Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Opthea Ltd Major Shareholding Notification 2022

Jun 7, 2022

32698_rns_2022-06-07_f3cd36a2-6724-411a-9f09-1d387c926781.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603

Corporations Act Section 671B Notice of initial substantial holder

To: Company Name/Scheme OPTHEA LIMITED

ACN/ ~~ARSN~~

006 340 567

1. Details of substantial holder (1)

Name Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable)

The holder became a substantial holder on: 3 June 2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Ordinary 6,285,946 6,285,946 1.79%
American Depository Shares 1,828,531 14,628,248 4.15%
Total Voting Power 20,914,194 5.94%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Merrill Lynch (Australia) Futures Limited Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.
Ordinary 5,340,501
Merrill Lynch Markets (Australia) Pty.
Limited
Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.
Ordinary 99,971
BofA Securities, Inc. Borrowing of securities pursuant to a Stock
Borrow Loan Agreement (see Appendix B),
with power to control the voting and/or
disposal of borrowed securities.
Ordinary 845,474
Merrill Lynch International Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.
1,828,531 American Depository
Shares representing
14,628,248 Ordinary Shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of
securities
Merrill Lynch (Australia)
Futures Limited
Merrill Lynch (Australia)
Nominees Pty Ltd
Merrill Lynch (Australia)
Futures Limited
Ordinary 5,340,501
Merrill Lynch Markets
(Australia) Pty. Limited
Merrill Lynch (Australia)
Nominees Pty Ltd
Merrill Lynch Markets
(Australia) Pty. Limited
Ordinary 99,971
BofA Securities, Inc. Merrill Lynch (Australia)
Nominees Pty Ltd
BofA Securities, Inc. Ordinary 845,474
Merrill Lynch International Merrill Lynch International 1,828,531 American Depository
Shares representing
14,628,248 Ordinary Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number
of securities
Cash Non-cash
Please see Annexure A.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable)
Merrill Lynch (Australia) Futures Limited
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch International
BofA Securities, Inc.
Nature of association
Related body corporate
Related body corporate
Related body corporate
Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name
Bank of America Corporation
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch International
BofA Securities, Inc.
Addresses
100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000, Australia
Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000,Australia
2 King Edward Street, London, England, EC1A 1HQ, United
Kingdom
One Bryant Park, New York NY 10036, USA

SIGNATURE

Print Name: Kelvin Kwok Capacity: Authorised signatory Sign Here: Date: 7 June 2022

Appendix A

Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
02/04/2022 Merrill Lynch(Australia)Futures Limited SELL (39,104) Ordinary (36,376) (36,376) N/A
02/04/2022 Merrill Lynch(Australia)Futures Limited SELL (6,860) Ordinary (6,430) (6,430) N/A
02/04/2022 Merrill Lynch(Australia)Futures Limited BUY 3,526 Ordinary 3,326 3,326 N/A
02/04/2022 Merrill Lynch(Australia)Futures Limited BUY 30,817 Ordinary 29,272 29,272 N/A
02/04/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (934,644) (7,477,152) Refer to App. B
02/07/2022 Merrill Lynch(Australia)Futures Limited SELL (16,302) Ordinary (15,094) (15,094) N/A
02/07/2022 Merrill Lynch International SELL (14) Ordinary (13) (13) N/A
02/07/2022 Merrill Lynch International BUY 14 Ordinary 13 13 N/A
02/07/2022 Merrill Lynch(Australia)Futures Limited BUY 16,058 Ordinary 15,094 15,094 N/A
02/07/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
02/07/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
02/07/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 199,280 1,594,240 Refer to App. B
02/08/2022 Merrill Lynch(Australia)Futures Limited SELL (41,342) Ordinary (37,245) (37,245) N/A
02/08/2022 Merrill Lynch(Australia)Futures Limited BUY 2,022 Ordinary 1,799 1,799 N/A
02/08/2022 Merrill Lynch(Australia)Futures Limited BUY 39,702 Ordinary 35,446 35,446 N/A
02/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (2,671) (2,671) Refer to App. B
02/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (7,485) (7,485) Refer to App. B
02/08/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 400 3,200 Refer to App. B
02/08/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (703,424) (5,627,392) Refer to App. B
02/08/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (199,280) (1,594,240) Refer to App. B
02/08/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 902,704 7,221,632 Refer to App. B
02/09/2022 Merrill Lynch(Australia)Futures Limited SELL (10,959) Ordinary (9,447) (9,447) N/A
02/09/2022 Merrill Lynch(Australia)Futures Limited BUY 10,748 Ordinary 9,447 9,447 N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
02/09/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
02/10/2022 Merrill Lynch(Australia)Futures Limited SELL (10,854) Ordinary (9,438) (9,438) N/A
02/10/2022 Merrill Lynch(Australia)Futures Limited SELL (500) Ordinary (435) (435) N/A
02/10/2022 Merrill Lynch International SELL (60) Ordinary (52) (52) N/A
02/10/2022 Merrill Lynch International BUY 60 Ordinary 52 52 N/A
02/10/2022 Merrill Lynch(Australia)Futures Limited BUY 2,129 Ordinary 1,892 1,892 N/A
02/10/2022 Merrill Lynch(Australia)Futures Limited BUY 10,788 Ordinary 9,438 9,438 N/A
02/10/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (281) (2,248) Refer to App. B
02/10/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 66,747 533,976 Refer to App. B
02/11/2022 Merrill Lynch(Australia)Futures Limited SELL (57,018) Ordinary (51,600) (51,600) N/A
02/11/2022 Merrill Lynch(Australia)Futures Limited SELL (1,676) Ordinary (1,457) (1,457) N/A
02/11/2022 Merrill Lynch(Australia)Futures Limited BUY 7,258 Ordinary 6,568 6,568 N/A
02/11/2022 Merrill Lynch(Australia)Futures Limited BUY 56,714 Ordinary 49,596 49,596 N/A
02/11/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
02/11/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 705,010 5,640,080 Refer to App. B
02/14/2022 Merrill Lynch(Australia)Futures Limited SELL (62,229) Ordinary (58,985) (58,985) N/A
02/14/2022 Merrill Lynch(Australia)Futures Limited SELL (3,041) Ordinary (2,741) (2,741) N/A
02/14/2022 Merrill Lynch(Australia)Futures Limited BUY 2,436 Ordinary 2,287 2,287 N/A
02/14/2022 Merrill Lynch(Australia)Futures Limited BUY 20,147 Ordinary 19,075 19,075 N/A
02/14/2022 Merrill Lynch(Australia)Futures Limited BUY 61,935 Ordinary 56,698 56,698 N/A
02/14/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (66,747) (533,976) Refer to App. B
02/14/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (705,010) (5,640,080) Refer to App. B
02/14/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 771,757 6,174,056 Refer to App. B
02/14/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 105,181 841,448 Refer to App. B
02/15/2022 Merrill Lynch(Australia)Futures Limited SELL (34,463) Ordinary (33,459) (33,459) N/A
02/15/2022 Merrill Lynch(Australia)Futures Limited SELL (11,155) Ordinary (10,663) (10,663) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
02/15/2022 Merrill Lynch(Australia)Futures Limited BUY 3,342 Ordinary 3,245 3,245 N/A
02/15/2022 Merrill Lynch(Australia)Futures Limited BUY 34,569 Ordinary 33,459 33,459 N/A
02/15/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
02/15/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
02/15/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (400) (3,200) Refer to App. B
02/15/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (105,181) (841,448) Refer to App. B
02/15/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (771,757) (6,174,056) Refer to App. B
02/15/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 876,938 7,015,504 Refer to App. B
02/15/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (26) (208) Refer to App. B
02/15/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 297,211 2,377,688 Refer to App. B
02/16/2022 Merrill Lynch(Australia)Futures Limited SELL (19,368) Ordinary (18,623) (18,623) N/A
02/16/2022 Merrill Lynch(Australia)Futures Limited SELL (6,971) Ordinary (6,542) (6,542) N/A
02/16/2022 Merrill Lynch International SELL (87) Ordinary (81) (81) N/A
02/16/2022 Merrill Lynch International SELL (68) Ordinary (63) (63) N/A
02/16/2022 Merrill Lynch International SELL (12) Ordinary (11) (11) N/A
02/16/2022 Merrill Lynch(Australia)Futures Limited BUY 19,698 Ordinary 18,623 18,623 N/A
02/16/2022 Merrill Lynch(Australia)Futures Limited BUY 22,327 Ordinary 21,482 21,482 N/A
02/16/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
02/16/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (297,211) (2,377,688) Refer to App. B
02/16/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (876,938) (7,015,504) Refer to App. B
02/16/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,174,149 9,393,192 Refer to App. B
02/16/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 84,899 679,192 Refer to App. B
02/17/2022 Merrill Lynch(Australia)Futures Limited SELL (41,532) Ordinary (40,322) (40,322) N/A
02/17/2022 Merrill Lynch(Australia)Futures Limited SELL (13,894) Ordinary (13,493) (13,493) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
02/17/2022 Merrill Lynch(Australia)Futures Limited BUY 8,235 Ordinary 7,995 7,995 N/A
02/17/2022 Merrill Lynch(Australia)Futures Limited BUY 41,404 Ordinary 40,322 40,322 N/A
02/17/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (500) (4,000) Refer to App. B
02/17/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,174,149) (9,393,192) Refer to App. B
02/17/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (84,899) (679,192) Refer to App. B
02/17/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,259,048 10,072,384 Refer to App. B
02/17/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (39) (312) Refer to App. B
02/17/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 217,564 1,740,512 Refer to App. B
02/18/2022 Merrill Lynch(Australia)Futures Limited SELL (45,165) Ordinary (43,014) (43,014) N/A
02/18/2022 Merrill Lynch(Australia)Futures Limited SELL (11,866) Ordinary (11,461) (11,461) N/A
02/18/2022 Merrill Lynch(Australia)Futures Limited BUY 32,749 Ordinary 31,553 31,553 N/A
02/18/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 100 800 Refer to App. B
02/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (217,564) (1,740,512) Refer to App. B
02/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,259,048) (10,072,384) Refer to App. B
02/18/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,476,612 11,812,896 Refer to App. B
02/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (300,000) (2,400,000) Refer to App. B
02/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (833,615) (6,668,920) Refer to App. B
02/21/2022 Merrill Lynch(Australia)Futures Limited SELL (20,426) Ordinary (19,453) (19,453) N/A
02/21/2022 Merrill Lynch(Australia)Futures Limited BUY 20,157 Ordinary 19,453 19,453 N/A
02/22/2022 Merrill Lynch(Australia)Futures Limited SELL (20,721) Ordinary (20,216) (20,216) N/A
02/22/2022 Merrill Lynch(Australia)Futures Limited BUY 17,571 Ordinary 17,045 17,045 N/A
02/22/2022 Merrill Lynch(Australia)Futures Limited BUY 39,283 Ordinary 38,302 38,302 N/A
02/22/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (111,286) (890,288) Refer to App. B
02/23/2022 Merrill Lynch(Australia)Futures Limited SELL (23,514) Ordinary (22,696) (22,696) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
02/23/2022 Merrill Lynch(Australia)Futures Limited BUY 10,180 Ordinary 9,883 9,883 N/A
02/23/2022 Merrill Lynch(Australia)Futures Limited BUY 15,963 Ordinary 15,574 15,574 N/A
02/23/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (231,711) (1,853,688) Refer to App. B
02/24/2022 Merrill Lynch(Australia)Futures Limited SELL (63,063) Ordinary (64,350) (64,350) N/A
02/24/2022 Merrill Lynch(Australia)Futures Limited SELL (14,259) Ordinary (14,005) (14,005) N/A
02/24/2022 Merrill Lynch(Australia)Futures Limited SELL (10,130) Ordinary (9,883) (9,883) N/A
02/24/2022 Merrill Lynch International SELL (24) Ordinary (24) (24) N/A
02/24/2022 Merrill Lynch International BUY 24 Ordinary 24 24 N/A
02/24/2022 Merrill Lynch(Australia)Futures Limited BUY 5,044 Ordinary 5,147 5,147 N/A
02/24/2022 Merrill Lynch(Australia)Futures Limited BUY 64,272 Ordinary 64,350 64,350 N/A
02/24/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 106,301 850,408 Refer to App. B
02/24/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (93,491) (747,928) Refer to App. B
02/25/2022 Merrill Lynch(Australia)Futures Limited SELL (23,428) Ordinary (22,857) (22,857) N/A
02/25/2022 Merrill Lynch(Australia)Futures Limited SELL (11,982) Ordinary (11,760) (11,760) N/A
02/25/2022 Merrill Lynch International SELL (27) Ordinary (28) (28) N/A
02/25/2022 Merrill Lynch International BUY 27 Ordinary 28 28 N/A
02/25/2022 Merrill Lynch(Australia)Futures Limited BUY 23,292 Ordinary 22,857 22,857 N/A
02/25/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 280,771 280,771 Refer to App. B
02/25/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (274,558) (274,558) Refer to App. B
02/25/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (900) (7,200) Refer to App. B
02/28/2022 Merrill Lynch(Australia)Futures Limited SELL (36,013) Ordinary (36,936) (36,936) N/A
02/28/2022 Merrill Lynch(Australia)Futures Limited SELL (3,701) Ordinary (3,696) (3,696) N/A
02/28/2022 Merrill Lynch(Australia)Futures Limited BUY 2,522 Ordinary 2,587 2,587 N/A
02/28/2022 Merrill Lynch(Australia)Futures Limited BUY 36,470 Ordinary 36,936 36,936 N/A
02/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 278,792 278,792 Refer to App. B
02/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (104,226) (104,226) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
02/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (174,566) (174,566) Refer to App. B
02/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 278,792 278,792 Refer to App. B
02/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (104,226) (104,226) Refer to App. B
02/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (174,566) (174,566) Refer to App. B
02/28/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (300) (2,400) Refer to App. B
02/28/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
02/28/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 999,551 7,996,408 Refer to App. B
03/01/2022 Merrill Lynch(Australia)Futures Limited SELL (3,169) Ordinary (3,141) (3,141) N/A
03/01/2022 Merrill Lynch International SELL (5) Ordinary (5) (5) N/A
03/01/2022 Merrill Lynch International BUY 5 Ordinary 5 5 N/A
03/01/2022 Merrill Lynch(Australia)Futures Limited BUY 73,823 Ordinary 71,900 71,900 N/A
03/01/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 261,926 261,926 Refer to App. B
03/01/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (106,205) (106,205) Refer to App. B
03/01/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (171,169) (171,169) Refer to App. B
03/01/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (999,551) (7,996,408) Refer to App. B
03/01/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (106,301) (850,408) Refer to App. B
03/01/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,105,852 8,846,816 Refer to App. B
03/02/2022 Merrill Lynch(Australia)Futures Limited SELL (79,168) Ordinary (75,041) (75,041) N/A
03/02/2022 Merrill Lynch(Australia)Futures Limited SELL (22,264) Ordinary (22,264) (22,264) N/A
03/02/2022 Merrill Lynch(Australia)Futures Limited BUY 6,090 Ordinary 6,090 6,090 N/A
03/02/2022 Merrill Lynch(Australia)Futures Limited BUY 21,359 Ordinary 21,114 21,114 N/A
03/02/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
03/02/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 75,164 601,312 Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
03/03/2022 Merrill Lynch(Australia)Futures Limited SELL (2,359) Ordinary (2,470) (2,470) N/A
03/03/2022 Merrill Lynch International SELL (4) Ordinary (4) (4) N/A
03/03/2022 Merrill Lynch International BUY 4 Ordinary 4 4 N/A
03/03/2022 Merrill Lynch(Australia)Futures Limited BUY 66,031 Ordinary 69,245 69,245 N/A
03/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (54,584) (54,584) Refer to App. B
03/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (53,039) (53,039) Refer to App. B
03/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (1,545) (1,545) Refer to App. B
03/03/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,105,852) (8,846,816) Refer to App. B
03/03/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (75,164) (601,312) Refer to App. B
03/03/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,181,016 9,448,128 Refer to App. B
03/04/2022 Merrill Lynch(Australia)Futures Limited SELL (67,168) Ordinary (69,245) (69,245) N/A
03/04/2022 Merrill Lynch(Australia)Futures Limited SELL (42,317) Ordinary (46,502) (46,502) N/A
03/04/2022 Merrill Lynch(Australia)Futures Limited SELL (1,115) Ordinary (1,235) (1,235) N/A
03/04/2022 Merrill Lynch(Australia)Futures Limited BUY 40,895 Ordinary 45,267 45,267 N/A
03/04/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 100 800 Refer to App. B
03/04/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (64,962) (519,696) Refer to App. B
03/07/2022 Merrill Lynch(Australia)Futures Limited SELL (94,325) Ordinary (110,971) (110,971) N/A
03/07/2022 Merrill Lynch(Australia)Futures Limited BUY 12,451 Ordinary 14,640 14,640 N/A
03/07/2022 Merrill Lynch(Australia)Futures Limited BUY 82,277 Ordinary 96,331 96,331 N/A
03/07/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 177,304 177,304 Refer to App. B
03/07/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (122,720) (122,720) Refer to App. B
03/07/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
03/07/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (955,146) (7,641,168) Refer to App. B
03/08/2022 Merrill Lynch(Australia)Futures Limited SELL (55,631) Ordinary (69,107) (69,107) N/A
03/08/2022 Merrill Lynch International SELL (7) Ordinary (8) (8) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
03/08/2022 Merrill Lynch International BUY 7 Ordinary 8 8 N/A
03/08/2022 Merrill Lynch(Australia)Futures Limited BUY 8,988 Ordinary 11,165 11,165 N/A
03/08/2022 Merrill Lynch(Australia)Futures Limited BUY 54,020 Ordinary 66,149 66,149 N/A
03/08/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
03/08/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (160,908) (1,287,264) Refer to App. B
03/09/2022 Merrill Lynch(Australia)Futures Limited SELL (39,217) Ordinary (46,687) (46,687) N/A
03/09/2022 Merrill Lynch(Australia)Futures Limited SELL (3,801) Ordinary (4,587) (4,587) N/A
03/09/2022 Merrill Lynch International SELL (3) Ordinary (4) (4) N/A
03/09/2022 Merrill Lynch International SELL (3) Ordinary (4) (4) N/A
03/09/2022 Merrill Lynch International BUY 3 Ordinary 4 4 N/A
03/09/2022 Merrill Lynch International BUY 3 Ordinary 4 4 N/A
03/09/2022 Merrill Lynch(Australia)Futures Limited BUY 35,531 Ordinary 43,067 43,067 N/A
03/09/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,058,435 8,467,480 Refer to App. B
03/10/2022 Merrill Lynch(Australia)Futures Limited SELL (42,373) Ordinary (51,674) (51,674) N/A
03/10/2022 Merrill Lynch(Australia)Futures Limited BUY 4,466 Ordinary 5,446 5,446 N/A
03/10/2022 Merrill Lynch(Australia)Futures Limited BUY 41,167 Ordinary 50,052 50,052 N/A
03/10/2022 BofA Securities, Inc. Securities
borrowed
N/A Ordinary 500,000 500,000 Refer to App. B
03/10/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 167,631 167,631 Refer to App. B
03/10/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (63,577) (63,577) Refer to App. B
03/10/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,058,435) (8,467,480) Refer to App. B
03/11/2022 Merrill Lynch(Australia)Futures Limited SELL (44,575) Ordinary (53,065) (53,065) N/A
03/11/2022 Merrill Lynch(Australia)Futures Limited SELL (2,895) Ordinary (3,527) (3,527) N/A
03/11/2022 Merrill Lynch(Australia)Futures Limited BUY 1,316 Ordinary 1,615 1,615 N/A
03/11/2022 Merrill Lynch(Australia)Futures Limited BUY 41,924 Ordinary 51,153 51,153 N/A
03/11/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,147,801 9,182,408 Refer to App. B
03/14/2022 Merrill Lynch(Australia)Futures Limited SELL (71,082) Ordinary (85,641) (85,641) N/A
03/14/2022 Merrill Lynch International SELL (10) Ordinary (12) (12) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
03/14/2022 Merrill Lynch International BUY 10 Ordinary 12 12 N/A
03/14/2022 Merrill Lynch(Australia)Futures Limited BUY 32,080 Ordinary 39,169 39,169 N/A
03/14/2022 Merrill Lynch(Australia)Futures Limited BUY 37,932 Ordinary 46,472 46,472 N/A
03/14/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 34,474 275,792 Refer to App. B
03/14/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7) (56) Refer to App. B
03/15/2022 Merrill Lynch(Australia)Futures Limited SELL (40,814) Ordinary (48,300) (48,300) N/A
03/15/2022 Merrill Lynch(Australia)Futures Limited BUY 40,231 Ordinary 48,300 48,300 N/A
03/15/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (2,773) (2,773) Refer to App. B
03/15/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (34,474) (275,792) Refer to App. B
03/15/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,147,801) (9,182,408) Refer to App. B
03/15/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,182,275 9,458,200 Refer to App. B
03/15/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (82) (656) Refer to App. B
03/16/2022 Merrill Lynch(Australia)Futures Limited SELL (40,282) Ordinary (48,242) (48,242) N/A
03/16/2022 Merrill Lynch(Australia)Futures Limited BUY 40,278 Ordinary 48,242 48,242 N/A
03/16/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (304,100) (2,432,800) Refer to App. B
03/17/2022 Merrill Lynch(Australia)Futures Limited SELL (47,417) Ordinary (55,459) (55,459) N/A
03/17/2022 Merrill Lynch(Australia)Futures Limited BUY 47,645 Ordinary 55,459 55,459 N/A
03/17/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (4,681) (4,681) Refer to App. B
03/17/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 296,011 2,368,088 Refer to App. B
03/18/2022 Merrill Lynch(Australia)Futures Limited BUY 3,640 Ordinary 3,852 3,852 N/A
03/18/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (22,549) (22,549) Refer to App. B
03/18/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (22,549) (22,549) Refer to App. B
03/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (878,175) (7,025,400) Refer to App. B
03/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (296,011) (2,368,088) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
03/18/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,174,186 9,393,488 Refer to App. B
03/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (16,758) (134,064) Refer to App. B
03/21/2022 Merrill Lynch International SELL (4,892) Ordinary (4,992) (4,992) N/A
03/21/2022 Merrill Lynch International SELL (4,817) Ordinary (4,992) (4,992) N/A
03/21/2022 Merrill Lynch International SELL (4,817) Ordinary (4,992) (4,992) N/A
03/21/2022 Merrill Lynch(Australia)Futures Limited BUY 663 Ordinary 666 666 N/A
03/21/2022 Merrill Lynch International BUY 4,817 Ordinary 4,992 4,992 N/A
03/21/2022 Merrill Lynch International BUY 4,817 Ordinary 4,992 4,992 N/A
03/21/2022 Merrill Lynch International BUY 4,892 Ordinary 4,992 4,992 N/A
03/21/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (6,441) (51,528) Refer to App. B
03/21/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 25,136 201,088 Refer to App. B
03/22/2022 Merrill Lynch(Australia)Futures Limited BUY 459 Ordinary 471 471 N/A
03/22/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 1,100 8,800 Refer to App. B
03/22/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (25,136) (201,088) Refer to App. B
03/22/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,157,428) (9,259,424) Refer to App. B
03/22/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,182,564 9,460,512 Refer to App. B
03/22/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,002,632) (8,021,056) Refer to App. B
03/23/2022 Merrill Lynch(Australia)Futures Limited BUY 2,743 Ordinary 2,811 2,811 N/A
03/23/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 100 800 Refer to App. B
03/23/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 973,307 7,786,456 Refer to App. B
03/24/2022 Merrill Lynch(Australia)Futures Limited SELL (616) Ordinary (573) (573) N/A
03/24/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 500 4,000 Refer to App. B
03/24/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (179,932) (1,439,456) Refer to App. B
03/24/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (973,307) (7,786,456) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
03/24/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,153,239 9,225,912 Refer to App. B
03/24/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 29,199 233,592 Refer to App. B
03/25/2022 Merrill Lynch(Australia)Futures Limited SELL (5,974) Ordinary (5,263) (5,263) N/A
03/25/2022 Merrill Lynch(Australia)Futures Limited SELL (863) Ordinary (760) (760) N/A
03/25/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
03/25/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (700) (5,600) Refer to App. B
03/25/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (300) (2,400) Refer to App. B
03/25/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,153,239) (9,225,912) Refer to App. B
03/25/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (29,199) (233,592) Refer to App. B
03/25/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,182,438 9,459,504 Refer to App. B
03/25/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (491,378) (3,931,024) Refer to App. B
03/28/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 600 4,800 Refer to App. B
03/28/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 477,513 3,820,104 Refer to App. B
03/29/2022 Merrill Lynch(Australia)Futures Limited SELL (1,129) Ordinary (1,017) (1,017) N/A
03/29/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (477,513) (3,820,104) Refer to App. B
03/29/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (691,060) (5,528,480) Refer to App. B
03/29/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,168,573 9,348,584 Refer to App. B
03/29/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,168,573) (9,348,584) Refer to App. B
03/30/2022 Merrill Lynch(Australia)Futures Limited SELL (205) Ordinary (187) (187) N/A
04/01/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 400 3,200 Refer to App. B
04/01/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 400 3,200 Refer to App. B
04/01/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (400) (3,200) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
04/05/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/06/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,147,841 9,182,728 Refer to App. B
04/07/2022 Merrill Lynch(Australia)Futures Limited SELL (426) Ordinary (416) (416) N/A
04/07/2022 Merrill Lynch(Australia)Futures Limited BUY 384 Ordinary 376 376 N/A
04/07/2022 Merrill Lynch(Australia)Futures Limited BUY 814 Ordinary 802 802 N/A
04/07/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/07/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (6,530) (52,240) Refer to App. B
04/08/2022 Merrill Lynch(Australia)Futures Limited BUY 953 Ordinary 948 948 N/A
04/08/2022 Merrill Lynch(Australia)Futures Limited BUY 1,297 Ordinary 1,304 1,304 N/A
04/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (6,969,155) (6,969,155) Refer to App. B
04/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (177,304) (177,304) Refer to App. B
04/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (21,532) (21,532) Refer to App. B
04/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (167,631) (167,631) Refer to App. B
04/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (775,717) (775,717) Refer to App. B
04/08/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (776,349) (776,349) Refer to App. B
04/08/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 40,769 326,152 Refer to App. B
04/11/2022 Merrill Lynch(Australia)Futures Limited SELL (1,701) Ordinary (1,710) (1,710) N/A
04/11/2022 Merrill Lynch(Australia)Futures Limited SELL (1,661) Ordinary (1,655) (1,655) N/A
04/11/2022 Merrill Lynch(Australia)Futures Limited SELL (318) Ordinary (318) (318) N/A
04/11/2022 Merrill Lynch(Australia)Futures Limited SELL (43) Ordinary (43) (43) N/A
04/11/2022 Merrill Lynch(Australia)Futures Limited BUY 1,364 Ordinary 1,364 1,364 N/A
04/11/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/11/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (40,769) (326,152) Refer to App. B
04/11/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,141,311) (9,130,488) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
04/11/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,182,080 9,456,640 Refer to App. B
04/11/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (6,530) (52,240) Refer to App. B
04/12/2022 Merrill Lynch(Australia)Futures Limited SELL (875) Ordinary (890) (890) N/A
04/12/2022 Merrill Lynch(Australia)Futures Limited SELL (442) Ordinary (456) (456) N/A
04/12/2022 Merrill Lynch(Australia)Futures Limited BUY 694 Ordinary 694 694 N/A
04/12/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (86) (688) Refer to App. B
04/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
04/13/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (86) (688) Refer to App. B
04/14/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/14/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (86) (688) Refer to App. B
04/18/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 700 5,600 Refer to App. B
04/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (324,029) (2,592,232) Refer to App. B
04/19/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (6,530) (52,240) Refer to App. B
04/20/2022 Merrill Lynch(Australia)Futures Limited BUY 12,231 Ordinary 11,933 11,933 N/A
04/20/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 9,324,533 9,324,533 Refer to App. B
04/20/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/20/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
04/21/2022 Merrill Lynch(Australia)Futures Limited SELL (8,600) Ordinary (8,269) (8,269) N/A
04/21/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 270,275 270,275 Refer to App. B
04/21/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/21/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
04/22/2022 Merrill Lynch(Australia)Futures Limited SELL (5,030) Ordinary (5,050) (5,050) N/A
04/22/2022 Merrill Lynch(Australia)Futures Limited BUY 3,218 Ordinary 3,218 3,218 N/A
04/22/2022 Merrill Lynch(Australia)Futures Limited BUY 6,178 Ordinary 6,272 6,272 N/A
04/22/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (172,141) (1,377,128) Refer to App. B
04/25/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
04/25/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/25/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
04/26/2022 Merrill Lynch(Australia)Futures Limited SELL (3,927) Ordinary (4,052) (4,052) N/A
04/26/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (11,335) (11,335) Refer to App. B
04/26/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/26/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (355,501) (2,844,008) Refer to App. B
04/27/2022 Merrill Lynch(Australia)Futures Limited SELL (2,825) Ordinary (2,868) (2,868) N/A
04/27/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 1,601,187 1,601,187 Refer to App. B
04/27/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 100 800 Refer to App. B
04/27/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
04/28/2022 Merrill Lynch(Australia)Futures Limited SELL (442) Ordinary (448) (448) N/A
04/28/2022 Merrill Lynch(Australia)Futures Limited SELL (287) Ordinary (300) (300) N/A
04/28/2022 Merrill Lynch(Australia)Futures Limited BUY 3,555 Ordinary 3,723 3,723 N/A
04/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (258,940) (258,940) Refer to App. B
04/28/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (363,832) (363,832) Refer to App. B
04/28/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/28/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
04/28/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
04/28/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
04/29/2022 Merrill Lynch(Australia)Futures Limited SELL (10,570) Ordinary (10,414) (10,414) N/A
04/29/2022 Merrill Lynch(Australia)Futures Limited SELL (3,226) Ordinary (3,227) (3,227) N/A
04/29/2022 Merrill Lynch(Australia)Futures Limited SELL (251) Ordinary (247) (247) N/A
04/29/2022 Merrill Lynch(Australia)Futures Limited BUY 1,345 Ordinary 1,394 1,394 N/A
04/29/2022 Merrill Lynch(Australia)Futures Limited BUY 10,622 Ordinary 10,414 10,414 N/A
04/29/2022 Merrill Lynch(Australia)Futures Limited BUY 25,443 Ordinary 25,067 25,067 N/A
04/29/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 1,478,079 1,478,079 Refer to App. B
04/29/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (932,702) (932,702) Refer to App. B
04/29/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 918,978 7,351,824 Refer to App. B
05/02/2022 Merrill Lynch(Australia)Futures Limited SELL (10,680) Ordinary (10,648) (10,648) N/A
05/02/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 300 2,400 Refer to App. B
05/02/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (280,941) (2,247,528) Refer to App. B
05/02/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (918,978) (7,351,824) Refer to App. B
05/02/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,199,919 9,599,352 Refer to App. B
05/02/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 27,569 220,552 Refer to App. B
05/03/2022 Merrill Lynch(Australia)Futures Limited SELL (4,310) Ordinary (4,164) (4,164) N/A
05/03/2022 Merrill Lynch(Australia)Futures Limited SELL (2,689) Ordinary (2,631) (2,631) N/A
05/03/2022 Merrill Lynch(Australia)Futures Limited SELL (1,220) Ordinary (1,208) (1,208) N/A
05/03/2022 Merrill Lynch(Australia)Futures Limited SELL (749) Ordinary (742) (742) N/A
05/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 971,099 971,099 Refer to App. B
05/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (304,653) (304,653) Refer to App. B
05/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (542,165) (542,165) Refer to App. B
05/03/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
05/03/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,199,919) (9,599,352) Refer to App. B
05/03/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (27,569) (220,552) Refer to App. B
05/03/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,227,488 9,819,904 Refer to App. B
05/03/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
05/04/2022 Merrill Lynch(Australia)Futures Limited SELL (3,120) Ordinary (3,095) (3,095) N/A
05/04/2022 Merrill Lynch(Australia)Futures Limited SELL (2,352) Ordinary (2,306) (2,306) N/A
05/04/2022 Merrill Lynch(Australia)Futures Limited SELL (783) Ordinary (782) (782) N/A
05/04/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (4,308) (4,308) Refer to App. B
05/04/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/04/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,231) (57,848) Refer to App. B
05/05/2022 Merrill Lynch(Australia)Futures Limited SELL (1,642) Ordinary (1,639) (1,639) N/A
05/05/2022 Merrill Lynch(Australia)Futures Limited BUY 1,110 Ordinary 1,127 1,127 N/A
05/05/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 200 1,600 Refer to App. B
05/05/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (314,085) (2,512,680) Refer to App. B
05/06/2022 Merrill Lynch(Australia)Futures Limited SELL (588) Ordinary (586) (586) N/A
05/06/2022 Merrill Lynch(Australia)Futures Limited SELL (481) Ordinary (472) (472) N/A
05/06/2022 Merrill Lynch(Australia)Futures Limited SELL (46) Ordinary (45) (45) N/A
05/06/2022 Merrill Lynch(Australia)Futures Limited BUY 45 Ordinary 45 45 N/A
05/06/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/06/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/06/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
05/09/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 200 1,600 Refer to App. B
05/09/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
05/10/2022 Merrill Lynch(Australia)Futures Limited SELL (651) Ordinary (614) (614) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
05/10/2022 Merrill Lynch(Australia)Futures Limited BUY 185 Ordinary 175 175 N/A
05/10/2022 Merrill Lynch(Australia)Futures Limited BUY 461 Ordinary 439 439 N/A
05/10/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 1,080,483 1,080,483 Refer to App. B
05/10/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 45,600 364,800 Refer to App. B
05/11/2022 Merrill Lynch(Australia)Futures Limited SELL (9,398) Ordinary (7,799) (7,799) N/A
05/11/2022 Merrill Lynch(Australia)Futures Limited SELL (3,362) Ordinary (2,930) (2,930) N/A
05/11/2022 Merrill Lynch(Australia)Futures Limited SELL (2) Ordinary (2) (2) N/A
05/11/2022 Merrill Lynch(Australia)Futures Limited BUY 2 Ordinary 2 2 N/A
05/11/2022 Merrill Lynch(Australia)Futures Limited BUY 278 Ordinary 227 227 N/A
05/11/2022 Merrill Lynch(Australia)Futures Limited BUY 2,420 Ordinary 2,008 2,008 N/A
05/11/2022 Merrill Lynch(Australia)Futures Limited BUY 11,132 Ordinary 10,502 10,502 N/A
05/11/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (5,742) (5,742) Refer to App. B
05/11/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (217,482) (217,482) Refer to App. B
05/11/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 100 800 Refer to App. B
05/11/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (45,600) (364,800) Refer to App. B
05/11/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (884,482) (7,075,856) Refer to App. B
05/11/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 930,082 7,440,656 Refer to App. B
05/11/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 209,869 1,678,952 Refer to App. B
05/12/2022 Merrill Lynch(Australia)Futures Limited SELL (1,045) Ordinary (909) (909) N/A
05/12/2022 Merrill Lynch(Australia)Futures Limited SELL (53) Ordinary (47) (47) N/A
05/12/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 1,005,498 1,005,498 Refer to App. B
05/12/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (708,382) (708,382) Refer to App. B
05/12/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (218,702) (218,702) Refer to App. B
05/12/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
05/12/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (209,869) (1,678,952) Refer to App. B
05/12/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (930,082) (7,440,656) Refer to App. B
05/12/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,139,951 9,119,608 Refer to App. B
05/12/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 85,738 685,904 Refer to App. B
05/13/2022 Merrill Lynch(Australia)Futures Limited SELL (682) Ordinary (598) (598) N/A
05/13/2022 Merrill Lynch(Australia)Futures Limited SELL (536) Ordinary (454) (454) N/A
05/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
05/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (200) (1,600) Refer to App. B
05/13/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (300) (2,400) Refer to App. B
05/13/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (85,738) (685,904) Refer to App. B
05/13/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (1,139,951) (9,119,608) Refer to App. B
05/13/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 1,225,689 9,805,512 Refer to App. B
05/13/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (86) (688) Refer to App. B
05/16/2022 Merrill Lynch International SELL (888) Ordinary (749) (749) N/A
05/16/2022 Merrill Lynch International SELL (637) Ordinary (542) (542) N/A
05/16/2022 Merrill Lynch International SELL (614) Ordinary (529) (529) N/A
05/16/2022 Merrill Lynch International SELL (605) Ordinary (517) (517) N/A
05/16/2022 Merrill Lynch International SELL (502) Ordinary (431) (431) N/A
05/16/2022 Merrill Lynch International SELL (402) Ordinary (341) (341) N/A
05/16/2022 Merrill Lynch International SELL (390) Ordinary (335) (335) N/A
05/16/2022 Merrill Lynch International SELL (387) Ordinary (324) (324) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
05/16/2022 Merrill Lynch International SELL (356) Ordinary (298) (298) N/A
05/16/2022 Merrill Lynch International SELL (353) Ordinary (300) (300) N/A
05/16/2022 Merrill Lynch International SELL (349) Ordinary (292) (292) N/A
05/16/2022 Merrill Lynch International SELL (113) Ordinary (96) (96) N/A
05/16/2022 Merrill Lynch International SELL (94) Ordinary (80) (80) N/A
05/16/2022 Merrill Lynch International SELL (49) Ordinary (42) (42) N/A
05/16/2022 Merrill Lynch International SELL (49) Ordinary (42) (42) N/A
05/16/2022 Merrill Lynch International SELL (1) Ordinary (1) (1) N/A
05/16/2022 BofA Securities, Inc. Securities
borrowed
N/A
American Depository Shares 200 1,600 Refer to App. B
05/16/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (7,230) (57,840) Refer to App. B
05/18/2022 Merrill Lynch(Australia)Futures Limited SELL (10,788) Ordinary (8,081) (8,081) N/A
05/18/2022 Merrill Lynch(Australia)Futures Limited SELL (3,384) Ordinary (2,535) (2,535) N/A
05/18/2022 Merrill Lynch(Australia)Futures Limited SELL (117) Ordinary (89) (89) N/A
05/18/2022 Merrill Lynch(Australia)Futures Limited SELL (84) Ordinary (63) (63) N/A
05/18/2022 Merrill Lynch(Australia)Futures Limited BUY 19 Ordinary 14 14 N/A
05/18/2022 Merrill Lynch(Australia)Futures Limited BUY 3,351 Ordinary 2,598 2,598 N/A
05/18/2022 Merrill Lynch(Australia)Futures Limited BUY 10,559 Ordinary 8,185 8,185 N/A
05/18/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/18/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (357,248) (2,857,984) Refer to App. B
05/19/2022 Merrill Lynch(Australia)Futures Limited SELL (2,534) Ordinary (1,843) (1,843) N/A
05/19/2022 Merrill Lynch(Australia)Futures Limited BUY 70 Ordinary 51 51 N/A
05/19/2022 Merrill Lynch(Australia)Futures Limited BUY 111 Ordinary 81 81 N/A
05/19/2022 Merrill Lynch(Australia)Futures Limited BUY 2,268 Ordinary 1,696 1,696 N/A
05/19/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 917,970 917,970 Refer to App. B
05/19/2022 BofA Securities, Inc. Securities
returned
N/A
American Depository Shares (100) (800) Refer to App. B
05/19/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (481,869) (3,854,952) Refer to App. B
05/20/2022 Merrill Lynch(Australia)Futures Limited SELL (6,557) Ordinary (4,786) (4,786) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
05/20/2022 Merrill Lynch(Australia)Futures Limited SELL (6,035) Ordinary (4,405) (4,405) N/A
05/20/2022 Merrill Lynch(Australia)Futures Limited BUY 567 Ordinary 423 423 N/A
05/20/2022 Merrill Lynch(Australia)Futures Limited BUY 5,198 Ordinary 3,812 3,812 N/A
05/20/2022 Merrill Lynch(Australia)Futures Limited BUY 7,882 Ordinary 5,771 5,771 N/A
05/22/2022 Merrill Lynch(Australia)Futures Limited SELL (1,117) Ordinary (815) (815) N/A
05/23/2022 BofA Securities, Inc. Securities
borrowed
N/A Ordinary 203,294 203,294 Refer to App. B
05/23/2022 BofA Securities, Inc. Securities
borrowed
N/A Ordinary 142,180 142,180 Refer to App. B
05/23/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (752,397) (752,397) Refer to App. B
05/23/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (917,970) (917,970) Refer to App. B
05/23/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (1,005,498) (1,005,498) Refer to App. B
05/23/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (1,080,483) (1,080,483) Refer to App. B
05/23/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (9,208,732) (9,208,732) Refer to App. B
05/23/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (158,169) (1,265,352) Refer to App. B
05/24/2022 Merrill Lynch(Australia)Futures Limited SELL (163) Ordinary (121) (121) N/A
05/24/2022 Merrill Lynch(Australia)Futures Limited BUY 162 Ordinary 121 121 N/A
05/25/2022 Merrill Lynch(Australia)Futures Limited BUY 875 Ordinary 689 689 N/A
05/25/2022 Merrill Lynch(Australia)Futures Limited BUY 1,280 Ordinary 1,000 1,000 N/A
05/25/2022 Merrill Lynch(Australia)Futures Limited BUY 1,397 Ordinary 1,100 1,100 N/A
05/26/2022 Merrill Lynch(Australia)Futures Limited SELL (3,664) Ordinary (2,803) (2,803) N/A
05/27/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 977,779 977,779 Refer to App. B
05/27/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (221,087) (1,768,696) Refer to App. B
05/27/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 228,600 1,828,800 Refer to App. B
05/30/2022 Merrill Lynch(Australia)Futures Limited SELL (1,376,734) Ordinary (1,004,915) (1,004,915) N/A
05/30/2022 Merrill Lynch(Australia)Futures Limited SELL (7,527) Ordinary (5,494) (5,494) N/A
05/30/2022 Merrill Lynch(Australia)Futures Limited SELL (1,030) Ordinary (752) (752) N/A
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
05/30/2022 Merrill Lynch(Australia)Futures Limited SELL (1,003) Ordinary (732) (732) N/A
05/30/2022 Merrill Lynch(Australia)Futures Limited BUY 993 Ordinary 730 730 N/A
05/30/2022 Merrill Lynch(Australia)Futures Limited BUY 8,395 Ordinary 6,248 6,248 N/A
05/30/2022 Merrill Lynch(Australia)Futures Limited BUY 1,376,734 Ordinary 1,004,915 1,004,915 N/A
05/30/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (115,801) (115,801) Refer to App. B
05/30/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (853,885) (853,885) Refer to App. B
05/31/2022 Merrill Lynch(Australia)Futures Limited SELL (920) Ordinary (674) (674) N/A
05/31/2022 Merrill Lynch(Australia)Futures Limited SELL (169) Ordinary (124) (124) N/A
05/31/2022 Merrill Lynch(Australia)Futures Limited BUY 1,101 Ordinary 798 798 N/A
05/31/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 943,335 943,335 Refer to App. B
05/31/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (123,894) (123,894) Refer to App. B
05/31/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (159,815) (1,278,520) Refer to App. B
06/01/2022 Merrill Lynch(Australia)Futures Limited SELL (1,027) Ordinary (790) (790) N/A
06/01/2022 Merrill Lynch(Australia)Futures Limited BUY 1,035 Ordinary 790 790 N/A
06/01/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (96,405) (96,405) Refer to App. B
06/01/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 188,088 1,504,704 Refer to App. B
06/02/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
returned
N/A Ordinary (846,930) (846,930) Refer to App. B
06/02/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (68,785) (550,280) Refer to App. B
06/02/2022 Merrill Lynch International Securities
returned
N/A
American Depository Shares (188,088) (1,504,704) Refer to App. B
06/02/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 256,873 2,054,984 Refer to App. B
06/02/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 152,513 1,220,104 Refer to App. B
06/02/2022 Merrill Lynch International Securities
borrowed
N/A
American Depository Shares 37,811 302,488 Refer to App. B
06/03/2022 Merrill Lynch(Australia)Futures Limited BUY 1,080,000 Ordinary 800,000 800,000 N/A
06/03/2022 Merrill Lynch Markets (Australia) Pty. Limited Securities
borrowed
N/A Ordinary 99,971 99,971 Refer to App. B
Date of change Person whose relevant interest changed Nature of
change (4)
Consideration (5)
Class (6) of securities
Securities
affected
Person's votes
affected
Remark
06/03/2022 Merrill Lynch International Securities
returned
N/A American Depository Shares (37,811) (302,488) Refer to App. B
06/03/2022 Merrill Lynch International Securities
returned
N/A American Depository Shares (256,873) (2,054,984) Refer to App. B
06/03/2022 Merrill Lynch International Securities
borrowed
N/A American Depository Shares 294,684 2,357,472 Refer to App. B
06/03/2022 Merrill Lynch International Securities
returned
N/A American Depository Shares (152,513) (1,220,104) Refer to App. B
06/03/2022 Merrill Lynch International Securities
returned
N/A American Depository Shares (802,337) (6,418,696) Refer to App. B
06/03/2022 Merrill Lynch International Securities
borrowed
N/A American Depository Shares 954,850 7,638,800 Refer to App. B
06/03/2022 Merrill Lynch International Securities
borrowed
N/A American Depository Shares 578,997 4,631,976 Refer to App. B

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
Susquehanna Pacific PtyLtd
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Virtu
Financial Asia PtyLtd
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Amazon
Market Neutral Fund(GCM)
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Zambezi
Absolute Return Fund(GCM)
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-5: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management PtyLimited as Trustee of Tasman Market Neutral Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-6: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management PtyLimited as Trustee of Regal Australian LongShort EquityFund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-7: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management PtyLimited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-8: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity
Trustees Limited As Trustee And Responsible EntityOf Regal Investment Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-9: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and BBH FUND 219480
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-10: Prescribed information

Appendix B-10: Prescribed information
Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and BBH FUND 012887
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-11: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and BBH FUND 249180
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-12: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and CHARLES SCHWAB & CO INC
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-13: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and GOLDMAN SACHS TRUST CO.
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-14: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and INTERACTIVE BROKERS
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-15: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and JP MORGAN BANK AS AGENT
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-16: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement BofA Securities, Inc. and THE NORTHERN TRUST COMPANY
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix C

Appendix C
Related bodies corporate Incorporated **ACN/Registration/Incorporation Number **
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings Limited United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)FuturesLimited Australia 003639674
Merrill Lynch Markets (Australia) Pty. Limited Australia 075587816
Merrill Lynch(Australasia)Pty. Ltd Australia 075923894
Bank of America Global Holdings, LLC United States 5169939
BofAML Jersey Holdings Limited Jersey 115831
BofA Securities, Inc. United States 5793661
NB Holdings Corporation United States 2361372
Bankof America Corporation United States N/A628