AI assistant
Opthea Ltd — Major Shareholding Notification 2021
Jan 21, 2021
32698_rns_2021-01-21_72f5f414-6501-4bb6-934b-7c891b287fc6.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 603
Corporations Act Section 671B Notice of initial substantial holder
To: Company Name/Scheme OPTHEA LIMITED
ACN/ ~~ARSN~~
006 340 567
1. Details of substantial holder (1)
Name Bank of America Corporation and its related bodies corporate (See Appendix C)
ACN/ARSN (if applicable)
The holder became a substantial holder on: 19 January 2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons’ votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 9,948,284 | 9,948,284 | 2.95% |
| American Depository Shares (ADS) | 1,060,724 | 8,485,792 | 2.51% |
| Total Voting Power | 18,434,076 | 5.46% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Merrill Lynch (Australia) Futures Limited | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. |
Ordinary 3,053,887 |
| Merrill Lynch International | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. |
Ordinary 5,945 |
| Merrill Lynch International | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
Ordinary 74,742 |
| Merrill Lynch International | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
1,060,724 ADS representing 8,485,792 Ordinary Shares |
| Merrill Lynch Markets (Australia) Pty. Limited |
Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
Ordinary 6,813,710 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Merrill Lynch (Australia) Futures Limited |
Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch (Australia) Futures Limited |
Ordinary 3,053,887 |
| Merrill Lynch International | Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch International | Ordinary 80,687 |
| Merrill Lynch International | Merrill Lynch International | 1,060,724 ADS representing 8,485,792 Ordinary Shares |
|
| Merrill Lynch Markets (Australia) Pty. Limited |
Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch Markets (Australia) Pty. Limited |
Ordinary 6,813,710 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Please see Annexure A. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ ARSN (if applicable) Merrill Lynch (Australia) Futures Limited Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch Markets (Australia) Pty. Limited Merrill Lynch International |
Nature of association |
|---|---|
| Related body corporate | |
| Related body corporate | |
| Related body corporate | |
| Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name Bank of America Corporation Merrill Lynch (Australia) Futures Limited Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch Markets (Australia) Pty. Limited Merrill Lynch International |
Addresses |
|---|---|
| 100 North Tryon Street, Charlotte, North Carolina, 28255, USA | |
| Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia |
|
| Level 19, 120 Collins St, Melbourne Vic 3000, Australia | |
| Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,Australia |
|
| 2 King Edward Street, London, England, EC1A 1HQ, United Kingdom |
SIGNATURE
Print Name: Kelvin Kwok Capacity: Authorised signatory Sign Here: Date: 21 January 2021
Appendix A
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/21/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (963) | (963) | RefertoApp. B |
| 09/21/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 147,969 | 147,969 | RefertoApp. B |
| 09/21/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,201,000) | (1,201,000) | RefertoApp. B |
| 09/21/2020 | Merrill Lynch International | SELL | (155) | Ordinary | (52) | (52) | N/A |
| 09/21/2020 | Merrill Lynch International | BUY | 155 | Ordinary | 52 | 52 | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,718) | Ordinary | (6,736) | (6,736) | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (12,855) | Ordinary | (4,288) | (4,288) | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,318 | Ordinary | 9,622 | 9,622 | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 12,719 | Ordinary | 4,414 | 4,414 | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (27,904) | Ordinary | (9,622) | (9,622) | N/A |
| 09/22/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (5,996) | (5,996) | RefertoApp. B |
| 09/22/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (128,175) | (128,175) | Refer to App. B |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,126) | Ordinary | (5,742) | (5,742) | N/A |
| 09/22/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (122,647) | Ordinary | (43,129) | (43,129) | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,065 | Ordinary | 8,826 | 8,826 | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,373 | Ordinary | 5,115 | 5,115 | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,662 | Ordinary | 1,276 | 1,276 | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,488) | Ordinary | (6,960) | (6,960) | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,713) | Ordinary | (8,826) | (8,826) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 15,690 | Ordinary | 5,445 | 5,445 | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (269) | Ordinary | (95) | (95) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (34) | Ordinary | (12) | (12) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (15,845) | Ordinary | (5,445) | (5,445) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,293 | Ordinary | 6,630 | 6,630 | N/A |
| 09/23/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 38,957 | Ordinary | 13,469 | 13,469 | N/A |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (7,134) | (7,134) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (599,270) | (599,270) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,718,678) | (1,718,678) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (5,048,305) | (5,048,305) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 16,611 | Ordinary | 5,796 | 5,796 | N/A |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,975 | Ordinary | 2,104 | 2,104 | N/A |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (84,854) | Ordinary | (29,971) | (29,971) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,461) | Ordinary | (5,796) | (5,796) | N/A |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,468) | Ordinary | (3,321) | (3,321) | N/A |
| 09/25/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (19,794) | (19,794) | RefertoApp. B |
| 09/25/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (2,514) | Ordinary | (876) | (876) | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,506 | Ordinary | 1,213 | 1,213 | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 32,357 | Ordinary | 11,216 | 11,216 | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (32,190) | Ordinary | (11,216) | (11,216) | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (13,080) | Ordinary | (4,523) | (4,523) | N/A |
| 09/28/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 18,486 | Ordinary | 6,379 | 6,379 | N/A |
| 09/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,213) | Ordinary | (10,653) | (10,653) | N/A |
| 09/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (20) | Ordinary | (7) | (7) | N/A |
| 09/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,240 | Ordinary | 12,919 | 12,919 | N/A |
| 09/29/2020 | Merrill Lynch International | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 09/29/2020 | Merrill Lynch International | BUY | 3 | Ordinary | 1 | 1 | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (18,946) | Ordinary | (6,379) | (6,379) | N/A |
| 09/29/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 8,592 | Ordinary | 3,006 | 3,006 | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9) | Ordinary | (3) | (3) | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (39,063) | Ordinary | (13,470) | (13,470) | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 75,447 | Ordinary | 26,267 | 26,267 | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,928) | Ordinary | (3,006) | (3,006) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (233) | Ordinary | (83) | (83) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (472) | Ordinary | (168) | (168) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (28) | Ordinary | (10) | (10) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (956) | Ordinary | (333) | (333) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (807) | Ordinary | (286) | (286) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (573) | Ordinary | (204) | (204) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (368) | Ordinary | (131) | (131) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (25) | Ordinary | (9) | (9) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (295) | Ordinary | (105) | (105) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (20) | Ordinary | (7) | (7) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (312) | Ordinary | (111) | (111) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (143) | Ordinary | (51) | (51) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (236) | Ordinary | (84) | (84) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (377) | Ordinary | (134) | (134) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (25) | Ordinary | (9) | (9) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (509) | Ordinary | (181) | (181) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/30/2020 | Merrill Lynch International | SELL | (17) | Ordinary | (6) | (6) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (298) | Ordinary | (106) | (106) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (450) | Ordinary | (160) | (160) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (219) | Ordinary | (78) | (78) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (4,310) | Ordinary | (1,523) | (1,523) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (323) | Ordinary | (115) | (115) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (105) | Ordinary | (37) | (37) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (144) | Ordinary | (51) | (51) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (286) | Ordinary | (101) | (101) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (399) | Ordinary | (141) | (141) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (42) | Ordinary | (15) | (15) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (965) | Ordinary | (341) | (341) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (3,539) | Ordinary | (1,246) | (1,246) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (453) | Ordinary | (158) | (158) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (171) | Ordinary | (60) | (60) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (259) | Ordinary | (91) | (91) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (111) | Ordinary | (39) | (39) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (1,113) | Ordinary | (392) | (392) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (1,887) | Ordinary | (662) | (662) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (137) | Ordinary | (48) | (48) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (188) | Ordinary | (66) | (66) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (1,610) | Ordinary | (565) | (565) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (420) | Ordinary | (148) | (148) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (1,033) | Ordinary | (365) | (365) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (3,238) | Ordinary | (1,140) | (1,140) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (702) | Ordinary | (248) | (248) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (367) | Ordinary | (131) | (131) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (370) | Ordinary | (132) | (132) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (406) | Ordinary | (145) | (145) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (302) | Ordinary | (108) | (108) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (564) | Ordinary | (203) | (203) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (395) | Ordinary | (142) | (142) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (373) | Ordinary | (134) | (134) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (531) | Ordinary | (191) | (191) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (612) | Ordinary | (220) | (220) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (56) | Ordinary | (20) | (20) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/30/2020 | Merrill Lynch International | SELL | (4,696) | Ordinary | (1,683) | (1,683) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (322) | Ordinary | (116) | (116) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (517) | Ordinary | (184) | (184) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (464) | Ordinary | (165) | (165) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (253) | Ordinary | (90) | (90) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (894) | Ordinary | (318) | (318) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (750) | Ordinary | (267) | (267) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (441) | Ordinary | (157) | (157) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (48) | Ordinary | (17) | (17) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (517) | Ordinary | (184) | (184) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (2,800) | Ordinary | (993) | (993) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (1,261) | Ordinary | (447) | (447) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (925) | Ordinary | (328) | (328) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (14) | Ordinary | (5) | (5) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (34) | Ordinary | (12) | (12) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (51) | Ordinary | (18) | (18) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (815) | Ordinary | (289) | (289) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (674) | Ordinary | (240) | (240) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (45) | Ordinary | (16) | (16) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (20) | Ordinary | (7) | (7) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (838) | Ordinary | (297) | (297) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (256) | Ordinary | (91) | (91) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (132) | Ordinary | (47) | (47) | N/A |
| 09/30/2020 | Merrill Lynch International | SELL | (3,544) | Ordinary | (1,248) | (1,248) | N/A |
| 09/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 09/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,353 | Ordinary | 1,898 | 1,898 | N/A |
| 09/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,110) | Ordinary | (8,859) | (8,859) | N/A |
| 09/30/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (5,390) | Ordinary | (1,898) | (1,898) | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,890 | Ordinary | 2,807 | 2,807 | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,079) | Ordinary | (1,089) | (1,089) | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,582) | Ordinary | (553) | (553) | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,060 | Ordinary | 1,089 | 1,089 | N/A |
| 10/01/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (8,028) | Ordinary | (2,807) | (2,807) | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 50,974 | Ordinary | 18,012 | 18,012 | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,000 | Ordinary | 8,029 | 8,029 | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,494) | Ordinary | (8,333) | (8,333) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,139 | Ordinary | 2,876 | 2,876 | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,722) | Ordinary | (8,029) | (8,029) | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,936) | Ordinary | (8,047) | (8,047) | N/A |
| 10/05/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 17,489 | Ordinary | 6,115 | 6,115 | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (52,889) | Ordinary | (18,728) | (18,728) | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,052 | Ordinary | 5,735 | 5,735 | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 15,168 | Ordinary | 5,376 | 5,376 | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,402) | Ordinary | (5,735) | (5,735) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (763) | Ordinary | (256) | (256) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (382) | Ordinary | (129) | (129) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,803) | Ordinary | (605) | (605) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (229) | Ordinary | (76) | (76) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,721) | Ordinary | (568) | (568) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (970) | Ordinary | (320) | (320) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (403) | Ordinary | (133) | (133) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (496) | Ordinary | (163) | (163) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (384) | Ordinary | (126) | (126) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (499) | Ordinary | (163) | (163) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,180) | Ordinary | (388) | (388) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (897) | Ordinary | (294) | (294) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,241) | Ordinary | (407) | (407) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,610) | Ordinary | (533) | (533) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,601) | Ordinary | (530) | (530) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,023) | Ordinary | (340) | (340) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (160) | Ordinary | (53) | (53) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (520) | Ordinary | (174) | (174) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (311) | Ordinary | (104) | (104) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (15) | Ordinary | (5) | (5) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (760) | Ordinary | (250) | (250) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (476) | Ordinary | (157) | (157) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (213) | Ordinary | (70) | (70) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (15) | Ordinary | (5) | (5) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (27) | Ordinary | (9) | (9) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (548) | Ordinary | (182) | (182) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (15) | Ordinary | (5) | (5) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (664) | Ordinary | (220) | (220) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/06/2020 | Merrill Lynch International | SELL | (15) | Ordinary | (5) | (5) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (111) | Ordinary | (37) | (37) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (54) | Ordinary | (18) | (18) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (635) | Ordinary | (211) | (211) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (569) | Ordinary | (189) | (189) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (208) | Ordinary | (69) | (69) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (21) | Ordinary | (7) | (7) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (723) | Ordinary | (241) | (241) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,137) | Ordinary | (379) | (379) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (471) | Ordinary | (157) | (157) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,158) | Ordinary | (386) | (386) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (63) | Ordinary | (21) | (21) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,953) | Ordinary | (651) | (651) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (374) | Ordinary | (126) | (126) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,477) | Ordinary | (494) | (494) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (687) | Ordinary | (232) | (232) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,928) | Ordinary | (647) | (647) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (373) | Ordinary | (126) | (126) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,167) | Ordinary | (389) | (389) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (625) | Ordinary | (209) | (209) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (664) | Ordinary | (222) | (222) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (257) | Ordinary | (85) | (85) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (350) | Ordinary | (118) | (118) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (778) | Ordinary | (262) | (262) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (784) | Ordinary | (265) | (265) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (169) | Ordinary | (57) | (57) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (704) | Ordinary | (237) | (237) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,593) | Ordinary | (531) | (531) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (482) | Ordinary | (163) | (163) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (372) | Ordinary | (126) | (126) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (891) | Ordinary | (300) | (300) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (99) | Ordinary | (33) | (33) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,823) | Ordinary | (616) | (616) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (647) | Ordinary | (218) | (218) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (939) | Ordinary | (316) | (316) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/06/2020 | Merrill Lynch International | SELL | (560) | Ordinary | (188) | (188) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (116) | Ordinary | (39) | (39) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,360) | Ordinary | (458) | (458) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (659) | Ordinary | (222) | (222) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (68) | Ordinary | (23) | (23) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (3,549) | Ordinary | (1,183) | (1,183) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (33) | Ordinary | (11) | (11) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,372) | Ordinary | (462) | (462) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (777) | Ordinary | (258) | (258) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (163) | Ordinary | (54) | (54) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (1,722) | Ordinary | (576) | (576) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (465) | Ordinary | (156) | (156) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (770) | Ordinary | (260) | (260) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (107) | Ordinary | (36) | (36) | N/A |
| 10/06/2020 | Merrill Lynch International | SELL | (357) | Ordinary | (119) | (119) | N/A |
| 10/06/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (17,131) | Ordinary | (5,900) | (5,900) | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (11,613) | Ordinary | (3,856) | (3,856) | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 88,800 | Ordinary | 29,769 | 29,769 | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 342,109 | Ordinary | 114,201 | 114,201 | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 80,437 | Ordinary | 26,832 | 26,832 | N/A |
| 10/06/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (85,139) | Ordinary | (29,769) | (29,769) | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,938 | Ordinary | 644 | 644 | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (52,304) | Ordinary | (17,483) | (17,483) | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (41,441) | Ordinary | (13,810) | (13,810) | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 35,470 | Ordinary | 11,790 | 11,790 | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,221 | Ordinary | 7,760 | 7,760 | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,920 | Ordinary | 2,330 | 2,330 | N/A |
| 10/07/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (42,360) | Ordinary | (14,120) | (14,120) | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 33,537 | Ordinary | 11,139 | 11,139 | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,995) | Ordinary | (8,932) | (8,932) | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,129) | Ordinary | (705) | (705) | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,141 | Ordinary | 2,349 | 2,349 | N/A |
| 10/08/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (33,640) | Ordinary | (11,139) | (11,139) | N/A |
| 10/09/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 7,686,419 | 7,686,419 | RefertoApp. B |
| 10/09/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 266,171 | 266,171 | RefertoApp. B |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,667 | Ordinary | 2,889 | 2,889 | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,591 | Ordinary | 4,877 | 4,877 | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,352) | Ordinary | (7,710) | (7,710) | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,596 | Ordinary | 1,853 | 1,853 | N/A |
| 10/09/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (14,777) | Ordinary | (4,877) | (4,877) | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,352) | Ordinary | (8,415) | (8,415) | N/A |
| 10/12/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (16,814) | (16,814) | RefertoApp. B |
| 10/12/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (12,556) | (12,556) | RefertoApp. B |
| 10/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30) | Ordinary | (10) | (10) | N/A |
| 10/13/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (1,296) | (1,296) | Refer to App. B |
| 10/13/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 51,072 | 51,072 | RefertoApp. B |
| 10/13/2020 | Merrill Lynch International | BUY | 3 | Ordinary | 1 | 1 | N/A |
| 10/13/2020 | Merrill Lynch International | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16) | Ordinary | (5) | (5) | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (46,169) | Ordinary | (14,578) | (14,578) | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 67,460 | Ordinary | 21,416 | 21,416 | N/A |
| 10/13/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 48,964 | Ordinary | 15,423 | 15,423 | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,396 | Ordinary | 3,018 | 3,018 | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (58,089) | Ordinary | (18,441) | (18,441) | N/A |
| 10/14/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (29,134) | (29,134) | RefertoApp. B |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (68,911) | Ordinary | (23,519) | (23,519) | N/A |
| 10/14/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (196,950) | Ordinary | (66,341) | (66,341) | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 55,708 | Ordinary | 18,267 | 18,267 | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9) | Ordinary | (3) | (3) | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 70,284 | Ordinary | 23,519 | 23,519 | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,728) | Ordinary | (2,626) | (2,626) | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,577) | Ordinary | (17,114) | (17,114) | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 89,744 | Ordinary | 32,024 | 32,024 | N/A |
| 10/15/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 48,325 | Ordinary | 17,114 | 17,114 | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 136,309 | Ordinary | 49,032 | 49,032 | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,340 | Ordinary | 1,561 | 1,561 | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (112,230) | Ordinary | (39,942) | (39,942) | N/A |
| 10/16/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (253,615) | (253,615) | Refer to App. B |
| 10/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (21,938) | (21,938) | RefertoApp. B |
| 10/16/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 275,553 | 275,553 | RefertoApp. B |
| 10/19/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 93,149 | 93,149 | RefertoApp. B |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (111,311) | Ordinary | (40,040) | (40,040) | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,668) | Ordinary | (2,364) | (2,364) | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,470 | Ordinary | 6,759 | 6,759 | N/A |
| 10/19/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 95,843 | Ordinary | 40,040 | 40,040 | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (58,770) | Ordinary | (24,517) | (24,517) | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (49,270) | Ordinary | (20,649) | (20,649) | N/A |
| 10/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (93,149) | (93,149) | RefertoApp. B |
| 10/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,488,497) | (1,488,497) | RefertoApp. B |
| 10/20/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 93,853 | 93,853 | Refer to App. B |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,206 | Ordinary | 1,376 | 1,376 | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (4,257) | Ordinary | (1,794) | (1,794) | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (58,327) | Ordinary | (24,507) | (24,507) | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 45,269 | Ordinary | 19,313 | 19,313 | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 138,297 | Ordinary | 59,270 | 59,270 | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (44,999) | Ordinary | (19,313) | (19,313) | N/A |
| 10/20/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (1,582,892) | Ordinary | (679,353) | (679,353) | N/A |
| 10/21/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (93,853) | (93,853) | RefertoApp. B |
| 10/21/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (7,376) | (7,376) | RefertoApp. B |
| 10/21/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 580,749 | 4,645,992 | RefertoApp. B |
| 10/21/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 522,530 | 4,180,240 | RefertoApp. B |
| 10/21/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (29,046) | Ordinary | (12,153) | (12,153) | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,681) | Ordinary | (9,045) | (9,045) | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,947 | Ordinary | 12,153 | 12,153 | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,609 | Ordinary | 9,718 | 9,718 | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (71,099) | Ordinary | (29,640) | (29,640) | N/A |
| 10/22/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (4,089) | (4,089) | RefertoApp. B |
| 10/22/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 124,060 | 124,060 | RefertoApp. B |
| 10/22/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 23,576 | 188,608 | Refer to App. B |
| 10/22/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 15,657 | 125,256 | RefertoApp. B |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,539) | Ordinary | (3,191) | (3,191) | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,512) | Ordinary | (9,459) | (9,459) | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (40,867) | Ordinary | (17,028) | (17,028) | N/A |
| 10/22/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (4,871) | Ordinary | (2,049) | (2,049) | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 22,466 | Ordinary | 9,459 | 9,459 | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,210 | Ordinary | 2,209 | 2,209 | N/A |
| 10/23/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,744) | (2,744) | RefertoApp. B |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (17,633) | (17,633) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (23,576) | (188,608) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (580,749) | (4,645,992) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 604,325 | 4,834,600 | Refer to App. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (15,657) | (125,256) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (522,530) | (4,180,240) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 538,187 | 4,305,496 | RefertoApp. B |
| 10/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,167) | Ordinary | (3,490) | (3,490) | N/A |
| 10/23/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (24,340) | Ordinary | (10,374) | (10,374) | N/A |
| 10/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,169 | Ordinary | 3,490 | 3,490 | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (10,115) | Ordinary | (4,250) | (4,250) | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,380,000) | Ordinary | (1,000,000) | (1,000,000) | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,250 | Ordinary | 1,811 | 1,811 | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,942 | Ordinary | 4,250 | 4,250 | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14,726) | Ordinary | (6,243) | (6,243) | N/A |
| 10/27/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (39,477) | (39,477) | Refer to App. B |
| 10/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (106,427) | (106,427) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 374,604 | 374,604 | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (268,177) | (268,177) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (12,416) | (12,416) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 24,623 | 196,984 | Refer to App. B |
| 10/27/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,686 | Ordinary | 16,855 | 16,855 | N/A |
| 10/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16) | Ordinary | (7) | (7) | N/A |
| 10/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (39,104) | Ordinary | (16,855) | (16,855) | N/A |
| 10/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (26) | (26) | RefertoApp. B |
| 10/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (24,623) | (196,984) | RefertoApp. B |
| 10/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (604,325) | (4,834,600) | RefertoApp. B |
| 10/28/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 628,948 | 5,031,584 | Refer to App. B |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30,341) | Ordinary | (13,366) | (13,366) | N/A |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,106,936) | Ordinary | (3,130,809) | (3,130,809) | N/A |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9) | Ordinary | (4) | (4) | N/A |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 30,494 | Ordinary | 13,366 | 13,366 | N/A |
| 10/28/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 7,043 | Ordinary | 3,089 | 3,089 | N/A |
| 10/29/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (7,395) | (7,395) | RefertoApp. B |
| 10/29/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 243,241 | 1,945,928 | RefertoApp. B |
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,070 | Ordinary | 10,441 | 10,441 | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,474) | Ordinary | (2,461) | (2,461) | N/A |
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,179) | Ordinary | (10,441) | (10,441) | N/A |
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (4) | Ordinary | (2) | (2) | N/A |
| 10/30/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (2,439) | (2,439) | Refer to App. B |
| 10/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (628,948) | (5,031,584) | RefertoApp. B |
| 10/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (243,241) | (1,945,928) | RefertoApp. B |
| 10/30/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 872,189 | 6,977,512 | RefertoApp. B |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | (26,630) | Ordinary | (12,272) | (12,272) | N/A |
| 10/30/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 26,630 | Ordinary | 12,272 | 12,272 | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,980 | Ordinary | 1,834 | 1,834 | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,560 | Ordinary | 4,375 | 4,375 | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,406) | Ordinary | (628) | (628) | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,224) | Ordinary | (16,647) | (16,647) | N/A |
| 11/02/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (10,163) | (10,163) | RefertoApp. B |
| 11/02/2020 | Merrill Lynch International | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 11/02/2020 | Merrill Lynch International | BUY | 2 | Ordinary | 1 | 1 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,124) | Ordinary | (16,647) | (16,647) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | 3,056 | Ordinary | 1,389 | 1,389 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | 36,124 | Ordinary | 16,647 | 16,647 | N/A |
| 11/02/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (3,056) | Ordinary | (1,389) | (1,389) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,069 | Ordinary | 2,813 | 2,813 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (28,508) | Ordinary | (13,115) | (13,115) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,984) | Ordinary | (1,811) | (1,811) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,250 | Ordinary | 578 | 578 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,083 | Ordinary | 4,202 | 4,202 | N/A |
| 11/03/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 2,561,536 | 2,561,536 | RefertoApp. B |
| 11/03/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 68,668 | 68,668 | Refer to App. B |
| 11/03/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 297,446 | 2,379,568 | RefertoApp. B |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | (53,309) | Ordinary | (24,342) | (24,342) | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 53,309 | Ordinary | 24,342 | 24,342 | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,410,391 | Ordinary | 2,927,119 | 2,927,119 | N/A |
| 11/03/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (546,433) | Ordinary | (248,616) | (248,616) | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (71,011) | Ordinary | (32,363) | (32,363) | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,408) | Ordinary | (641) | (641) | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 11,429 | Ordinary | 5,208 | 5,208 | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 605 | Ordinary | 280 | 280 | N/A |
| 11/04/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,540,940) | (2,540,940) | RefertoApp. B |
| 11/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (61,668) | (61,668) | RefertoApp. B |
| 11/04/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (872,189) | (6,977,512) | Refer to App. B |
| 11/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (297,446) | (2,379,568) | RefertoApp. B |
| 11/04/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 1,169,635 | 9,357,080 | RefertoApp. B |
| 11/04/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 875 | 7,000 | RefertoApp. B |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,731) | Ordinary | (9,923) | (9,923) | N/A |
| 11/04/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (2,076,747) | Ordinary | (927,119) | (927,119) | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 239 | Ordinary | 108 | 108 | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,352) | Ordinary | (4,175) | (4,175) | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 11,830 | Ordinary | 5,402 | 5,402 | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 21,862 | Ordinary | 9,923 | 9,923 | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (504) | Ordinary | (228) | (228) | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30,051) | Ordinary | (13,785) | (13,785) | N/A |
| 11/05/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities borrowed | N/A | Ordinary | 2,570,431 | 2,570,431 | Refer to App. B |
| 11/05/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 61,668 | 61,668 | RefertoApp. B |
| 11/05/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (240,727) | (1,925,816) | RefertoApp. B |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,371) | Ordinary | (11,377) | (11,377) | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (141,736) | Ordinary | (64,300) | (64,300) | N/A |
| 11/05/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 106 | Ordinary | 48 | 48 | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 10,714 | Ordinary | 4,870 | 4,870 | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,608) | Ordinary | (718) | (718) | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (269) | Ordinary | (120) | (120) | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,135 | Ordinary | 11,377 | 11,377 | N/A |
| 11/06/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (18,320) | (18,320) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (362,162) | (362,162) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (7,000) | (7,000) | Refer to App. B |
| 11/06/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 369,162 | 369,162 | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (2,478) | (2,478) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 500 | 4,000 | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (350,500) | (2,804,000) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (17,602) | Ordinary | (7,929) | (7,929) | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (176,400) | Ordinary | (80,000) | (80,000) | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,439 | Ordinary | 7,929 | 7,929 | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (107) | Ordinary | (48) | (48) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 53 | Ordinary | 24 | 24 | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,004) | Ordinary | (450) | (450) | N/A |
| 11/09/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 65,430 | 65,430 | RefertoApp. B |
| 11/09/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (41,158) | (41,158) | Refer to App. B |
| 11/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (875) | (7,000) | RefertoApp. B |
| 11/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (500) | (4,000) | RefertoApp. B |
| 11/09/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 1,375 | 11,000 | RefertoApp. B |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (48,473) | Ordinary | (22,033) | (22,033) | N/A |
| 11/09/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (441,500) | Ordinary | (200,000) | (200,000) | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (27) | Ordinary | (12) | (12) | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 48,706 | Ordinary | 22,033 | 22,033 | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,913 | Ordinary | 3,597 | 3,597 | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 39,580 | Ordinary | 17,991 | 17,991 | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,865) | Ordinary | (840) | (840) | N/A |
| 11/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,276) | (2,276) | RefertoApp. B |
| 11/10/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (65,430) | (65,430) | Refer to App. B |
| 11/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (913,793) | (913,793) | RefertoApp. B |
| 11/10/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 66,190 | 66,190 | RefertoApp. B |
| 11/10/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (3) | (24) | RefertoApp. B |
| 11/10/2020 | Merrill Lynch International | SELL | (7) | Ordinary | (3) | (3) | N/A |
| 11/10/2020 | Merrill Lynch International | BUY | 7 | Ordinary | 3 | 3 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 845 | Ordinary | 377 | 377 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,780 | Ordinary | 10,680 | 10,680 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,395 | Ordinary | 620 | 620 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (41,117) | Ordinary | (18,370) | (18,370) | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (18,693) | Ordinary | (8,306) | (8,306) | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,220,000 | Ordinary | 1,000,000 | 1,000,000 | N/A |
| 11/11/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (43,862) | (43,862) | Refer to App. B |
| 11/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (366,684) | (366,684) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (20,510) | (20,510) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 387,194 | 387,194 | RefertoApp. B |
| 11/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (50,205) | (50,205) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (37,739) | Ordinary | (17,635) | (17,635) | N/A |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,165 | Ordinary | 17,635 | 17,635 | N/A |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (12,349) | Ordinary | (5,676) | (5,676) | N/A |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 111,379 | Ordinary | 52,026 | 52,026 | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,710) | Ordinary | (10,680) | (10,680) | N/A |
| 11/12/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (497) | (497) | RefertoApp. B |
| 11/12/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (66,190) | (66,190) | RefertoApp. B |
| 11/12/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (44,026) | (44,026) | Refer to App. B |
| 11/12/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (1,375) | (11,000) | RefertoApp. B |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,375,000) | Ordinary | (2,500,000) | (2,500,000) | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,846) | Ordinary | (12,409) | (12,409) | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 45,836 | Ordinary | 21,319 | 21,319 | N/A |
| 11/12/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 25,313 | Ordinary | 11,676 | 11,676 | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (68,075) | Ordinary | (31,222) | (31,222) | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,987) | Ordinary | (11,676) | (11,676) | N/A |
| 11/13/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (323) | (323) | RefertoApp. B |
| 11/13/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (810) | (6,480) | RefertoApp. B |
| 11/13/2020 | Merrill Lynch International | BUY | 11 | Ordinary | 5 | 5 | N/A |
| 11/13/2020 | Merrill Lynch International | SELL | (11) | Ordinary | (5) | (5) | N/A |
| 11/13/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (34,185) | Ordinary | (15,900) | (15,900) | N/A |
| 11/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 34,882 | Ordinary | 15,900 | 15,900 | N/A |
| 11/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (45,698) | Ordinary | (20,802) | (20,802) | N/A |
| 11/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (441) | (441) | RefertoApp. B |
| 11/16/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 145,497 | 1,163,976 | RefertoApp. B |
| 11/16/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 97,489 | 779,912 | Refer to App. B |
| 11/16/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,019) | Ordinary | (463) | (463) | N/A |
| 11/16/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 18,740 | Ordinary | 8,460 | 8,460 | N/A |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (44,710) | (44,710) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (58,339) | (58,339) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (145,497) | (1,163,976) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (576,220) | (4,609,760) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 721,717 | 5,773,736 | Refer to App. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (538,187) | (4,305,496) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (97,489) | (779,912) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 635,676 | 5,085,408 | RefertoApp. B |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (55,803) | Ordinary | (25,365) | (25,365) | N/A |
| 11/17/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (46,671) | Ordinary | (21,311) | (21,311) | N/A |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 37,723 | Ordinary | 17,368 | 17,368 | N/A |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,198 | Ordinary | 10,646 | 10,646 | N/A |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 68,162 | Ordinary | 31,363 | 31,363 | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/18/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (912,548) | (912,548) | RefertoApp. B |
| 11/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (1,375) | (11,000) | RefertoApp. B |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,525,000 | Ordinary | 2,500,000 | 2,500,000 | N/A |
| 11/18/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 2,888 | Ordinary | 1,320 | 1,320 | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,394) | Ordinary | (10,641) | (10,641) | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,576) | Ordinary | (1,166) | (1,166) | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (340) | Ordinary | (154) | (154) | N/A |
| 11/19/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (155,797) | (155,797) | RefertoApp. B |
| 11/19/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (20,265) | Ordinary | (9,047) | (9,047) | N/A |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,390,000) | Ordinary | (1,500,000) | (1,500,000) | N/A |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 20,186 | Ordinary | 9,047 | 9,047 | N/A |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (29) | Ordinary | (13) | (13) | N/A |
| 11/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 109,670 | 109,670 | RefertoApp. B |
| 11/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (29,887) | (29,887) | RefertoApp. B |
| 11/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,250) | Ordinary | (9,320) | (9,320) | N/A |
| 11/20/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 21,315 | Ordinary | 9,320 | 9,320 | N/A |
| 11/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14) | Ordinary | (6) | (6) | N/A |
| 11/23/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 106,309 | 106,309 | RefertoApp. B |
| 11/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,530) | Ordinary | (11,636) | (11,636) | N/A |
| 11/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,714 | Ordinary | 8,547 | 8,547 | N/A |
| 11/23/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 27,014 | Ordinary | 11,636 | 11,636 | N/A |
| 11/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (12) | Ordinary | (5) | (5) | N/A |
| 11/24/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (53,028) | (53,028) | RefertoApp. B |
| 11/24/2020 | Merrill Lynch International | BUY | 2 | Ordinary | 1 | 1 | N/A |
| 11/24/2020 | Merrill Lynch International | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,331) | Ordinary | (3,591) | (3,591) | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 137,150 | Ordinary | 59,078 | 59,078 | N/A |
| 11/24/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 58,877 | Ordinary | 25,140 | 25,140 | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,781) | Ordinary | (15,674) | (15,674) | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,031 | Ordinary | 1,745 | 1,745 | N/A |
| 11/25/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 107,115 | 107,115 | RefertoApp. B |
| 11/25/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (53,281) | (53,281) | RefertoApp. B |
| 11/25/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (2,889) | (2,889) | Refer to App. B |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,238 | Ordinary | 7,430 | 7,430 | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,521) | Ordinary | (20,355) | (20,355) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 18,824 | Ordinary | 8,078 | 8,078 | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (6,189) | Ordinary | (2,667) | (2,667) | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (18,741) | Ordinary | (8,078) | (8,078) | N/A |
| 11/25/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (58,576) | Ordinary | (25,140) | (25,140) | N/A |
| 11/26/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 89,452 | 89,452 | RefertoApp. B |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,536) | Ordinary | (10,809) | (10,809) | N/A |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 26,523 | Ordinary | 11,674 | 11,674 | N/A |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (121) | Ordinary | (52) | (52) | N/A |
| 11/26/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 24,860 | Ordinary | 10,809 | 10,809 | N/A |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,273) | Ordinary | (15,703) | (15,703) | N/A |
| 11/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (107,115) | (107,115) | RefertoApp. B |
| 11/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (186,261) | (186,261) | RefertoApp. B |
| 11/27/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 293,376 | 293,376 | RefertoApp. B |
| 11/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (28,866) | (28,866) | RefertoApp. B |
| 11/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30,187) | Ordinary | (13,226) | (13,226) | N/A |
| 11/27/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (771) | Ordinary | (338) | (338) | N/A |
| 11/27/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 451 | Ordinary | 198 | 198 | N/A |
| 11/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (18,104) | (18,104) | RefertoApp. B |
| 11/30/2020 | Merrill Lynch International | SELL | (5) | Ordinary | (2) | (2) | N/A |
| 11/30/2020 | Merrill Lynch International | BUY | 5 | Ordinary | 2 | 2 | N/A |
| 11/30/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (12,927) | Ordinary | (5,634) | (5,634) | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,599 | Ordinary | 3,333 | 3,333 | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,912) | Ordinary | (14,041) | (14,041) | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,922 | Ordinary | 832 | 832 | N/A |
| 12/01/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (42,482) | (42,482) | RefertoApp. B |
| 12/01/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (22,381) | (22,381) | RefertoApp. B |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,832) | Ordinary | (11,666) | (11,666) | N/A |
| 12/01/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (1,350) | Ordinary | (587) | (587) | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,720 | Ordinary | 748 | 748 | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,571 | Ordinary | 684 | 684 | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 26,663 | Ordinary | 11,666 | 11,666 | N/A |
| 12/02/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (3,084) | (3,084) | RefertoApp. B |
| 12/02/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (41,311) | (41,311) | Refer to App. B |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,337) | Ordinary | (584) | (584) | N/A |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,737 | Ordinary | 7,326 | 7,326 | N/A |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 770 | Ordinary | 336 | 336 | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,850) | Ordinary | (7,326) | (7,326) | N/A |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,571) | Ordinary | (686) | (686) | N/A |
| 12/03/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 92,401 | 92,401 | RefertoApp. B |
| 12/03/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (721,717) | (5,773,736) | Refer to App. B |
| 12/03/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (631,211) | (5,049,688) | RefertoApp. B |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,571) | Ordinary | (1,118) | (1,118) | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 21,245 | Ordinary | 9,323 | 9,323 | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,620 | Ordinary | 1,587 | 1,587 | N/A |
| 12/03/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (787) | Ordinary | (342) | (342) | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,980,000 | Ordinary | 3,500,000 | 3,500,000 | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,443) | Ordinary | (9,323) | (9,323) | N/A |
| 12/04/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (60,602) | (60,602) | RefertoApp. B |
| 12/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (25,822) | (25,822) | RefertoApp. B |
| 12/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,523 | Ordinary | 8,664 | 8,664 | N/A |
| 12/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,842 | Ordinary | 6,621 | 6,621 | N/A |
| 12/04/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (3,426) | Ordinary | (1,496) | (1,496) | N/A |
| 12/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,407) | Ordinary | (8,664) | (8,664) | N/A |
| 12/07/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 116,651 | 116,651 | RefertoApp. B |
| 12/07/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 469,699 | 3,757,592 | RefertoApp. B |
| 12/07/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 703,560 | 5,628,480 | RefertoApp. B |
| 12/07/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 47,023 | Ordinary | 21,502 | 21,502 | N/A |
| 12/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14,999) | Ordinary | (6,696) | (6,696) | N/A |
| 12/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,370 | Ordinary | 7,586 | 7,586 | N/A |
| 12/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (46,014) | Ordinary | (21,502) | (21,502) | N/A |
| 12/08/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (229,684) | (229,684) | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 296,263 | 296,263 | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (66,579) | (66,579) | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 2,833,834 | 2,833,834 | Refer to App. B |
| 12/08/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (4,465) | (35,720) | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (469,699) | (3,757,592) | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 474,164 | 3,793,312 | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (576,240) | (4,609,920) | RefertoApp. B |
| 12/08/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 14,091 | 112,728 | Refer to App. B |
| 12/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,371 | Ordinary | 3,025 | 3,025 | N/A |
| 12/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,407) | Ordinary | (1,157) | (1,157) | N/A |
| 12/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,245) | Ordinary | (7,591) | (7,591) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,078 | Ordinary | 1,471 | 1,471 | N/A |
| 12/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 35,985 | Ordinary | 17,185 | 17,185 | N/A |
| 12/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,089) | Ordinary | (17,185) | (17,185) | N/A |
| 12/09/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (296,263) | (296,263) | Refer to App. B |
| 12/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (116,651) | (116,651) | RefertoApp. B |
| 12/09/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 412,914 | 412,914 | RefertoApp. B |
| 12/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (412,914) | (412,914) | RefertoApp. B |
| 12/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (2,420,920) | (2,420,920) | RefertoApp. B |
| 12/09/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (14,091) | (112,728) | Refer to App. B |
| 12/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (474,164) | (3,793,312) | RefertoApp. B |
| 12/09/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 488,255 | 3,906,040 | RefertoApp. B |
| 12/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (4) | (32) | RefertoApp. B |
| 12/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,336 | Ordinary | 7,726 | 7,726 | N/A |
| 12/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,143) | Ordinary | (539) | (539) | N/A |
| 12/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (6,213) | Ordinary | (2,930) | (2,930) | N/A |
| 12/09/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 1,971 | Ordinary | 934 | 934 | N/A |
| 12/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,456) | Ordinary | (7,726) | (7,726) | N/A |
| 12/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,869) | (1,869) | RefertoApp. B |
| 12/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (31,965) | (31,965) | RefertoApp. B |
| 12/10/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 2,887,769 | 2,887,769 | RefertoApp. B |
| 12/10/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (412,914) | (412,914) | Refer to App. B |
| 12/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,016 | Ordinary | 962 | 962 | N/A |
| 12/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,027) | Ordinary | (489) | (489) | N/A |
| 12/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (65,797) | Ordinary | (31,664) | (31,664) | N/A |
| 12/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,825) | Ordinary | (879) | (879) | N/A |
| 12/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,292 | Ordinary | 7,844 | 7,844 | N/A |
| 12/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 50,022 | Ordinary | 23,820 | 23,820 | N/A |
| 12/11/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (500,683) | (500,683) | Refer to App. B |
| 12/11/2020 | Merrill Lynch International | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 12/11/2020 | Merrill Lynch International | BUY | 2 | Ordinary | 1 | 1 | N/A |
| 12/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (286) | Ordinary | (138) | (138) | N/A |
| 12/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,436 | Ordinary | 7,986 | 7,986 | N/A |
| 12/11/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (82,076) | Ordinary | (39,650) | (39,650) | N/A |
| 12/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (583) | Ordinary | (283) | (283) | N/A |
| 12/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 132 | Ordinary | 63 | 63 | N/A |
| 12/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (6,210,000) | Ordinary | (3,000,000) | (3,000,000) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/14/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 69,625 | 69,625 | RefertoApp. B |
| 12/14/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (2,387,086) | (2,387,086) | RefertoApp. B |
| 12/14/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,123,687 | 1,123,687 | RefertoApp. B |
| 12/14/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 457,000 | 457,000 | Refer to App. B |
| 12/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (63) | Ordinary | (30) | (30) | N/A |
| 12/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 29,926 | Ordinary | 14,429 | 14,429 | N/A |
| 12/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (29,868) | Ordinary | (14,429) | (14,429) | N/A |
| 12/15/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (12,150) | (12,150) | RefertoApp. B |
| 12/15/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (17,264) | (17,264) | Refer to App. B |
| 12/15/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (581,621) | (581,621) | RefertoApp. B |
| 12/15/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 387,926 | 3,103,408 | RefertoApp. B |
| 12/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 24,697 | Ordinary | 12,166 | 12,166 | N/A |
| 12/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,379 | Ordinary | 12,381 | 12,381 | N/A |
| 12/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31) | Ordinary | (15) | (15) | N/A |
| 12/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 981 | Ordinary | 478 | 478 | N/A |
| 12/15/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (25,133) | Ordinary | (12,381) | (12,381) | N/A |
| 12/16/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 114,466 | 114,466 | RefertoApp. B |
| 12/16/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (52,361) | (52,361) | RefertoApp. B |
| 12/16/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (507,082) | (507,082) | RefertoApp. B |
| 12/16/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 631,445 | 631,445 | RefertoApp. B |
| 12/16/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (49,824) | (49,824) | Refer to App. B |
| 12/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (387,926) | (3,103,408) | RefertoApp. B |
| 12/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (127,316) | (1,018,528) | RefertoApp. B |
| 12/16/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 515,242 | 4,121,936 | RefertoApp. B |
| 12/16/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 11,637 | 93,096 | RefertoApp. B |
| 12/16/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,557 | Ordinary | 12,469 | 12,469 | N/A |
| 12/16/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,950) | Ordinary | (18,232) | (18,232) | N/A |
| 12/16/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 12,482 | Ordinary | 6,072 | 6,072 | N/A |
| 12/16/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 875 | Ordinary | 423 | 423 | N/A |
| 12/16/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,312) | Ordinary | (12,469) | (12,469) | N/A |
| 12/17/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 164,333 | 164,333 | RefertoApp. B |
| 12/17/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 203,470 | 203,470 | RefertoApp. B |
| 12/17/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (515,242) | (4,121,936) | Refer to App. B |
| 12/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (11,637) | (93,096) | RefertoApp. B |
| 12/17/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 526,879 | 4,215,032 | RefertoApp. B |
| 12/17/2020 | Merrill Lynch International | SELL | (2) | Ordinary | (1) | (1) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/17/2020 | Merrill Lynch International | BUY | 2 | Ordinary | 1 | 1 | N/A |
| 12/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,575 | Ordinary | 772 | 772 | N/A |
| 12/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,809) | Ordinary | (10,680) | (10,680) | N/A |
| 12/17/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 15,671 | Ordinary | 7,687 | 7,687 | N/A |
| 12/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 29,112 | Ordinary | 14,323 | 14,323 | N/A |
| 12/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,089 | Ordinary | 1,023 | 1,023 | N/A |
| 12/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (15,681) | Ordinary | (7,687) | (7,687) | N/A |
| 12/18/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 249,245 | 249,245 | RefertoApp. B |
| 12/18/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (492,242) | (492,242) | Refer to App. B |
| 12/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (631,445) | (631,445) | RefertoApp. B |
| 12/18/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,123,687 | 1,123,687 | RefertoApp. B |
| 12/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (203,470) | (203,470) | RefertoApp. B |
| 12/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,123,687) | (1,123,687) | RefertoApp. B |
| 12/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (2,065) | (16,520) | RefertoApp. B |
| 12/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 110,122 | Ordinary | 55,037 | 55,037 | N/A |
| 12/18/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (15,609) | Ordinary | (7,689) | (7,689) | N/A |
| 12/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 21,831 | Ordinary | 10,861 | 10,861 | N/A |
| 12/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (13,494) | Ordinary | (6,674) | (6,674) | N/A |
| 12/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 63,253 | Ordinary | 31,388 | 31,388 | N/A |
| 12/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (62,776) | Ordinary | (31,388) | (31,388) | N/A |
| 12/21/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities borrowed | N/A | Ordinary | 80,065 | 80,065 | Refer to App. B |
| 12/21/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 51,315 | 410,520 | RefertoApp. B |
| 12/21/2020 | Merrill Lynch International | BUY | 3,150 | Ordinary | 1,587 | 1,587 | N/A |
| 12/21/2020 | Merrill Lynch International | SELL | (3,150) | Ordinary | (1,587) | (1,587) | N/A |
| 12/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (32,976) | Ordinary | (17,086) | (17,086) | N/A |
| 12/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 33,442 | Ordinary | 17,086 | 17,086 | N/A |
| 12/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (40,800) | Ordinary | (20,833) | (20,833) | N/A |
| 12/21/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (7,699) | Ordinary | (3,944) | (3,944) | N/A |
| 12/22/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (6,965) | (6,965) | RefertoApp. B |
| 12/22/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (12,704) | (12,704) | RefertoApp. B |
| 12/22/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (524,814) | (4,198,512) | RefertoApp. B |
| 12/22/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (51,315) | (410,520) | RefertoApp. B |
| 12/22/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 576,129 | 4,609,032 | Refer to App. B |
| 12/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (63,201) | Ordinary | (33,293) | (33,293) | N/A |
| 12/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 22,499 | Ordinary | 11,907 | 11,907 | N/A |
| 12/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,678) | Ordinary | (4,041) | (4,041) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,718 | Ordinary | 4,041 | 4,041 | N/A |
| 12/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,033 | Ordinary | 8,918 | 8,918 | N/A |
| 12/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,623) | Ordinary | (11,907) | (11,907) | N/A |
| 12/23/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (9,144) | (9,144) | Refer to App. B |
| 12/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,604 | Ordinary | 10,313 | 10,313 | N/A |
| 12/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,595) | Ordinary | (10,313) | (10,313) | N/A |
| 12/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,110 | Ordinary | 10,058 | 10,058 | N/A |
| 12/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,905) | Ordinary | (11,525) | (11,525) | N/A |
| 12/24/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (1,322) | (1,322) | Refer to App. B |
| 12/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,580 | Ordinary | 836 | 836 | N/A |
| 12/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,563 | Ordinary | 1,351 | 1,351 | N/A |
| 12/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,839) | Ordinary | (4,616) | (4,616) | N/A |
| 12/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,621) | Ordinary | (1,351) | (1,351) | N/A |
| 12/29/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 1,277,483 | 1,277,483 | RefertoApp. B |
| 12/29/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 86,981 | 86,981 | RefertoApp. B |
| 12/29/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 8,927 | Ordinary | 4,537 | 4,537 | N/A |
| 12/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (302) | Ordinary | (155) | (155) | N/A |
| 12/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,349) | Ordinary | (699) | (699) | N/A |
| 12/29/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,709 | Ordinary | 2,877 | 2,877 | N/A |
| 12/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,006) | Ordinary | (4,537) | (4,537) | N/A |
| 12/30/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (56,895) | (56,895) | Refer to App. B |
| 12/30/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (114,466) | (114,466) | RefertoApp. B |
| 12/30/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (164,333) | (164,333) | RefertoApp. B |
| 12/30/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (249,245) | (249,245) | RefertoApp. B |
| 12/30/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (689,067) | (689,067) | RefertoApp. B |
| 12/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (74,897) | (74,897) | RefertoApp. B |
| 12/30/2020 | Merrill Lynch International | BUY | 4 | Ordinary | 2 | 2 | N/A |
| 12/30/2020 | Merrill Lynch International | SELL | (4) | Ordinary | (2) | (2) | N/A |
| 12/30/2020 | Merrill Lynch International | BUY | 3,298 | Ordinary | 1,722 | 1,722 | N/A |
| 12/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,135 | Ordinary | 3,726 | 3,726 | N/A |
| 12/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,559 | Ordinary | 10,082 | 10,082 | N/A |
| 12/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (260) | Ordinary | (137) | (137) | N/A |
| 12/30/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (22,725) | Ordinary | (11,811) | (11,811) | N/A |
| 12/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 29,091 | Ordinary | 15,049 | 15,049 | N/A |
| 12/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (28,819) | Ordinary | (15,049) | (15,049) | N/A |
| 12/31/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 120,249 | 120,249 | RefertoApp. B |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/31/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (12,084) | (12,084) | RefertoApp. B |
| 12/31/2020 | Merrill Lynch International | BUY | 13 | Ordinary | 7 | 7 | N/A |
| 12/31/2020 | Merrill Lynch International | SELL | (13) | Ordinary | (7) | (7) | N/A |
| 12/31/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (33,741) | Ordinary | (17,713) | (17,713) | N/A |
| 12/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (762) | Ordinary | (397) | (397) | N/A |
| 12/31/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 30,413 | Ordinary | 16,007 | 16,007 | N/A |
| 12/31/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 21,677 | Ordinary | 11,412 | 11,412 | N/A |
| 12/31/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 524 | Ordinary | 276 | 276 | N/A |
| 12/31/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (21,911) | Ordinary | (11,412) | (11,412) | N/A |
| 01/04/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,428 | Ordinary | 2,295 | 2,295 | N/A |
| 01/04/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,667) | Ordinary | (861) | (861) | N/A |
| 01/04/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,827 | Ordinary | 4,079 | 4,079 | N/A |
| 01/04/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,019 | Ordinary | 528 | 528 | N/A |
| 01/04/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (642) | Ordinary | (331) | (331) | N/A |
| 01/04/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,832) | Ordinary | (4,079) | (4,079) | N/A |
| 01/05/2021 | Merrill Lynch Markets (Australia) Pty. Limited | Securities borrowed | N/A | Ordinary | 134,113 | 134,113 | Refer to App. B |
| 01/05/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (18,447) | (18,447) | RefertoApp. B |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,414 | Ordinary | 720 | 720 | N/A |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | (687) | Ordinary | (348) | (348) | N/A |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (12,615) | Ordinary | (6,388) | (6,388) | N/A |
| 01/05/2021 | Merrill Lynch (Australia) Futures Limited | SELL | (2,809) | Ordinary | (1,448) | (1,448) | N/A |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 658 | Ordinary | 333 | 333 | N/A |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (154) | Ordinary | (78) | (78) | N/A |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 11,773 | Ordinary | 6,040 | 6,040 | N/A |
| 01/05/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 687 | Ordinary | 348 | 348 | N/A |
| 01/06/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (8,064) | (8,064) | RefertoApp. B |
| 01/06/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (93,738) | (93,738) | RefertoApp. B |
| 01/06/2021 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (134,113) | (134,113) | Refer to App. B |
| 01/06/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (588,416) | (588,416) | RefertoApp. B |
| 01/06/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (429,689) | (429,689) | RefertoApp. B |
| 01/06/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (12,261) | Ordinary | (6,040) | (6,040) | N/A |
| 01/06/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,262 | Ordinary | 8,549 | 8,549 | N/A |
| 01/06/2021 | Merrill Lynch (Australia) Futures Limited | SELL | (6,600) | Ordinary | (3,293) | (3,293) | N/A |
| 01/06/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 55,894 | Ordinary | 27,808 | 27,808 | N/A |
| 01/06/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 715 | Ordinary | 352 | 352 | N/A |
| 01/06/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,428) | Ordinary | (716) | (716) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 01/06/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (17,354) | Ordinary | (8,549) | (8,549) | N/A |
| 01/07/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (8,940) | (8,940) | RefertoApp. B |
| 01/07/2021 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (457,000) | (457,000) | RefertoApp. B |
| 01/07/2021 | Merrill Lynch (Australia) Futures Limited | BUY | 68,830 | Ordinary | 34,415 | 34,415 | N/A |
| 01/07/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,692 | Ordinary | 1,338 | 1,338 | N/A |
| 01/07/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (43) | Ordinary | (21) | (21) | N/A |
| 01/07/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (366) | Ordinary | (182) | (182) | N/A |
| 01/07/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,676) | Ordinary | (1,338) | (1,338) | N/A |
| 01/08/2021 | Merrill Lynch Markets (Australia) Pty. Limited | Securities borrowed | N/A | Ordinary | 83,090 | 83,090 | Refer to App. B |
| 01/08/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,845 | Ordinary | 911 | 911 | N/A |
| 01/08/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,463) | Ordinary | (4,623) | (4,623) | N/A |
| 01/08/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 34,275 | Ordinary | 16,884 | 16,884 | N/A |
| 01/08/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (35,291) | Ordinary | (17,317) | (17,317) | N/A |
| 01/08/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,986 | Ordinary | 14,306 | 14,306 | N/A |
| 01/08/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (29,041) | Ordinary | (14,306) | (14,306) | N/A |
| 01/11/2021 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (83,090) | (83,090) | Refer to App. B |
| 01/11/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (70,366) | (70,366) | RefertoApp. B |
| 01/11/2021 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 66,463 | 66,463 | RefertoApp. B |
| 01/11/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 636 | Ordinary | 318 | 318 | N/A |
| 01/11/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (27,542) | Ordinary | (13,560) | (13,560) | N/A |
| 01/11/2021 | Merrill Lynch (Australia) Futures Limited | BUY | 11,586 | Ordinary | 5,793 | 5,793 | N/A |
| 01/11/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,177) | Ordinary | (583) | (583) | N/A |
| 01/11/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 10,359 | Ordinary | 5,084 | 5,084 | N/A |
| 01/11/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (10,168) | Ordinary | (5,084) | (5,084) | N/A |
| 01/12/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (139,357) | (139,357) | RefertoApp. B |
| 01/12/2021 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (14,533) | (14,533) | RefertoApp. B |
| 01/12/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,340 | Ordinary | 4,167 | 4,167 | N/A |
| 01/12/2021 | Merrill Lynch (Australia) Futures Limited | SELL | (30,350) | Ordinary | (15,075) | (15,075) | N/A |
| 01/12/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,635) | Ordinary | (813) | (813) | N/A |
| 01/12/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,417) | Ordinary | (4,167) | (4,167) | N/A |
| 01/13/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (5,465,153) | (5,465,153) | RefertoApp. B |
| 01/13/2021 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (51,930) | (51,930) | RefertoApp. B |
| 01/13/2021 | Merrill Lynch (Australia) Futures Limited | BUY | 10,856 | Ordinary | 5,401 | 5,401 | N/A |
| 01/13/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (13,695) | Ordinary | (6,794) | (6,794) | N/A |
| 01/13/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,438 | Ordinary | 8,701 | 8,701 | N/A |
| 01/13/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (525) | Ordinary | (260) | (260) | N/A |
| Date of change |
Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 01/13/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,844 | Ordinary | 4,400 | 4,400 | N/A |
| 01/13/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (17,489) | Ordinary | (8,701) | (8,701) | N/A |
| 01/14/2021 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (3,660) | (29,280) | RefertoApp. B |
| 01/14/2021 | Merrill Lynch (Australia) Futures Limited | BUY | 19,883 | Ordinary | 9,892 | 9,892 | N/A |
| 01/14/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,889 | Ordinary | 4,377 | 4,377 | N/A |
| 01/14/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,017) | Ordinary | (4,377) | (4,377) | N/A |
| 01/14/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (40,287) | Ordinary | (19,702) | (19,702) | N/A |
| 01/14/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (426) | Ordinary | (209) | (209) | N/A |
| 01/15/2021 | Merrill Lynch (Australia) Futures Limited | BUY | 7,782 | Ordinary | 3,827 | 3,827 | N/A |
| 01/15/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 945 | Ordinary | 461 | 461 | N/A |
| 01/15/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (243) | Ordinary | (119) | (119) | N/A |
| 01/15/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 44,594 | Ordinary | 22,076 | 22,076 | N/A |
| 01/15/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (16) | Ordinary | (8) | (8) | N/A |
| 01/15/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,477 | Ordinary | 3,700 | 3,700 | N/A |
| 01/15/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,474) | Ordinary | (3,700) | (3,700) | N/A |
| 01/18/2021 | Merrill Lynch Markets (Australia) Pty. Limited | Securities borrowed | N/A | Ordinary | 7,932,100 | 7,932,100 | Refer to App. B |
| 01/18/2021 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 74,742 | 74,742 | RefertoApp. B |
| 01/18/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 12,764 | Ordinary | 6,339 | 6,339 | N/A |
| 01/18/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 10,817 | Ordinary | 5,401 | 5,401 | N/A |
| 01/18/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (902) | Ordinary | (452) | (452) | N/A |
| 01/18/2021 | Merrill Lynch (Australia) Futures Limited | SELL | (44,458) | Ordinary | (22,076) | (22,076) | N/A |
| 01/18/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 18,954 | Ordinary | 9,478 | 9,478 | N/A |
| 01/18/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (13,787) | Ordinary | (6,884) | (6,884) | N/A |
| 01/18/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (10,856) | Ordinary | (5,401) | (5,401) | N/A |
| 01/19/2021 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,118,390) | (1,118,390) | RefertoApp. B |
| 01/19/2021 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,325 | Ordinary | 7,151 | 7,151 | N/A |
| 01/19/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,806) | Ordinary | (2,883) | (2,883) | N/A |
| 01/19/2021 | Merrill Lynch (Australia) Futures Limited | SELL | (12,933) | Ordinary | (6,428) | (6,428) | N/A |
| 01/19/2021 | Merrill Lynch(Australia)FuturesLimited | SELL | (14,517) | Ordinary | (7,151) | (7,151) | N/A |
Appendix B-1: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Equity Trustees Limited As Trustee And Responsible EntityOf Regal Investment Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-2: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and Integrated Core Strategies (Asia) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-3: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and JANCHOR PARTNERS PANASIAN MASTER F (GCM) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-4: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal Funds Management PtyLimited as Trustee of Atlantic Absolute Return Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-5: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal Funds Management PtyLimited as Trustee of Regal Australian LongShort EquityFund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-6: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal Funds Management PtyLimited as Trustee of Tasman Market Neutral Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-7: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Susquehanna Pacific PtyLtd |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-8: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Virtu Financial Asia PtyLtd |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-9: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and BOERBOEL TRADING L.P. (GCM ) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-10: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and JANCHOR PARTNERS PANASIAN MASTER F (GCM) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-11: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and Regal Absolute Return Master Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-12: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal Funds Management PtyLimited as Trustee of Atlantic Absolute Return Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-13: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and ZAMBEZI ABSOLUTE RETURN FUND (GCM) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-14: Prescribed information
| Type of agreement | Securities LendingAgreement |
|---|---|
| Parties to agreement | Merrill Lynch International and CITIBANK N.A. A/C OMNIBUS NON UK |
| Holder of voting rights | Securities borrower. Securities lender mayinstruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| Ifyes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return **early? ** |
Yes |
| Ifyes, detail | Securities borrower will have right to return assets at anytime. |
| Does the lender have the right to recall **early? ** |
Yes |
| Ifyes, detail | Securities lender will have right to recall assets at anytime. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix C
| Related bodies corporate | Incorporated | **ACN/Registration/Incorporation Number ** |
|---|---|---|
| Merrill Lynch International | United Kingdom | 2312079 |
| ML UK Capital Holdings Limited | United Kingdom | 4971231 |
| BofAML EMEA Holdings 2 Limited | United States | 119605 |
| Merrill Lynch(Australia)FuturesLimited | Australia | 003639674 |
| Merrill Lynch International (Australia) Ltd | Australia | 002892846 |
| Merrill Lynch Markets (Australia) Pty. Limited | Australia | 075587816 |
| Merrill Lynch (Australasia) Pty. Ltd | Australia | 075923894 |
| Bank of America Global Holdings, LLC | United States | 5169939 |
| BofAMLJerseyHoldingsLimited | Jersey | 115831 |
| NB Holdings Corporation | United States | 2361372 |
| Bankof America Corporation | United States | N/A628 |