Opthea Ltd — Major Shareholding Notification 2022

May 23, 2022

Corporations Act Section 671B

Form 604

Notice of change of interests of substantial holder

To: Company Name/Scheme OPTHEA LIMITED ACN/ ~~ARSN~~ 006 340 567

1. Details of substantial holder

Name Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable):

There was a change in the interests of the substantial holder on 19 May 2022 The previous notice was given to the company on 3 May 2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous Notice	Previous Notice	Present Notice	Present Notice
	Person’s Votes	Voting Power (5)	Person’s Votes	Voting Power (5)
Ordinary	16,179,831	4.60%	18,121,396	5.15%
American Depository Shares (ADS)	16,023,648	4.55%	9,452,744	2.69%
Total	32,203,479	9.15%	27,574,140	7.84%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of Change (6)	Consideration given in relation to change (7)	Class and Number of securities affected	Person’s votes affected
Please see Appendix A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
Merrill Lynch (Australia) Futures Limited	Merrill Lynch (Australia) Nominees Pty. Ltd	Merrill Lynch (Australia) Futures Limited	Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position.	Ordinary 4,540,515	4,540,515
Merrill Lynch Markets (Australia) Pty. Limited	Merrill Lynch (Australia) Nominees Pty. Ltd	Merrill Lynch Markets (Australia) Pty. Limited	Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities.	Ordinary 13,080,881	13,080,881
BofA Securities, Inc.	Merrill Lynch (Australia) Nominees Pty. Ltd	BofA Securities, Inc.	Borrowing of securities pursuant to a Stock Borrow Loan Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities.	Ordinary 500,000	500,000
Merrill Lynch International		Merrill Lynch International	Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities.	1,181,593 ADS representing 9,452,744 Ordinary Shares	9,452,744

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ ARSN (if applicable)	Nature of association
N/A	N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Addresses
Bank of America Corporation	100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Merrill Lynch (Australia) Futures Limited	Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,Australia
Merrill Lynch (Australia) Nominees Pty. Limited	Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Merrill Lynch Markets (Australia) Pty. Limited	Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,Australia
Merrill Lynch International	2 King Edward Street, London, England, EC1A 1HQ, United Kingdom
BofA Securities, Inc.	One Bryant Park, New York NY 10036, USA

SIGNATURE

Print Name: Sign Here:	Kelvin Kwok Capacity: Authorised signatory
	Date: 23 May 2022

Appendix A

Date of change	Person whose relevant interest changed	Nature of change (4)	Consideration (5)	Class (6) of securities	Securities affected	Person's votes affected	Remark
5/2/2022	Merrill Lynch (Australia) Futures Limited	SELL	(10,680)	Ordinary	(10,648)	(10,648)	N/A
5/2/2022	Merrill Lynch International	Securities returned	N/A	ADS	(280,941)	(2,247,528)	Refer to App. B
5/2/2022	Merrill Lynch International	Securities returned	N/A	ADS	(918,978)	(7,351,824)	Refer to App. B
5/2/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	1,199,919	9,599,352	Refer to App. B
5/2/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	27,569	220,552	Refer to App. B
5/2/2022	BofA Securities, Inc.	Securities borrowed	N/A	ADS	300	2,400	Refer to App. B
5/3/2022	Merrill Lynch (Australia) Futures Limited	SELL	(4,310)	Ordinary	(4,164)	(4,164)	N/A
5/3/2022	Merrill Lynch (Australia) Futures Limited	SELL	(1,220)	Ordinary	(1,208)	(1,208)	N/A
5/3/2022	Merrill Lynch (Australia) Futures Limited	SELL	(749)	Ordinary	(742)	(742)	N/A
5/3/2022	Merrill Lynch (Australia) Futures Limited	SELL	(2,689)	Ordinary	(2,631)	(2,631)	N/A
5/3/2022	Merrill Lynch International	Securities returned	N/A	ADS	(1,199,919)	(9,599,352)	Refer to App. B
5/3/2022	Merrill Lynch International	Securities returned	N/A	ADS	(27,569)	(220,552)	Refer to App. B
5/3/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	1,227,488	9,819,904	Refer to App. B
5/3/2022	Merrill Lynch International	Securities returned	N/A	ADS	(7,230)	(57,840)	Refer to App. B
5/3/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/3/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities borrowed	N/A	Ordinary	971,099	971,099	Refer to App. B
5/3/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(304,653)	(304,653)	Refer to App. B
5/3/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(542,165)	(542,165)	Refer to App. B
5/4/2022	Merrill Lynch (Australia) Futures Limited	SELL	(2,352)	Ordinary	(2,306)	(2,306)	N/A
5/4/2022	Merrill Lynch (Australia) Futures Limited	SELL	(783)	Ordinary	(782)	(782)	N/A
5/4/2022	Merrill Lynch (Australia) Futures Limited	SELL	(3,120)	Ordinary	(3,095)	(3,095)	N/A

5/4/2022	Merrill Lynch International	Securities returned	N/A	ADS	(7,231)	(57,848)	Refer to App. B
5/4/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/4/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(4,308)	(4,308)	Refer to App. B
5/5/2022	Merrill Lynch (Australia) Futures Limited	BUY	1,110	Ordinary	1,127	1,127	N/A
5/5/2022	Merrill Lynch (Australia) Futures Limited	SELL	(1,642)	Ordinary	(1,639)	(1,639)	N/A
5/5/2022	Merrill Lynch International	Securities returned	N/A	ADS	(314,085)	(2,512,680)	Refer to App. B
5/5/2022	BofA Securities, Inc.	Securities borrowed	N/A	ADS	200	1,600	Refer to App. B
5/6/2022	Merrill Lynch (Australia) Futures Limited	SELL	(481)	Ordinary	(472)	(472)	N/A
5/6/2022	Merrill Lynch (Australia) Futures Limited	BUY	45	Ordinary	45	45	N/A
5/6/2022	Merrill Lynch (Australia) Futures Limited	SELL	(588)	Ordinary	(586)	(586)	N/A
5/6/2022	Merrill Lynch (Australia) Futures Limited	SELL	(46)	Ordinary	(45)	(45)	N/A
5/6/2022	Merrill Lynch International	Securities returned	N/A	ADS	(7,230)	(57,840)	Refer to App. B
5/6/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/6/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/9/2022	Merrill Lynch International	Securities returned	N/A	ADS	(7,230)	(57,840)	Refer to App. B
5/9/2022	BofA Securities, Inc.	Securities borrowed	N/A	ADS	200	1,600	Refer to App. B
5/10/2022	Merrill Lynch (Australia) Futures Limited	SELL	(651)	Ordinary	(614)	(614)	N/A
5/10/2022	Merrill Lynch (Australia) Futures Limited	BUY	185	Ordinary	175	175	N/A
5/10/2022	Merrill Lynch (Australia) Futures Limited	BUY	461	Ordinary	439	439	N/A
5/10/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	45,600	364,800	Refer to App. B
5/10/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities borrowed	N/A	Ordinary	1,080,483	1,080,483	Refer to App. B
5/11/2022	Merrill Lynch (Australia) Futures Limited	SELL	(2)	Ordinary	(2)	(2)	N/A
5/11/2022	Merrill Lynch (Australia) Futures Limited	SELL	(9,398)	Ordinary	(7,799)	(7,799)	N/A
5/11/2022	Merrill Lynch (Australia) Futures Limited	BUY	11,132	Ordinary	10,502	10,502	N/A

5/11/2022	Merrill Lynch (Australia) Futures Limited	BUY	2	Ordinary	2	2	N/A
5/11/2022	Merrill Lynch (Australia) Futures Limited	BUY	278	Ordinary	227	227	N/A
5/11/2022	Merrill Lynch (Australia) Futures Limited	BUY	2,420	Ordinary	2,008	2,008	N/A
5/11/2022	Merrill Lynch (Australia) Futures Limited	SELL	(3,362)	Ordinary	(2,930)	(2,930)	N/A
5/11/2022	Merrill Lynch International	Securities returned	N/A	ADS	(45,600)	(364,800)	Refer to App. B
5/11/2022	Merrill Lynch International	Securities returned	N/A	ADS	(884,482)	(7,075,856)	Refer to App. B
5/11/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	930,082	7,440,656	Refer to App. B
5/11/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	209,869	1,678,952	Refer to App. B
5/11/2022	BofA Securities, Inc.	Securities borrowed	N/A	ADS	100	800	Refer to App. B
5/11/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(5,742)	(5,742)	Refer to App. B
5/11/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(217,482)	(217,482)	Refer to App. B
5/12/2022	Merrill Lynch (Australia) Futures Limited	SELL	(53)	Ordinary	(47)	(47)	N/A
5/12/2022	Merrill Lynch (Australia) Futures Limited	SELL	(1,045)	Ordinary	(909)	(909)	N/A
5/12/2022	Merrill Lynch International	Securities returned	N/A	ADS	(209,869)	(1,678,952)	Refer to App. B
5/12/2022	Merrill Lynch International	Securities returned	N/A	ADS	(930,082)	(7,440,656)	Refer to App. B
5/12/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	1,139,951	9,119,608	Refer to App. B
5/12/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	85,738	685,904	Refer to App. B
5/12/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/12/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities borrowed	N/A	Ordinary	1,005,498	1,005,498	Refer to App. B
5/12/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(708,382)	(708,382)	Refer to App. B
5/12/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities returned	N/A	Ordinary	(218,702)	(218,702)	Refer to App. B
5/13/2022	Merrill Lynch (Australia) Futures Limited	SELL	(536)	Ordinary	(454)	(454)	N/A
5/13/2022	Merrill Lynch (Australia) Futures Limited	SELL	(682)	Ordinary	(598)	(598)	N/A

5/13/2022	Merrill Lynch International	Securities returned	N/A	ADS	(85,738)	(685,904)	Refer to App. B
5/13/2022	Merrill Lynch International	Securities returned	N/A	ADS	(1,139,951)	(9,119,608)	Refer to App. B
5/13/2022	Merrill Lynch International	Securities borrowed	N/A	ADS	1,225,689	9,805,512	Refer to App. B
5/13/2022	Merrill Lynch International	Securities returned	N/A	ADS	(86)	(688)	Refer to App. B
5/13/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(200)	(1,600)	Refer to App. B
5/13/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/13/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/13/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/13/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(200)	(1,600)	Refer to App. B
5/13/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(300)	(2,400)	Refer to App. B
5/16/2022	Merrill Lynch International	SELL	(349)	Ordinary	(292)	(292)	N/A
5/16/2022	Merrill Lynch International	SELL	(888)	Ordinary	(749)	(749)	N/A
5/16/2022	Merrill Lynch International	SELL	(1)	Ordinary	(1)	(1)	N/A
5/16/2022	Merrill Lynch International	SELL	(605)	Ordinary	(517)	(517)	N/A
5/16/2022	Merrill Lynch International	SELL	(113)	Ordinary	(96)	(96)	N/A
5/16/2022	Merrill Lynch International	SELL	(356)	Ordinary	(298)	(298)	N/A
5/16/2022	Merrill Lynch International	SELL	(387)	Ordinary	(324)	(324)	N/A
5/16/2022	Merrill Lynch International	SELL	(94)	Ordinary	(80)	(80)	N/A
5/16/2022	Merrill Lynch International	SELL	(353)	Ordinary	(300)	(300)	N/A
5/16/2022	Merrill Lynch International	SELL	(49)	Ordinary	(42)	(42)	N/A
5/16/2022	Merrill Lynch International	SELL	(402)	Ordinary	(341)	(341)	N/A
5/16/2022	Merrill Lynch International	SELL	(637)	Ordinary	(542)	(542)	N/A
5/16/2022	Merrill Lynch International	SELL	(390)	Ordinary	(335)	(335)	N/A
5/16/2022	Merrill Lynch International	SELL	(614)	Ordinary	(529)	(529)	N/A
5/16/2022	Merrill Lynch International	SELL	(49)	Ordinary	(42)	(42)	N/A
5/16/2022	Merrill Lynch International	SELL	(502)	Ordinary	(431)	(431)	N/A
5/16/2022	Merrill Lynch International	Securities returned	N/A	ADS	(7,230)	(57,840)	Refer to App. B
5/16/2022	BofA Securities, Inc.	Securities borrowed	N/A	ADS	200	1,600	Refer to App. B
5/18/2022	Merrill Lynch (Australia) Futures Limited	SELL	(3,384)	Ordinary	(2,535)	(2,535)	N/A
5/18/2022	Merrill Lynch (Australia) Futures Limited	SELL	(10,788)	Ordinary	(8,081)	(8,081)	N/A
5/18/2022	Merrill Lynch (Australia) Futures Limited	BUY	3,351	Ordinary	2,598	2,598	N/A
5/18/2022	Merrill Lynch (Australia) Futures Limited	BUY	10,559	Ordinary	8,185	8,185	N/A

5/18/2022	Merrill Lynch (Australia) Futures Limited	BUY	19	Ordinary	14	14	N/A
5/18/2022	Merrill Lynch (Australia) Futures Limited	SELL	(84)	Ordinary	(63)	(63)	N/A
5/18/2022	Merrill Lynch (Australia) Futures Limited	SELL	(117)	Ordinary	(89)	(89)	N/A
5/18/2022	Merrill Lynch International	Securities returned	N/A	ADS	(357,248)	(2,857,984)	Refer to App. B
5/18/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/19/2022	Merrill Lynch (Australia) Futures Limited	SELL	(2,534)	Ordinary	(1,843)	(1,843)	N/A
5/19/2022	Merrill Lynch (Australia) Futures Limited	BUY	70	Ordinary	51	51	N/A
5/19/2022	Merrill Lynch (Australia) Futures Limited	BUY	2,268	Ordinary	1,696	1,696	N/A
5/19/2022	Merrill Lynch (Australia) Futures Limited	BUY	111	Ordinary	81	81	N/A
5/19/2022	Merrill Lynch International	Securities returned	N/A	ADS	(481,869)	(3,854,952)	Refer to App. B
5/19/2022	BofA Securities, Inc.	Securities returned	N/A	ADS	(100)	(800)	Refer to App. B
5/19/2022	Merrill Lynch Markets (Australia) Pty. Limited	Securities borrowed	N/A	Ordinary	917,970	917,970	Refer to App. B

Appendix B-1: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-2: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Regal Australian Long Short Equity Fund
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-3: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Tasman Market Neutral Fund
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-4: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity Trustees Limited As Trustee And Responsible Entity Of Regal Investment Fund
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-5: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Susquehanna Pacific Pty Ltd
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-6: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Amazon Market Neutral Fund (GCM)
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-7: Prescribed information

Type of agreement	International Prime Brokerage Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Zambezi Absolute Return Fund (GCM)
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-8: Prescribed information

Type of agreement	Securities Lending Agreement
Parties to agreement	BofA Securities, Inc. and INTERACTIVE BROKERS
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-9: Prescribed information

Type of agreement	Securities Lending Agreement
Parties to agreement	BofA Securities, Inc. and JP MORGAN BANK AS AGENT
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix B-10: Prescribed information

Type of agreement	Securities Lending Agreement
Parties to agreement	BofA Securities, Inc. and GOLDMAN SACHS TRUST CO.
Holder of voting rights	Securities borrower. Securities lender may instruct the registered holder to vote on securities.
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Appendix C

Appendix C
Related bodies corporate	Incorporated	**ACN/Registration/Incorporation Number **
Merrill Lynch International	UnitedKingdom	2312079
MLUKCapital HoldingsLimited	UnitedKingdom	4971231
BofAML EMEA Holdings2 Limited	United States	119605
Merrill Lynch(Australia)FuturesLimited	Australia	003639674
Merrill Lynch Markets (Australia) Pty. Limited	Australia	075587816
Merrill Lynch(Australasia)Pty. Ltd	Australia	075923894
Bankof America Global Holdings,LLC	United States	5169939
BofAML Jersey Holdings Limited	Jersey	115831
BofASecurities,Inc.	United States	5793661
NB Holdings Corporation	United States	2361372
Bankof America Corporation	United States	N/A628