,937 5.18%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Merrill Lynch (Australia) Futures Limited Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.		 Ordinary 4,540,501
Merrill Lynch International Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.		 Ordinary 5,074
Merrill Lynch Markets (Australia) Pty.
Limited		 Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.		 Ordinary 8,092,714
Merrill Lynch International Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.		 700,581 ADS representing
5,604,648 Ordinary Shares
BofA Securities, Inc. Borrowing of securities pursuant to a Stock
Borrow Loan Agreement (see Appendix B),
with power to control the voting and/or
disposal of borrowed securities.		 500 ADS representing
4,000 Ordinary Shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number of
securities
Merrill Lynch (Australia)
Futures Limited		 Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch (Australia)
Futures Limited		 Ordinary 4,540,501
Merrill Lynch International Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch International Ordinary 5,074
Merrill Lynch Markets
(Australia) Pty. Limited		 Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch Markets
(Australia) Pty. Limited		 Ordinary 8,092,714
Merrill Lynch International Merrill Lynch International 700,581 ADS representing
5,604,648 Ordinary Shares
BofA Securities, Inc. BofA Securities, Inc. 500 ADS representing
4,000 Ordinary Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number
of securities
Cash Non-cash
Please see Annexure A.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable) Nature of association
Merrill Lynch (Australia) Futures Limited Related body corporate
Merrill Lynch (Australia) Nominees Pty Ltd Related body corporate
Merrill Lynch Markets (Australia) Pty. Limited Related body corporate
Merrill Lynch International Related body corporate
BofA Securities, Inc. Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name Addresses
Bank of America Corporation 100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Merrill Lynch (Australia) Futures Limited Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000, Australia
Merrill Lynch (Australia) Nominees Pty Ltd Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Merrill Lynch Markets (Australia) Pty. Limited Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000,Australia
Merrill Lynch International 2 King Edward Street, London, England, EC1A 1HQ, United
Kingdom
BofA Securities, Inc. One Bryant Park, New York NY 10036, USA

SIGNATURE

Print Name:
Sign Here:		 Kelvin Kwok
Capacity:
Authorised signatory
Date:
31 January 2022

Appendix A

**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
9/27/2021 Merrill Lynch International Securitiesreturned N/A ADS (92,160) (737,280) RefertoApp. B
9/27/2021 Merrill Lynch International Securitiesreturned N/A ADS (376,750) (3,014,000) RefertoApp. B
9/27/2021 Merrill Lynch International Securities borrowed N/A ADS 468,910 3,751,280 RefertoApp. B
9/27/2021 Merrill Lynch International Securitiesreturned N/A ADS (455,812) (3,646,496) RefertoApp. B
9/27/2021 BofASecurities,Inc. Securities borrowed N/A ADS 600 4,800 RefertoApp. B
9/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,560) Ordinary (5,706) (5,706) N/A
9/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,888) Ordinary (11,236) (11,236) N/A
9/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,078 Ordinary 11,236 11,236 N/A
9/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 24,224 Ordinary 17,944 17,944 N/A
9/28/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (300) (2,400) RefertoApp. B
9/28/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
9/28/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
9/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (28,948) Ordinary (21,523) (21,523) N/A
9/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 28,947 Ordinary 21,520 21,520 N/A
9/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,417,946) Ordinary (1,796,191) (1,796,191) N/A
9/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,818) Ordinary (16,987) (16,987) N/A
9/29/2021 Merrill Lynch International Securitiesreturned N/A ADS (1,000) (8,000) RefertoApp. B
9/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,667) Ordinary (6,420) (6,420) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
9/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,462 Ordinary 6,420 6,420 N/A
9/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (507) Ordinary (381) (381) N/A
9/30/2021 BofASecurities,Inc. Securities borrowed N/A ADS 400 3,200 RefertoApp. B
10/1/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,450) Ordinary (7,105) (7,105) N/A
10/1/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,246 Ordinary 3,139 3,139 N/A
10/1/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,358) Ordinary (3,969) (3,969) N/A
10/1/2021 BofASecurities,Inc. Securities borrowed N/A ADS 400 3,200 RefertoApp. B
10/1/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
10/1/2021 BofASecurities,Inc. Securities borrowed N/A ADS 200 1,600 RefertoApp. B
10/4/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,709) Ordinary (10,855) (10,855) N/A
10/4/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,373 Ordinary 7,030 7,030 N/A
10/4/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,661) Ordinary (1,245) (1,245) N/A
10/4/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/4/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
10/5/2021 Merrill Lynch(Australia)FuturesLimited SELL (11,419) Ordinary (8,784) (8,784) N/A
10/5/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,071 Ordinary 6,126 6,126 N/A
10/5/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,915 Ordinary 2,242 2,242 N/A
10/5/2021 Merrill Lynch(Australia)FuturesLimited SELL (917) Ordinary (705) (705) N/A
10/5/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
10/5/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/6/2021 Merrill Lynch(Australia)FuturesLimited SELL (35,552) Ordinary (27,139) (27,139) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/6/2021 Merrill Lynch(Australia)FuturesLimited BUY 31,779 Ordinary 24,382 24,382 N/A
10/6/2021 Merrill Lynch(Australia)FuturesLimited BUY 521 Ordinary 401 401 N/A
10/6/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,021 Ordinary 3,833 3,833 N/A
10/6/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,175) Ordinary (881) (881) N/A
10/6/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
10/7/2021 Merrill Lynch(Australia)FuturesLimited SELL (21,424) Ordinary (16,354) (16,354) N/A
10/7/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,868 Ordinary 6,052 6,052 N/A
10/7/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,832 Ordinary 14,509 14,509 N/A
10/7/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,202) Ordinary (1,687) (1,687) N/A
10/7/2021 BofASecurities,Inc. Securities borrowed N/A ADS 4,000 32,000 RefertoApp. B
10/7/2021 Merrill Lynch International Securitiesreturned N/A ADS (7,200) (57,600) RefertoApp. B
10/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (1,921,494) (1,921,494) RefertoApp. B
10/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,421,045) (2,421,045) RefertoApp. B
10/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (5,377,374) (5,377,374) RefertoApp. B
10/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (133,333) (133,333) RefertoApp. B
10/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (11,031) (11,031) RefertoApp. B
10/8/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,929) Ordinary (18,407) (18,407) N/A
10/8/2021 Merrill Lynch(Australia)FuturesLimited BUY 23,869 Ordinary 18,407 18,407 N/A
10/8/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,723) Ordinary (2,104) (2,104) N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (24,773) Ordinary (19,056) (19,056) N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,214 Ordinary 3,292 3,292 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,682 Ordinary 13,762 13,762 N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,340) Ordinary (1,052) (1,052) N/A
10/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (20,043) Ordinary (15,598) (15,598) N/A
10/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,371 Ordinary 2,654 2,654 N/A
10/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,160 Ordinary 14,240 14,240 N/A
10/12/2021 BofASecurities,Inc. Securities borrowed N/A ADS 700 5,600 RefertoApp. B
10/12/2021 Merrill Lynch International Securities borrowed N/A ADS 408,677 3,269,416 RefertoApp. B
10/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (20,693) Ordinary (16,294) (16,294) N/A
10/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 214 Ordinary 167 167 N/A
10/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,161 Ordinary 901 901 N/A
10/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,113 Ordinary 14,097 14,097 N/A
10/13/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (700) (5,600) RefertoApp. B
10/13/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (1,600) (12,800) RefertoApp. B
10/13/2021 Merrill Lynch International Securitiesreturned N/A ADS (408,677) (3,269,416) RefertoApp. B
10/13/2021 Merrill Lynch International Securitiesreturned N/A ADS (4,898) (39,184) RefertoApp. B
10/13/2021 Merrill Lynch International Securities borrowed N/A ADS 413,575 3,308,600 RefertoApp. B
10/13/2021 Merrill Lynch International Securitiesreturned N/A ADS (368,453) (2,947,624) RefertoApp. B
10/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,540) Ordinary (17,541) (17,541) N/A
10/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,215 Ordinary 3,280 3,280 N/A
10/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,131 Ordinary 11,714 11,714 N/A
10/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,176 Ordinary 3,999 3,999 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,167) Ordinary (908) (908) N/A
10/14/2021 Merrill Lynch International Securities borrowed N/A ADS 605,587 4,844,696 RefertoApp. B
10/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,578) Ordinary (13,679) (13,679) N/A
10/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,499 Ordinary 13,679 13,679 N/A
10/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (404) Ordinary (312) (312) N/A
10/15/2021 BofASecurities,Inc. Securities borrowed N/A ADS 200 1,600 RefertoApp. B
10/15/2021 Merrill Lynch International Securitiesreturned N/A ADS (605,587) (4,844,696) RefertoApp. B
10/15/2021 Merrill Lynch International Securitiesreturned N/A ADS (45,122) (360,976) RefertoApp. B
10/15/2021 Merrill Lynch International Securities borrowed N/A ADS 650,709 5,205,672 RefertoApp. B
10/15/2021 Merrill Lynch International Securities borrowed N/A ADS 18,168 145,344 RefertoApp. B
10/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,595) Ordinary (11,492) (11,492) N/A
10/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,195 Ordinary 943 943 N/A
10/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 13,407 Ordinary 10,549 10,549 N/A
10/18/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (700) (5,600) RefertoApp. B
10/18/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
10/18/2021 Merrill Lynch International Securitiesreturned N/A ADS (650,709) (5,205,672) RefertoApp. B
10/18/2021 Merrill Lynch International Securitiesreturned N/A ADS (18,168) (145,344) RefertoApp. B
10/18/2021 Merrill Lynch International Securities borrowed N/A ADS 668,877 5,351,016 RefertoApp. B
10/18/2021 Merrill Lynch International Securitiesreturned N/A ADS (461,752) (3,694,016) RefertoApp. B
10/18/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 6,969,155 6,969,155 RefertoApp. B
10/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,479) Ordinary (11,401) (11,401) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,557 Ordinary 11,401 11,401 N/A
10/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (1) Ordinary (1) (1) N/A
10/19/2021 BofASecurities,Inc. Securities borrowed N/A ADS 600 4,800 RefertoApp. B
10/19/2021 Merrill Lynch International Securities borrowed N/A ADS 448,445 3,587,560 RefertoApp. B
10/19/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 2,789,651 2,789,651 RefertoApp. B
10/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,409) Ordinary (13,708) (13,708) N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,029 Ordinary 11,755 11,755 N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 36,275 Ordinary 28,552 28,552 N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (374) Ordinary (293) (293) N/A
10/20/2021 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
10/20/2021 BofASecurities,Inc. Securities borrowed N/A ADS 300 2,400 RefertoApp. B
10/20/2021 Merrill Lynch International Securitiesreturned N/A ADS (207,125) (1,657,000) RefertoApp. B
10/20/2021 Merrill Lynch International Securitiesreturned N/A ADS (448,445) (3,587,560) RefertoApp. B
10/20/2021 Merrill Lynch International Securities borrowed N/A ADS 655,570 5,244,560 RefertoApp. B
10/20/2021 Merrill Lynch International Securitiesreturned N/A ADS (644,472) (5,155,776) RefertoApp. B
10/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,277) Ordinary (9,667) (9,667) N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 373 Ordinary 294 294 N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,359 Ordinary 2,645 2,645 N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,245 Ordinary 9,567 9,567 N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (15,126) Ordinary (11,840) (11,840) N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (135) Ordinary (105) (105) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/21/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/21/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (300) (2,400) RefertoApp. B
10/21/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
10/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,756) Ordinary (8,403) (8,403) N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,212 Ordinary 5,661 5,661 N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,327 Ordinary 12,164 12,164 N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,496 Ordinary 2,742 2,742 N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (244) Ordinary (194) (194) N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,302) Ordinary (13,570) (13,570) N/A
10/22/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 104,247 104,247 RefertoApp. B
10/22/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (3,263) (3,263) RefertoApp. B
10/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,564) Ordinary (4,364) (4,364) N/A
10/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,542 Ordinary 4,364 4,364 N/A
10/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,407) Ordinary (10,469) (10,469) N/A
10/25/2021 Merrill Lynch International Securities borrowed N/A ADS 464,922 3,719,376 RefertoApp. B
10/25/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (338) (338) RefertoApp. B
10/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,902 Ordinary 5,460 5,460 N/A
10/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,339 Ordinary 8,162 8,162 N/A
10/26/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/26/2021 Merrill Lynch International Securitiesreturned N/A ADS (464,922) (3,719,376) RefertoApp. B
10/26/2021 Merrill Lynch International Securitiesreturned N/A ADS (11,098) (88,784) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/26/2021 Merrill Lynch International Securities borrowed N/A ADS 476,020 3,808,160 RefertoApp. B
10/26/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (103,909) (103,909) RefertoApp. B
10/26/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (491,339) (491,339) RefertoApp. B
10/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (24,418) Ordinary (19,151) (19,151) N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (16,636) Ordinary (13,203) (13,203) N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited BUY 13,758 Ordinary 10,862 10,862 N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited BUY 11,747 Ordinary 9,187 9,187 N/A
10/27/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/27/2021 Merrill Lynch International Securitiesreturned N/A ADS (80,410) (643,280) RefertoApp. B
10/27/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 404,232 404,232 RefertoApp. B
10/27/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (305,166) (305,166) RefertoApp. B
10/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (18,833) Ordinary (14,771) (14,771) N/A
10/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,368 Ordinary 11,348 11,348 N/A
10/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,281 Ordinary 1,017 1,017 N/A
10/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,608) Ordinary (4,440) (4,440) N/A
10/28/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/28/2021 Merrill Lynch International Securities borrowed N/A ADS 254,849 2,038,792 RefertoApp. B
10/28/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (82,497) (82,497) RefertoApp. B
10/28/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,912) (2,912) RefertoApp. B
10/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (21,844) Ordinary (17,066) (17,066) N/A
10/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,270 Ordinary 1,816 1,816 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
10/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,431 Ordinary 17,000 17,000 N/A
10/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (339) Ordinary (265) (265) N/A
10/29/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/29/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
10/29/2021 Merrill Lynch International Securitiesreturned N/A ADS (254,849) (2,038,792) RefertoApp. B
10/29/2021 Merrill Lynch International Securitiesreturned N/A ADS (395,610) (3,164,880) RefertoApp. B
10/29/2021 Merrill Lynch International Securities borrowed N/A ADS 650,459 5,203,672 RefertoApp. B
10/29/2021 Merrill Lynch International Securitiesreturned N/A ADS (639,288) (5,114,304) RefertoApp. B
10/29/2021 Merrill Lynch International Securitiesreturned N/A ADS (11,171) (89,368) RefertoApp. B
10/29/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 273,631 273,631 RefertoApp. B
10/29/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (116,580) (116,580) RefertoApp. B
11/1/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,901) Ordinary (1,485) (1,485) N/A
11/1/2021 Merrill Lynch(Australia)FuturesLimited SELL (48,513) Ordinary (38,810) (38,810) N/A
11/1/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,228 Ordinary 5,782 5,782 N/A
11/1/2021 Merrill Lynch(Australia)FuturesLimited BUY 11,304 Ordinary 8,711 8,711 N/A
11/1/2021 Merrill Lynch(Australia)FuturesLimited BUY 33,110 Ordinary 26,038 26,038 N/A
11/1/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
11/1/2021 Merrill Lynch International Securities borrowed N/A ADS 563,891 4,511,128 RefertoApp. B
11/2/2021 Merrill Lynch(Australia)FuturesLimited SELL (549) Ordinary (439) (439) N/A
11/2/2021 Merrill Lynch(Australia)FuturesLimited SELL (24,016) Ordinary (19,060) (19,060) N/A
11/2/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,508 Ordinary 17,155 17,155 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
11/2/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,821 Ordinary 3,057 3,057 N/A
11/2/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,447) Ordinary (1,152) (1,152) N/A
11/2/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,615) Ordinary (1,282) (1,282) N/A
11/2/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
11/2/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
11/2/2021 Merrill Lynch International Securities borrowed N/A ADS 91,617 732,936 RefertoApp. B
11/2/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 189,946 189,946 RefertoApp. B
11/2/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (89,346) (89,346) RefertoApp. B
11/3/2021 Merrill Lynch(Australia)FuturesLimited SELL (11,997) Ordinary (9,675) (9,675) N/A
11/3/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,131 Ordinary 7,311 7,311 N/A
11/3/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,931 Ordinary 2,364 2,364 N/A
11/3/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
11/3/2021 Merrill Lynch International Securitiesreturned N/A ADS (91,617) (732,936) RefertoApp. B
11/3/2021 Merrill Lynch International Securitiesreturned N/A ADS (563,891) (4,511,128) RefertoApp. B
11/3/2021 Merrill Lynch International Securities borrowed N/A ADS 655,508 5,244,064 RefertoApp. B
11/4/2021 Merrill Lynch(Australia)FuturesLimited SELL (40,528) Ordinary (31,175) (31,175) N/A
11/4/2021 Merrill Lynch(Australia)FuturesLimited BUY 947 Ordinary 746 746 N/A
11/4/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,844 Ordinary 1,427 1,427 N/A
11/4/2021 Merrill Lynch(Australia)FuturesLimited BUY 38,194 Ordinary 29,748 29,748 N/A
11/4/2021 Merrill Lynch(Australia)FuturesLimited SELL (205) Ordinary (158) (158) N/A
11/4/2021 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
11/4/2021 BofASecurities,Inc. Securities borrowed N/A ADS 300 2,400 RefertoApp. B
11/4/2021 Merrill Lynch International Securities borrowed N/A ADS 178,912 1,431,296 RefertoApp. B
11/4/2021 Merrill Lynch International Securitiesreturned N/A ADS (260,996) (2,087,968) RefertoApp. B
11/5/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,434) Ordinary (11,547) (11,547) N/A
11/5/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,960 Ordinary 2,368 2,368 N/A
11/5/2021 Merrill Lynch(Australia)FuturesLimited BUY 311 Ordinary 249 249 N/A
11/5/2021 Merrill Lynch(Australia)FuturesLimited BUY 13,430 Ordinary 10,584 10,584 N/A
11/5/2021 Merrill Lynch International Securitiesreturned N/A ADS (178,912) (1,431,296) RefertoApp. B
11/5/2021 Merrill Lynch International Securitiesreturned N/A ADS (349,422) (2,795,376) RefertoApp. B
11/5/2021 Merrill Lynch International Securities borrowed N/A ADS 528,334 4,226,672 RefertoApp. B
11/5/2021 Merrill Lynch International Securitiesreturned N/A ADS (102,738) (821,904) RefertoApp. B
11/5/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 107,461 107,461 RefertoApp. B
11/5/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (12,669) (12,669) RefertoApp. B
11/8/2021 Merrill Lynch(Australia)FuturesLimited SELL (29,064) Ordinary (23,067) (23,067) N/A
11/8/2021 Merrill Lynch(Australia)FuturesLimited BUY 28,625 Ordinary 22,818 22,818 N/A
11/8/2021 Merrill Lynch(Australia)FuturesLimited SELL (726) Ordinary (588) (588) N/A
11/8/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,749) Ordinary (1,405) (1,405) N/A
11/8/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
11/8/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
11/8/2021 Merrill Lynch International Securitiesreturned N/A ADS (911) (7,288) RefertoApp. B
11/8/2021 Merrill Lynch International Securities borrowed N/A ADS 125,265 1,002,120 RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
11/9/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,855) Ordinary (17,996) (17,996) N/A
11/9/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,413 Ordinary 5,878 5,878 N/A
11/9/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,283 Ordinary 12,118 12,118 N/A
11/9/2021 Merrill Lynch International Securitiesreturned N/A ADS (125,265) (1,002,120) RefertoApp. B
11/9/2021 Merrill Lynch International Securitiesreturned N/A ADS (291,774) (2,334,192) RefertoApp. B
11/9/2021 Merrill Lynch International Securities borrowed N/A ADS 417,039 3,336,312 RefertoApp. B
11/9/2021 Merrill Lynch International Securities borrowed N/A ADS 73,483 587,864 RefertoApp. B
11/9/2021 Merrill Lynch International BUY 18 Ordinary 14 14 N/A
11/9/2021 Merrill Lynch International SELL (18) Ordinary (14) (14) N/A
11/10/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,726) Ordinary (19,057) (19,057) N/A
11/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,763 Ordinary 14,299 14,299 N/A
11/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,367 Ordinary 5,917 5,917 N/A
11/10/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (800) (6,400) RefertoApp. B
11/10/2021 Merrill Lynch International Securitiesreturned N/A ADS (417,039) (3,336,312) RefertoApp. B
11/10/2021 Merrill Lynch International Securitiesreturned N/A ADS (73,483) (587,864) RefertoApp. B
11/10/2021 Merrill Lynch International Securities borrowed N/A ADS 490,522 3,924,176 RefertoApp. B
11/10/2021 Merrill Lynch International Securitiesreturned N/A ADS (156,259) (1,250,072) RefertoApp. B
11/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (33,164) Ordinary (27,408) (27,408) N/A
11/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 24,406 Ordinary 20,170 20,170 N/A
11/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 33,146 Ordinary 26,823 26,823 N/A
11/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (720) Ordinary (574) (574) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
11/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (60,812) Ordinary (49,846) (49,846) N/A
11/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,510 Ordinary 5,347 5,347 N/A
11/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 48,847 Ordinary 40,360 40,360 N/A
11/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 59,021 Ordinary 48,291 48,291 N/A
11/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (15,691) Ordinary (12,753) (12,753) N/A
11/12/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (300) (2,400) RefertoApp. B
11/12/2021 Merrill Lynch International Securitiesreturned N/A ADS (197,340) (1,578,720) RefertoApp. B
11/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (51,486) Ordinary (41,521) (41,521) N/A
11/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 28,065 Ordinary 22,493 22,493 N/A
11/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,788 Ordinary 6,264 6,264 N/A
11/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,510) Ordinary (5,271) (5,271) N/A
11/15/2021 Merrill Lynch International Securitiesreturned N/A ADS (6,444) (51,552) RefertoApp. B
11/15/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (100,228) (100,228) RefertoApp. B
11/15/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (107,461) (107,461) RefertoApp. B
11/15/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (189,946) (189,946) RefertoApp. B
11/15/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (119,021) (119,021) RefertoApp. B
11/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (175) Ordinary (141) (141) N/A
11/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,241) Ordinary (15,517) (15,517) N/A
11/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,828 Ordinary 12,884 12,884 N/A
11/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (366) Ordinary (295) (295) N/A
11/16/2021 Merrill Lynch International Securitiesreturned N/A ADS (130,479) (1,043,832) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
11/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 546 Ordinary 449 449 N/A
11/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,755 Ordinary 17,826 17,826 N/A
11/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 556 Ordinary 458 458 N/A
11/17/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (21,219) (21,219) RefertoApp. B
11/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,215) Ordinary (18,284) (18,284) N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (28,619) Ordinary (23,080) (23,080) N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,366 Ordinary 13,326 13,326 N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 11,826 Ordinary 9,591 9,591 N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 376 Ordinary 308 308 N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (399) Ordinary (322) (322) N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,036) Ordinary (9,947) (9,947) N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,634 Ordinary 3,003 3,003 N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,321 Ordinary 5,224 5,224 N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,187 Ordinary 6,693 6,693 N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,544) Ordinary (1,260) (1,260) N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (54,934) Ordinary (45,778) (45,778) N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 13,831 Ordinary 11,500 11,500 N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 19,335 Ordinary 16,032 16,032 N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,587) Ordinary (7,956) (7,956) N/A
11/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (48,372) Ordinary (40,820) (40,820) N/A
11/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 24,155 Ordinary 20,384 20,384 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
11/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 49,026 Ordinary 40,820 40,820 N/A
11/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,938) Ordinary (4,124) (4,124) N/A
11/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,366) Ordinary (10,348) (10,348) N/A
11/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,299 Ordinary 10,348 10,348 N/A
11/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,423 Ordinary 2,028 2,028 N/A
11/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,525) Ordinary (12,254) (12,254) N/A
11/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,056) Ordinary (19,213) (19,213) N/A
11/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,008 Ordinary 2,507 2,507 N/A
11/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 23,123 Ordinary 19,213 19,213 N/A
11/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,150) Ordinary (5,945) (5,945) N/A
11/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (33,142) Ordinary (27,390) (27,390) N/A
11/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 26,395 Ordinary 21,968 21,968 N/A
11/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,510) Ordinary (5,422) (5,422) N/A
11/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,326) Ordinary (19,198) (19,198) N/A
11/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,231 Ordinary 1,026 1,026 N/A
11/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,788 Ordinary 18,172 18,172 N/A
11/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (16,756) Ordinary (14,022) (14,022) N/A
11/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 167 Ordinary 137 137 N/A
11/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,995 Ordinary 14,022 14,022 N/A
12/1/2021 Merrill Lynch(Australia)FuturesLimited SELL (28,417) Ordinary (24,710) (24,710) N/A
12/1/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,476 Ordinary 4,762 4,762 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
12/1/2021 Merrill Lynch(Australia)FuturesLimited BUY 27,382 Ordinary 23,671 23,671 N/A
12/2/2021 Merrill Lynch(Australia)FuturesLimited SELL (30,434) Ordinary (27,542) (27,542) N/A
12/2/2021 Merrill Lynch(Australia)FuturesLimited BUY 30,998 Ordinary 27,838 27,838 N/A
12/2/2021 Merrill Lynch(Australia)FuturesLimited SELL (3,661) Ordinary (3,240) (3,240) N/A
12/3/2021 Merrill Lynch(Australia)FuturesLimited SELL (32,446) Ordinary (29,363) (29,363) N/A
12/3/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,266 Ordinary 2,032 2,032 N/A
12/3/2021 Merrill Lynch(Australia)FuturesLimited BUY 32,859 Ordinary 29,053 29,053 N/A
12/3/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,658) Ordinary (2,342) (2,342) N/A
12/6/2021 Merrill Lynch(Australia)FuturesLimited SELL (327) Ordinary (296) (296) N/A
12/6/2021 Merrill Lynch(Australia)FuturesLimited SELL (41,680) Ordinary (38,064) (38,064) N/A
12/6/2021 Merrill Lynch(Australia)FuturesLimited BUY 38,019 Ordinary 34,872 34,872 N/A
12/6/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,495 Ordinary 3,192 3,192 N/A
12/6/2021 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
12/6/2021 BofASecurities,Inc. Securities borrowed N/A ADS 400 3,200 RefertoApp. B
12/6/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (133,391) (133,391) RefertoApp. B
12/6/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (795,491) (795,491) RefertoApp. B
12/6/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,315) (2,315) RefertoApp. B
12/7/2021 Merrill Lynch(Australia)FuturesLimited SELL (26,884) Ordinary (23,377) (23,377) N/A
12/7/2021 Merrill Lynch(Australia)FuturesLimited BUY 26,272 Ordinary 23,377 23,377 N/A
12/7/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
12/7/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
12/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (45,371) (45,371) RefertoApp. B
12/7/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,315) (2,315) RefertoApp. B
12/8/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,676) Ordinary (15,238) (15,238) N/A
12/8/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,328 Ordinary 15,617 15,617 N/A
12/8/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
12/9/2021 Merrill Lynch(Australia)FuturesLimited SELL (49,887) Ordinary (40,070) (40,070) N/A
12/9/2021 Merrill Lynch(Australia)FuturesLimited BUY 48,978 Ordinary 40,070 40,070 N/A
12/9/2021 Merrill Lynch(Australia)FuturesLimited SELL (472) Ordinary (379) (379) N/A
12/9/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,201,297) Ordinary (1,000,000) (1,000,000) N/A
12/9/2021 BofASecurities,Inc. Securities borrowed N/A ADS 900 7,200 RefertoApp. B
12/9/2021 Merrill Lynch International Securities borrowed N/A ADS 490,463 3,923,704 RefertoApp. B
12/9/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (3,072) (3,072) RefertoApp. B
12/10/2021 Merrill Lynch(Australia)FuturesLimited SELL (31,922) Ordinary (24,461) (24,461) N/A
12/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 30,563 Ordinary 24,461 24,461 N/A
12/10/2021 Merrill Lynch International Securitiesreturned N/A ADS (490,463) (3,923,704) RefertoApp. B
12/10/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,977) (2,977) RefertoApp. B
12/10/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (300) (300) RefertoApp. B
12/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,463) Ordinary (11,617) (11,617) N/A
12/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,502 Ordinary 11,617 11,617 N/A
12/13/2021 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
12/13/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (50) (50) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
12/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (20,371) Ordinary (15,977) (15,977) N/A
12/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 20,121 Ordinary 15,977 15,977 N/A
12/14/2021 Merrill Lynch International Securities borrowed N/A ADS 382,141 3,057,128 RefertoApp. B
12/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (52,467) Ordinary (43,361) (43,361) N/A
12/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,588 Ordinary 2,139 2,139 N/A
12/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 37,409 Ordinary 30,120 30,120 N/A
12/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,862 Ordinary 12,209 12,209 N/A
12/15/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
12/15/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (400) (3,200) RefertoApp. B
12/15/2021 Merrill Lynch International Securitiesreturned N/A ADS (174,049) (1,392,392) RefertoApp. B
12/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,306) Ordinary (10,046) (10,046) N/A
12/16/2021 Merrill Lynch International BUY 30 Ordinary 24 24 N/A
12/16/2021 Merrill Lynch International SELL (30) Ordinary (24) (24) N/A
12/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 1 Ordinary 1 1 N/A
12/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,372 Ordinary 10,046 10,046 N/A
12/16/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
12/16/2021 Merrill Lynch International Securities borrowed N/A ADS 176,416 1,411,328 RefertoApp. B
12/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (15,624) Ordinary (12,065) (12,065) N/A
12/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,265 Ordinary 12,065 12,065 N/A
12/17/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (400) (3,200) RefertoApp. B
12/17/2021 Merrill Lynch International Securitiesreturned N/A ADS (208,092) (1,664,736) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
12/17/2021 Merrill Lynch International Securitiesreturned N/A ADS (176,416) (1,411,328) RefertoApp. B
12/17/2021 Merrill Lynch International Securities borrowed N/A ADS 384,508 3,076,064 RefertoApp. B
12/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (16,343) Ordinary (12,818) (12,818) N/A
12/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,306 Ordinary 7,288 7,288 N/A
12/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,379 Ordinary 11,974 11,974 N/A
12/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (337) Ordinary (264) (264) N/A
12/20/2021 Merrill Lynch International Securitiesreturned N/A ADS (6,444) (51,552) RefertoApp. B
12/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,869) Ordinary (8,558) (8,558) N/A
12/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,892 Ordinary 8,558 8,558 N/A
12/21/2021 Merrill Lynch International Securitiesreturned N/A ADS (334,952) (2,679,616) RefertoApp. B
12/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (27,085) Ordinary (21,160) (21,160) N/A
12/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,135 Ordinary 16,652 16,652 N/A
12/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (590) Ordinary (461) (461) N/A
12/22/2021 Merrill Lynch International Securitiesreturned N/A ADS (43,112) (344,896) RefertoApp. B
12/23/2021 Merrill Lynch International BUY 38 Ordinary 29 29 N/A
12/23/2021 Merrill Lynch International SELL (38) Ordinary (29) (29) N/A
12/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (21,207) Ordinary (16,376) (16,376) N/A
12/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 427 Ordinary 330 330 N/A
12/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,072 Ordinary 14,057 14,057 N/A
12/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,901) Ordinary (13,510) (13,510) N/A
12/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,731 Ordinary 13,510 13,510 N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
12/27/2021 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
12/27/2021 BofASecurities,Inc. Securities borrowed N/A ADS 200 1,600 RefertoApp. B
12/28/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
12/28/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
12/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,967) Ordinary (10,541) (10,541) N/A
12/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 327 Ordinary 247 247 N/A
12/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,019 Ordinary 10,541 10,541 N/A
12/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (437) Ordinary (330) (330) N/A
12/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,943) Ordinary (8,046) (8,046) N/A
12/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,383 Ordinary 7,764 7,764 N/A
12/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,181 Ordinary 3,985 3,985 N/A
12/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (336) Ordinary (247) (247) N/A
12/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,899) Ordinary (3,703) (3,703) N/A
12/31/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,940) Ordinary (9,992) (9,992) N/A
12/31/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,437 Ordinary 4,900 4,900 N/A
12/31/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,942 Ordinary 6,905 6,905 N/A
1/4/2022 Merrill Lynch(Australia)FuturesLimited SELL (14,389) Ordinary (10,698) (10,698) N/A
1/4/2022 Merrill Lynch(Australia)FuturesLimited BUY 1,139 Ordinary 876 876 N/A
1/4/2022 Merrill Lynch(Australia)FuturesLimited BUY 12,812 Ordinary 9,717 9,717 N/A
1/4/2022 Merrill Lynch(Australia)FuturesLimited SELL (2,243) Ordinary (1,708) (1,708) N/A
1/5/2022 Merrill Lynch(Australia)FuturesLimited SELL (24,471) Ordinary (19,118) (19,118) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
1/5/2022 Merrill Lynch(Australia)FuturesLimited BUY 19,095 Ordinary 14,636 14,636 N/A
1/5/2022 Merrill Lynch(Australia)FuturesLimited BUY 9,919 Ordinary 7,749 7,749 N/A
1/6/2022 Merrill Lynch(Australia)FuturesLimited SELL (9,878) Ordinary (7,687) (7,687) N/A
1/6/2022 Merrill Lynch(Australia)FuturesLimited BUY 9,927 Ordinary 7,687 7,687 N/A
1/6/2022 Merrill Lynch(Australia)FuturesLimited BUY 891 Ordinary 693 693 N/A
1/6/2022 Merrill Lynch(Australia)FuturesLimited SELL (3,010) Ordinary (2,327) (2,327) N/A
1/7/2022 Merrill Lynch(Australia)FuturesLimited SELL (18,670) Ordinary (14,586) (14,586) N/A
1/7/2022 Merrill Lynch(Australia)FuturesLimited BUY 10,727 Ordinary 8,298 8,298 N/A
1/7/2022 Merrill Lynch(Australia)FuturesLimited BUY 6,046 Ordinary 4,655 4,655 N/A
1/10/2022 Merrill Lynch(Australia)FuturesLimited SELL (17,711) Ordinary (13,624) (13,624) N/A
1/10/2022 Merrill Lynch(Australia)FuturesLimited BUY 16,238 Ordinary 12,571 12,571 N/A
1/10/2022 Merrill Lynch(Australia)FuturesLimited BUY 6,072 Ordinary 4,744 4,744 N/A
1/11/2022 Merrill Lynch(Australia)FuturesLimited SELL (4,798) Ordinary (3,691) (3,691) N/A
1/11/2022 Merrill Lynch(Australia)FuturesLimited SELL (11,183) Ordinary (8,737) (8,737) N/A
1/11/2022 Merrill Lynch(Australia)FuturesLimited BUY 11,242 Ordinary 8,737 8,737 N/A
1/11/2022 Merrill Lynch International Securities borrowed N/A ADS 45,789 366,312 RefertoApp. B
1/12/2022 Merrill Lynch(Australia)FuturesLimited SELL (11,197) Ordinary (8,613) (8,613) N/A
1/12/2022 Merrill Lynch(Australia)FuturesLimited BUY 10,644 Ordinary 8,165 8,165 N/A
1/12/2022 Merrill Lynch(Australia)FuturesLimited BUY 6,487 Ordinary 5,068 5,068 N/A
1/12/2022 Merrill Lynch(Australia)FuturesLimited SELL (5,824) Ordinary (4,475) (4,475) N/A
1/12/2022 Merrill Lynch International Securities borrowed N/A ADS 268,427 2,147,416 RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
1/13/2022 Merrill Lynch(Australia)FuturesLimited SELL (10,737) Ordinary (8,323) (8,323) N/A
1/13/2022 Merrill Lynch(Australia)FuturesLimited BUY 10,601 Ordinary 8,323 8,323 N/A
1/13/2022 Merrill Lynch(Australia)FuturesLimited SELL (183) Ordinary (145) (145) N/A
1/13/2022 BofASecurities,Inc. Securities borrowed N/A ADS 200 1,600 RefertoApp. B
1/13/2022 Merrill Lynch International Securitiesreturned N/A ADS (268,427) (2,147,416) RefertoApp. B
1/13/2022 Merrill Lynch International Securitiesreturned N/A ADS (45,789) (366,312) RefertoApp. B
1/13/2022 Merrill Lynch International Securities borrowed N/A ADS 314,216 2,513,728 RefertoApp. B
1/13/2022 Merrill Lynch International Securitiesreturned N/A ADS (314,216) (2,513,728) RefertoApp. B
1/14/2022 Merrill Lynch(Australia)FuturesLimited SELL (6,234) Ordinary (4,948) (4,948) N/A
1/14/2022 Merrill Lynch(Australia)FuturesLimited BUY 4,619 Ordinary 3,666 3,666 N/A
1/14/2022 Merrill Lynch(Australia)FuturesLimited BUY 6,252 Ordinary 4,948 4,948 N/A
1/14/2022 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
1/14/2022 BofASecurities,Inc. Securities borrowed N/A ADS 300 2,400 RefertoApp. B
1/17/2022 Merrill Lynch(Australia)FuturesLimited SELL (8,517) Ordinary (6,654) (6,654) N/A
1/17/2022 Merrill Lynch(Australia)FuturesLimited BUY 5,592 Ordinary 4,372 4,372 N/A
1/17/2022 Merrill Lynch(Australia)FuturesLimited BUY 1,292 Ordinary 1,025 1,025 N/A
1/17/2022 Merrill Lynch(Australia)FuturesLimited SELL (3,058) Ordinary (2,409) (2,409) N/A
1/18/2022 Merrill Lynch(Australia)FuturesLimited SELL (39,097) Ordinary (30,785) (30,785) N/A
1/18/2022 Merrill Lynch(Australia)FuturesLimited BUY 18,181 Ordinary 14,353 14,353 N/A
1/18/2022 Merrill Lynch(Australia)FuturesLimited BUY 20,819 Ordinary 16,432 16,432 N/A
1/19/2022 Merrill Lynch(Australia)FuturesLimited SELL (34,051) Ordinary (26,918) (26,918) N/A
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
1/19/2022 Merrill Lynch(Australia)FuturesLimited BUY 12,802 Ordinary 10,015 10,015 N/A
1/19/2022 Merrill Lynch(Australia)FuturesLimited BUY 21,637 Ordinary 16,903 16,903 N/A
1/19/2022 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
1/20/2022 Merrill Lynch International BUY 7 Ordinary 5 5 N/A
1/20/2022 Merrill Lynch International BUY 7 Ordinary 5 5 N/A
1/20/2022 Merrill Lynch International BUY 7 Ordinary 5 5 N/A
1/20/2022 Merrill Lynch International SELL (7) Ordinary (5) (5) N/A
1/20/2022 Merrill Lynch International SELL (7) Ordinary (5) (5) N/A
1/20/2022 Merrill Lynch International SELL (7) Ordinary (5) (5) N/A
1/20/2022 Merrill Lynch(Australia)FuturesLimited SELL (11,410) Ordinary (8,777) (8,777) N/A
1/20/2022 Merrill Lynch(Australia)FuturesLimited BUY 11,301 Ordinary 8,777 8,777 N/A
1/20/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
1/20/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (300) (2,400) RefertoApp. B
1/20/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
1/20/2022 Merrill Lynch International Securities borrowed N/A ADS 112,244 897,952 RefertoApp. B
1/20/2022 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (246) (246) RefertoApp. B
1/21/2022 Merrill Lynch(Australia)FuturesLimited SELL (16,563) Ordinary (13,145) (13,145) N/A
1/21/2022 Merrill Lynch(Australia)FuturesLimited BUY 15,922 Ordinary 12,593 12,593 N/A
1/21/2022 Merrill Lynch(Australia)FuturesLimited BUY 699 Ordinary 552 552 N/A
1/21/2022 BofASecurities,Inc. Securities borrowed N/A ADS 600 4,800 RefertoApp. B
1/21/2022 Merrill Lynch International Securitiesreturned N/A ADS (112,244) (897,952) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
1/24/2022 Merrill Lynch(Australia)FuturesLimited SELL (46,789) Ordinary (38,195) (38,195) N/A
1/24/2022 Merrill Lynch(Australia)FuturesLimited BUY 26,746 Ordinary 21,768 21,768 N/A
1/24/2022 Merrill Lynch(Australia)FuturesLimited BUY 45,808 Ordinary 37,294 37,294 N/A
1/24/2022 Merrill Lynch(Australia)FuturesLimited SELL (2,821) Ordinary (2,288) (2,288) N/A
1/24/2022 BofASecurities,Inc. Securities borrowed N/A ADS 300 2,400 RefertoApp. B
1/25/2022 Merrill Lynch(Australia)FuturesLimited SELL (38,759) Ordinary (31,900) (31,900) N/A
1/25/2022 Merrill Lynch(Australia)FuturesLimited BUY 27,747 Ordinary 22,611 22,611 N/A
1/25/2022 Merrill Lynch(Australia)FuturesLimited SELL (11,526) Ordinary (9,290) (9,290) N/A
1/25/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
1/25/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
1/25/2022 Merrill Lynch International Securities borrowed N/A ADS 211,519 1,692,152 RefertoApp. B
1/25/2022 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (14,112) (14,112) RefertoApp. B
1/26/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (600) (4,800) RefertoApp. B
1/26/2022 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
1/26/2022 Merrill Lynch International Securitiesreturned N/A ADS (211,519) (1,692,152) RefertoApp. B
1/27/2022 Merrill Lynch(Australia)FuturesLimited SELL (81,818) Ordinary (69,337) (69,337) N/A
1/27/2022 Merrill Lynch(Australia)FuturesLimited BUY 2,366 Ordinary 2,037 2,037 N/A
1/27/2022 Merrill Lynch(Australia)FuturesLimited BUY 2,277 Ordinary 1,814 1,814 N/A
1/27/2022 Merrill Lynch(Australia)FuturesLimited BUY 77,405 Ordinary 65,486 65,486 N/A
1/27/2022 Merrill Lynch International Securities borrowed N/A ADS 173,158 1,385,264 RefertoApp. B
1/27/2022 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (75) (75) RefertoApp. B
**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration(5) Class(6) of securities Securities affected Person's votes affected Remark
1/27/2022 BofASecurities,Inc. Securities borrowed N/A ADS 500 4,000 RefertoApp. B

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
Susquehanna Pacific PtyLtd
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management PtyLimited as Trustee of Tasman Market Neutral Fund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management PtyLimited as Trustee of Regal Australian LongShort EquityFund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management PtyLimited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-5: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity
Trustees Limited as Trustee and Responsible Entityof Regal Investment Fund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-6: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Virtu
Financial Asia PtyLtd
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-7: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Amazon
Market Neutral Fund(GCM)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-8: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and ZAMBEZI
ABSOLUTE RETURN FUND(GCM)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-9: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and CHARLES SCHWAB & CO INC
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
Ifyes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **		 Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **		 Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-10: Prescribed information

Appendix B-10: Prescribed information
Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and GOLDMAN SACHS TRUST CO.
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
Ifyes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **		 Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **		 Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-11: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and INTERACTIVE BROKERS
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
Ifyes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **		 Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **		 Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-12: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and JP MORGAN BANK AS AGENT
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
Ifyes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **		 Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **		 Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-13: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and THE NORTHERN TRUST COMPANY
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
Ifyes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **		 Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **		 Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix C

Related bodies corporate Incorporated **ACN/Registration/Incorporation Number **
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings Limited United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)FuturesLimited Australia 003639674
Merrill Lynch Markets (Australia) Pty. Limited Australia 075587816
Merrill Lynch (Australasia) Pty. Ltd Australia 075923894
Bank of America Global Holdings, LLC United States 5169939
BofAML Jersey Holdings Limited Jersey 115831
BofASecurities,Inc. United States 5793661
NB Holdings Corporation United States 2361372
Bankof America Corporation United States N/A628

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