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Opthea Ltd Major Shareholding Notification 2021

Jan 21, 2021

32698_rns_2021-01-21_72f5f414-6501-4bb6-934b-7c891b287fc6.pdf

Major Shareholding Notification

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Form 603

Corporations Act Section 671B Notice of initial substantial holder

To: Company Name/Scheme OPTHEA LIMITED

ACN/ ~~ARSN~~

006 340 567

1. Details of substantial holder (1)

Name Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable)

The holder became a substantial holder on: 19 January 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Ordinary 9,948,284 9,948,284 2.95%
American Depository Shares (ADS) 1,060,724 8,485,792 2.51%
Total Voting Power 18,434,076 5.46%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Merrill Lynch (Australia) Futures Limited Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.
Ordinary 3,053,887
Merrill Lynch International Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.
Ordinary 5,945
Merrill Lynch International Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.
Ordinary 74,742
Merrill Lynch International Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.
1,060,724 ADS representing
8,485,792 Ordinary Shares
Merrill Lynch Markets (Australia) Pty.
Limited
Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.
Ordinary 6,813,710

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of
securities
Merrill Lynch (Australia)
Futures Limited
Merrill Lynch (Australia)
Nominees Pty Ltd
Merrill Lynch (Australia)
Futures Limited
Ordinary 3,053,887
Merrill Lynch International Merrill Lynch (Australia)
Nominees Pty Ltd
Merrill Lynch International Ordinary 80,687
Merrill Lynch International Merrill Lynch International 1,060,724 ADS representing
8,485,792 Ordinary Shares
Merrill Lynch Markets
(Australia) Pty. Limited
Merrill Lynch (Australia)
Nominees Pty Ltd
Merrill Lynch Markets
(Australia) Pty. Limited
Ordinary 6,813,710

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number
of securities
Cash Non-cash
Please see Annexure A.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable)
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch International
Nature of association
Related body corporate
Related body corporate
Related body corporate
Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name
Bank of America Corporation
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch International
Addresses
100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000, Australia
Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000,Australia
2 King Edward Street, London, England, EC1A 1HQ, United
Kingdom

SIGNATURE

Print Name: Kelvin Kwok Capacity: Authorised signatory Sign Here: Date: 21 January 2021

Appendix A

Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
09/21/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (963) (963) RefertoApp. B
09/21/2020 Merrill Lynch International Securities borrowed N/A Ordinary 147,969 147,969 RefertoApp. B
09/21/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (1,201,000) (1,201,000) RefertoApp. B
09/21/2020 Merrill Lynch International SELL (155) Ordinary (52) (52) N/A
09/21/2020 Merrill Lynch International BUY 155 Ordinary 52 52 N/A
09/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (19,718) Ordinary (6,736) (6,736) N/A
09/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (12,855) Ordinary (4,288) (4,288) N/A
09/21/2020 Merrill Lynch(Australia)FuturesLimited BUY 28,318 Ordinary 9,622 9,622 N/A
09/21/2020 Merrill Lynch(Australia)FuturesLimited BUY 12,719 Ordinary 4,414 4,414 N/A
09/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (27,904) Ordinary (9,622) (9,622) N/A
09/22/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (5,996) (5,996) RefertoApp. B
09/22/2020 Merrill Lynch International Securities returned N/A Ordinary (128,175) (128,175) Refer to App. B
09/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (16,126) Ordinary (5,742) (5,742) N/A
09/22/2020 Merrill Lynch (Australia) Futures Limited SELL (122,647) Ordinary (43,129) (43,129) N/A
09/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 25,065 Ordinary 8,826 8,826 N/A
09/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 14,373 Ordinary 5,115 5,115 N/A
09/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,662 Ordinary 1,276 1,276 N/A
09/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (19,488) Ordinary (6,960) (6,960) N/A
09/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (24,713) Ordinary (8,826) (8,826) N/A
09/23/2020 Merrill Lynch(Australia)FuturesLimited BUY 15,690 Ordinary 5,445 5,445 N/A
09/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (269) Ordinary (95) (95) N/A
09/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (34) Ordinary (12) (12) N/A
09/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (15,845) Ordinary (5,445) (5,445) N/A
09/23/2020 Merrill Lynch(Australia)FuturesLimited BUY 19,293 Ordinary 6,630 6,630 N/A
09/23/2020 Merrill Lynch (Australia) Futures Limited BUY 38,957 Ordinary 13,469 13,469 N/A
09/24/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (7,134) (7,134) RefertoApp. B
09/24/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (599,270) (599,270) RefertoApp. B
09/24/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (1,718,678) (1,718,678) RefertoApp. B
09/24/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (5,048,305) (5,048,305) RefertoApp. B
09/24/2020 Merrill Lynch (Australia) Futures Limited BUY 16,611 Ordinary 5,796 5,796 N/A
09/24/2020 Merrill Lynch(Australia)FuturesLimited BUY 5,975 Ordinary 2,104 2,104 N/A
09/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (84,854) Ordinary (29,971) (29,971) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
09/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (16,461) Ordinary (5,796) (5,796) N/A
09/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (9,468) Ordinary (3,321) (3,321) N/A
09/25/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (19,794) (19,794) RefertoApp. B
09/25/2020 Merrill Lynch (Australia) Futures Limited SELL (2,514) Ordinary (876) (876) N/A
09/25/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,506 Ordinary 1,213 1,213 N/A
09/25/2020 Merrill Lynch(Australia)FuturesLimited BUY 32,357 Ordinary 11,216 11,216 N/A
09/25/2020 Merrill Lynch(Australia)FuturesLimited SELL (32,190) Ordinary (11,216) (11,216) N/A
09/25/2020 Merrill Lynch(Australia)FuturesLimited SELL (13,080) Ordinary (4,523) (4,523) N/A
09/28/2020 Merrill Lynch (Australia) Futures Limited BUY 18,486 Ordinary 6,379 6,379 N/A
09/28/2020 Merrill Lynch(Australia)FuturesLimited SELL (31,213) Ordinary (10,653) (10,653) N/A
09/28/2020 Merrill Lynch(Australia)FuturesLimited SELL (20) Ordinary (7) (7) N/A
09/28/2020 Merrill Lynch(Australia)FuturesLimited BUY 38,240 Ordinary 12,919 12,919 N/A
09/29/2020 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
09/29/2020 Merrill Lynch International BUY 3 Ordinary 1 1 N/A
09/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (18,946) Ordinary (6,379) (6,379) N/A
09/29/2020 Merrill Lynch (Australia) Futures Limited BUY 8,592 Ordinary 3,006 3,006 N/A
09/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (9) Ordinary (3) (3) N/A
09/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (39,063) Ordinary (13,470) (13,470) N/A
09/29/2020 Merrill Lynch(Australia)FuturesLimited BUY 75,447 Ordinary 26,267 26,267 N/A
09/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (8,928) Ordinary (3,006) (3,006) N/A
09/30/2020 Merrill Lynch International SELL (233) Ordinary (83) (83) N/A
09/30/2020 Merrill Lynch International SELL (472) Ordinary (168) (168) N/A
09/30/2020 Merrill Lynch International SELL (28) Ordinary (10) (10) N/A
09/30/2020 Merrill Lynch International SELL (956) Ordinary (333) (333) N/A
09/30/2020 Merrill Lynch International SELL (807) Ordinary (286) (286) N/A
09/30/2020 Merrill Lynch International SELL (573) Ordinary (204) (204) N/A
09/30/2020 Merrill Lynch International SELL (368) Ordinary (131) (131) N/A
09/30/2020 Merrill Lynch International SELL (25) Ordinary (9) (9) N/A
09/30/2020 Merrill Lynch International SELL (295) Ordinary (105) (105) N/A
09/30/2020 Merrill Lynch International SELL (20) Ordinary (7) (7) N/A
09/30/2020 Merrill Lynch International SELL (312) Ordinary (111) (111) N/A
09/30/2020 Merrill Lynch International SELL (143) Ordinary (51) (51) N/A
09/30/2020 Merrill Lynch International SELL (236) Ordinary (84) (84) N/A
09/30/2020 Merrill Lynch International SELL (377) Ordinary (134) (134) N/A
09/30/2020 Merrill Lynch International SELL (25) Ordinary (9) (9) N/A
09/30/2020 Merrill Lynch International SELL (509) Ordinary (181) (181) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
09/30/2020 Merrill Lynch International SELL (17) Ordinary (6) (6) N/A
09/30/2020 Merrill Lynch International SELL (298) Ordinary (106) (106) N/A
09/30/2020 Merrill Lynch International SELL (450) Ordinary (160) (160) N/A
09/30/2020 Merrill Lynch International SELL (219) Ordinary (78) (78) N/A
09/30/2020 Merrill Lynch International SELL (4,310) Ordinary (1,523) (1,523) N/A
09/30/2020 Merrill Lynch International SELL (323) Ordinary (115) (115) N/A
09/30/2020 Merrill Lynch International SELL (105) Ordinary (37) (37) N/A
09/30/2020 Merrill Lynch International SELL (144) Ordinary (51) (51) N/A
09/30/2020 Merrill Lynch International SELL (286) Ordinary (101) (101) N/A
09/30/2020 Merrill Lynch International SELL (399) Ordinary (141) (141) N/A
09/30/2020 Merrill Lynch International SELL (42) Ordinary (15) (15) N/A
09/30/2020 Merrill Lynch International SELL (965) Ordinary (341) (341) N/A
09/30/2020 Merrill Lynch International SELL (3,539) Ordinary (1,246) (1,246) N/A
09/30/2020 Merrill Lynch International SELL (453) Ordinary (158) (158) N/A
09/30/2020 Merrill Lynch International SELL (171) Ordinary (60) (60) N/A
09/30/2020 Merrill Lynch International SELL (259) Ordinary (91) (91) N/A
09/30/2020 Merrill Lynch International SELL (111) Ordinary (39) (39) N/A
09/30/2020 Merrill Lynch International SELL (1,113) Ordinary (392) (392) N/A
09/30/2020 Merrill Lynch International SELL (1,887) Ordinary (662) (662) N/A
09/30/2020 Merrill Lynch International SELL (137) Ordinary (48) (48) N/A
09/30/2020 Merrill Lynch International SELL (188) Ordinary (66) (66) N/A
09/30/2020 Merrill Lynch International SELL (1,610) Ordinary (565) (565) N/A
09/30/2020 Merrill Lynch International SELL (420) Ordinary (148) (148) N/A
09/30/2020 Merrill Lynch International SELL (1,033) Ordinary (365) (365) N/A
09/30/2020 Merrill Lynch International SELL (3,238) Ordinary (1,140) (1,140) N/A
09/30/2020 Merrill Lynch International SELL (702) Ordinary (248) (248) N/A
09/30/2020 Merrill Lynch International SELL (367) Ordinary (131) (131) N/A
09/30/2020 Merrill Lynch International SELL (370) Ordinary (132) (132) N/A
09/30/2020 Merrill Lynch International SELL (406) Ordinary (145) (145) N/A
09/30/2020 Merrill Lynch International SELL (302) Ordinary (108) (108) N/A
09/30/2020 Merrill Lynch International SELL (564) Ordinary (203) (203) N/A
09/30/2020 Merrill Lynch International SELL (395) Ordinary (142) (142) N/A
09/30/2020 Merrill Lynch International SELL (373) Ordinary (134) (134) N/A
09/30/2020 Merrill Lynch International SELL (531) Ordinary (191) (191) N/A
09/30/2020 Merrill Lynch International SELL (612) Ordinary (220) (220) N/A
09/30/2020 Merrill Lynch International SELL (56) Ordinary (20) (20) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
09/30/2020 Merrill Lynch International SELL (4,696) Ordinary (1,683) (1,683) N/A
09/30/2020 Merrill Lynch International SELL (322) Ordinary (116) (116) N/A
09/30/2020 Merrill Lynch International SELL (517) Ordinary (184) (184) N/A
09/30/2020 Merrill Lynch International SELL (464) Ordinary (165) (165) N/A
09/30/2020 Merrill Lynch International SELL (253) Ordinary (90) (90) N/A
09/30/2020 Merrill Lynch International SELL (894) Ordinary (318) (318) N/A
09/30/2020 Merrill Lynch International SELL (750) Ordinary (267) (267) N/A
09/30/2020 Merrill Lynch International SELL (441) Ordinary (157) (157) N/A
09/30/2020 Merrill Lynch International SELL (48) Ordinary (17) (17) N/A
09/30/2020 Merrill Lynch International SELL (517) Ordinary (184) (184) N/A
09/30/2020 Merrill Lynch International SELL (2,800) Ordinary (993) (993) N/A
09/30/2020 Merrill Lynch International SELL (1,261) Ordinary (447) (447) N/A
09/30/2020 Merrill Lynch International SELL (925) Ordinary (328) (328) N/A
09/30/2020 Merrill Lynch International SELL (14) Ordinary (5) (5) N/A
09/30/2020 Merrill Lynch International SELL (34) Ordinary (12) (12) N/A
09/30/2020 Merrill Lynch International SELL (51) Ordinary (18) (18) N/A
09/30/2020 Merrill Lynch International SELL (815) Ordinary (289) (289) N/A
09/30/2020 Merrill Lynch International SELL (674) Ordinary (240) (240) N/A
09/30/2020 Merrill Lynch International SELL (45) Ordinary (16) (16) N/A
09/30/2020 Merrill Lynch International SELL (20) Ordinary (7) (7) N/A
09/30/2020 Merrill Lynch International SELL (838) Ordinary (297) (297) N/A
09/30/2020 Merrill Lynch International SELL (256) Ordinary (91) (91) N/A
09/30/2020 Merrill Lynch International SELL (132) Ordinary (47) (47) N/A
09/30/2020 Merrill Lynch International SELL (3,544) Ordinary (1,248) (1,248) N/A
09/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (3) Ordinary (1) (1) N/A
09/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 5,353 Ordinary 1,898 1,898 N/A
09/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (25,110) Ordinary (8,859) (8,859) N/A
09/30/2020 Merrill Lynch (Australia) Futures Limited SELL (5,390) Ordinary (1,898) (1,898) N/A
10/01/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,890 Ordinary 2,807 2,807 N/A
10/01/2020 Merrill Lynch(Australia)FuturesLimited SELL (3,079) Ordinary (1,089) (1,089) N/A
10/01/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,582) Ordinary (553) (553) N/A
10/01/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,060 Ordinary 1,089 1,089 N/A
10/01/2020 Merrill Lynch (Australia) Futures Limited SELL (8,028) Ordinary (2,807) (2,807) N/A
10/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 50,974 Ordinary 18,012 18,012 N/A
10/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 23,000 Ordinary 8,029 8,029 N/A
10/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (23,494) Ordinary (8,333) (8,333) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 8,139 Ordinary 2,876 2,876 N/A
10/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (22,722) Ordinary (8,029) (8,029) N/A
10/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (22,936) Ordinary (8,047) (8,047) N/A
10/05/2020 Merrill Lynch (Australia) Futures Limited BUY 17,489 Ordinary 6,115 6,115 N/A
10/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (52,889) Ordinary (18,728) (18,728) N/A
10/05/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,052 Ordinary 5,735 5,735 N/A
10/05/2020 Merrill Lynch(Australia)FuturesLimited BUY 15,168 Ordinary 5,376 5,376 N/A
10/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (16,402) Ordinary (5,735) (5,735) N/A
10/06/2020 Merrill Lynch International SELL (763) Ordinary (256) (256) N/A
10/06/2020 Merrill Lynch International SELL (382) Ordinary (129) (129) N/A
10/06/2020 Merrill Lynch International SELL (1,803) Ordinary (605) (605) N/A
10/06/2020 Merrill Lynch International SELL (229) Ordinary (76) (76) N/A
10/06/2020 Merrill Lynch International SELL (1,721) Ordinary (568) (568) N/A
10/06/2020 Merrill Lynch International SELL (970) Ordinary (320) (320) N/A
10/06/2020 Merrill Lynch International SELL (403) Ordinary (133) (133) N/A
10/06/2020 Merrill Lynch International SELL (496) Ordinary (163) (163) N/A
10/06/2020 Merrill Lynch International SELL (384) Ordinary (126) (126) N/A
10/06/2020 Merrill Lynch International SELL (499) Ordinary (163) (163) N/A
10/06/2020 Merrill Lynch International SELL (1,180) Ordinary (388) (388) N/A
10/06/2020 Merrill Lynch International SELL (897) Ordinary (294) (294) N/A
10/06/2020 Merrill Lynch International SELL (1,241) Ordinary (407) (407) N/A
10/06/2020 Merrill Lynch International SELL (1,610) Ordinary (533) (533) N/A
10/06/2020 Merrill Lynch International SELL (1,601) Ordinary (530) (530) N/A
10/06/2020 Merrill Lynch International SELL (1,023) Ordinary (340) (340) N/A
10/06/2020 Merrill Lynch International SELL (160) Ordinary (53) (53) N/A
10/06/2020 Merrill Lynch International SELL (520) Ordinary (174) (174) N/A
10/06/2020 Merrill Lynch International SELL (311) Ordinary (104) (104) N/A
10/06/2020 Merrill Lynch International SELL (15) Ordinary (5) (5) N/A
10/06/2020 Merrill Lynch International SELL (760) Ordinary (250) (250) N/A
10/06/2020 Merrill Lynch International SELL (476) Ordinary (157) (157) N/A
10/06/2020 Merrill Lynch International SELL (213) Ordinary (70) (70) N/A
10/06/2020 Merrill Lynch International SELL (15) Ordinary (5) (5) N/A
10/06/2020 Merrill Lynch International SELL (27) Ordinary (9) (9) N/A
10/06/2020 Merrill Lynch International SELL (548) Ordinary (182) (182) N/A
10/06/2020 Merrill Lynch International SELL (15) Ordinary (5) (5) N/A
10/06/2020 Merrill Lynch International SELL (664) Ordinary (220) (220) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/06/2020 Merrill Lynch International SELL (15) Ordinary (5) (5) N/A
10/06/2020 Merrill Lynch International SELL (111) Ordinary (37) (37) N/A
10/06/2020 Merrill Lynch International SELL (54) Ordinary (18) (18) N/A
10/06/2020 Merrill Lynch International SELL (635) Ordinary (211) (211) N/A
10/06/2020 Merrill Lynch International SELL (569) Ordinary (189) (189) N/A
10/06/2020 Merrill Lynch International SELL (208) Ordinary (69) (69) N/A
10/06/2020 Merrill Lynch International SELL (21) Ordinary (7) (7) N/A
10/06/2020 Merrill Lynch International SELL (723) Ordinary (241) (241) N/A
10/06/2020 Merrill Lynch International SELL (1,137) Ordinary (379) (379) N/A
10/06/2020 Merrill Lynch International SELL (471) Ordinary (157) (157) N/A
10/06/2020 Merrill Lynch International SELL (1,158) Ordinary (386) (386) N/A
10/06/2020 Merrill Lynch International SELL (63) Ordinary (21) (21) N/A
10/06/2020 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
10/06/2020 Merrill Lynch International SELL (1,953) Ordinary (651) (651) N/A
10/06/2020 Merrill Lynch International SELL (374) Ordinary (126) (126) N/A
10/06/2020 Merrill Lynch International SELL (1,477) Ordinary (494) (494) N/A
10/06/2020 Merrill Lynch International SELL (687) Ordinary (232) (232) N/A
10/06/2020 Merrill Lynch International SELL (1,928) Ordinary (647) (647) N/A
10/06/2020 Merrill Lynch International SELL (373) Ordinary (126) (126) N/A
10/06/2020 Merrill Lynch International SELL (1,167) Ordinary (389) (389) N/A
10/06/2020 Merrill Lynch International SELL (625) Ordinary (209) (209) N/A
10/06/2020 Merrill Lynch International SELL (664) Ordinary (222) (222) N/A
10/06/2020 Merrill Lynch International SELL (257) Ordinary (85) (85) N/A
10/06/2020 Merrill Lynch International SELL (350) Ordinary (118) (118) N/A
10/06/2020 Merrill Lynch International SELL (778) Ordinary (262) (262) N/A
10/06/2020 Merrill Lynch International SELL (784) Ordinary (265) (265) N/A
10/06/2020 Merrill Lynch International SELL (169) Ordinary (57) (57) N/A
10/06/2020 Merrill Lynch International SELL (704) Ordinary (237) (237) N/A
10/06/2020 Merrill Lynch International SELL (1,593) Ordinary (531) (531) N/A
10/06/2020 Merrill Lynch International SELL (482) Ordinary (163) (163) N/A
10/06/2020 Merrill Lynch International SELL (372) Ordinary (126) (126) N/A
10/06/2020 Merrill Lynch International SELL (891) Ordinary (300) (300) N/A
10/06/2020 Merrill Lynch International SELL (99) Ordinary (33) (33) N/A
10/06/2020 Merrill Lynch International SELL (1,823) Ordinary (616) (616) N/A
10/06/2020 Merrill Lynch International SELL (647) Ordinary (218) (218) N/A
10/06/2020 Merrill Lynch International SELL (939) Ordinary (316) (316) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/06/2020 Merrill Lynch International SELL (560) Ordinary (188) (188) N/A
10/06/2020 Merrill Lynch International SELL (116) Ordinary (39) (39) N/A
10/06/2020 Merrill Lynch International SELL (1,360) Ordinary (458) (458) N/A
10/06/2020 Merrill Lynch International SELL (659) Ordinary (222) (222) N/A
10/06/2020 Merrill Lynch International SELL (68) Ordinary (23) (23) N/A
10/06/2020 Merrill Lynch International SELL (3,549) Ordinary (1,183) (1,183) N/A
10/06/2020 Merrill Lynch International SELL (33) Ordinary (11) (11) N/A
10/06/2020 Merrill Lynch International SELL (1,372) Ordinary (462) (462) N/A
10/06/2020 Merrill Lynch International SELL (777) Ordinary (258) (258) N/A
10/06/2020 Merrill Lynch International SELL (163) Ordinary (54) (54) N/A
10/06/2020 Merrill Lynch International SELL (1,722) Ordinary (576) (576) N/A
10/06/2020 Merrill Lynch International SELL (465) Ordinary (156) (156) N/A
10/06/2020 Merrill Lynch International SELL (770) Ordinary (260) (260) N/A
10/06/2020 Merrill Lynch International SELL (107) Ordinary (36) (36) N/A
10/06/2020 Merrill Lynch International SELL (357) Ordinary (119) (119) N/A
10/06/2020 Merrill Lynch (Australia) Futures Limited SELL (17,131) Ordinary (5,900) (5,900) N/A
10/06/2020 Merrill Lynch(Australia)FuturesLimited SELL (11,613) Ordinary (3,856) (3,856) N/A
10/06/2020 Merrill Lynch(Australia)FuturesLimited BUY 88,800 Ordinary 29,769 29,769 N/A
10/06/2020 Merrill Lynch(Australia)FuturesLimited BUY 342,109 Ordinary 114,201 114,201 N/A
10/06/2020 Merrill Lynch(Australia)FuturesLimited BUY 80,437 Ordinary 26,832 26,832 N/A
10/06/2020 Merrill Lynch (Australia) Futures Limited SELL (85,139) Ordinary (29,769) (29,769) N/A
10/07/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,938 Ordinary 644 644 N/A
10/07/2020 Merrill Lynch(Australia)FuturesLimited SELL (52,304) Ordinary (17,483) (17,483) N/A
10/07/2020 Merrill Lynch(Australia)FuturesLimited SELL (41,441) Ordinary (13,810) (13,810) N/A
10/07/2020 Merrill Lynch(Australia)FuturesLimited BUY 35,470 Ordinary 11,790 11,790 N/A
10/07/2020 Merrill Lynch(Australia)FuturesLimited BUY 23,221 Ordinary 7,760 7,760 N/A
10/07/2020 Merrill Lynch(Australia)FuturesLimited BUY 6,920 Ordinary 2,330 2,330 N/A
10/07/2020 Merrill Lynch (Australia) Futures Limited SELL (42,360) Ordinary (14,120) (14,120) N/A
10/08/2020 Merrill Lynch(Australia)FuturesLimited BUY 33,537 Ordinary 11,139 11,139 N/A
10/08/2020 Merrill Lynch(Australia)FuturesLimited SELL (26,995) Ordinary (8,932) (8,932) N/A
10/08/2020 Merrill Lynch(Australia)FuturesLimited SELL (2,129) Ordinary (705) (705) N/A
10/08/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,141 Ordinary 2,349 2,349 N/A
10/08/2020 Merrill Lynch (Australia) Futures Limited SELL (33,640) Ordinary (11,139) (11,139) N/A
10/09/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 7,686,419 7,686,419 RefertoApp. B
10/09/2020 Merrill Lynch International Securities borrowed N/A Ordinary 266,171 266,171 RefertoApp. B
10/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 8,667 Ordinary 2,889 2,889 N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 14,591 Ordinary 4,877 4,877 N/A
10/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (23,352) Ordinary (7,710) (7,710) N/A
10/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 5,596 Ordinary 1,853 1,853 N/A
10/09/2020 Merrill Lynch (Australia) Futures Limited SELL (14,777) Ordinary (4,877) (4,877) N/A
10/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (25,352) Ordinary (8,415) (8,415) N/A
10/12/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (16,814) (16,814) RefertoApp. B
10/12/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (12,556) (12,556) RefertoApp. B
10/12/2020 Merrill Lynch(Australia)FuturesLimited SELL (30) Ordinary (10) (10) N/A
10/13/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (1,296) (1,296) Refer to App. B
10/13/2020 Merrill Lynch International Securities borrowed N/A Ordinary 51,072 51,072 RefertoApp. B
10/13/2020 Merrill Lynch International BUY 3 Ordinary 1 1 N/A
10/13/2020 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
10/13/2020 Merrill Lynch(Australia)FuturesLimited SELL (16) Ordinary (5) (5) N/A
10/13/2020 Merrill Lynch(Australia)FuturesLimited SELL (46,169) Ordinary (14,578) (14,578) N/A
10/13/2020 Merrill Lynch(Australia)FuturesLimited BUY 67,460 Ordinary 21,416 21,416 N/A
10/13/2020 Merrill Lynch (Australia) Futures Limited BUY 48,964 Ordinary 15,423 15,423 N/A
10/13/2020 Merrill Lynch(Australia)FuturesLimited BUY 9,396 Ordinary 3,018 3,018 N/A
10/13/2020 Merrill Lynch(Australia)FuturesLimited SELL (58,089) Ordinary (18,441) (18,441) N/A
10/14/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (29,134) (29,134) RefertoApp. B
10/14/2020 Merrill Lynch(Australia)FuturesLimited SELL (68,911) Ordinary (23,519) (23,519) N/A
10/14/2020 Merrill Lynch (Australia) Futures Limited SELL (196,950) Ordinary (66,341) (66,341) N/A
10/14/2020 Merrill Lynch(Australia)FuturesLimited BUY 55,708 Ordinary 18,267 18,267 N/A
10/14/2020 Merrill Lynch(Australia)FuturesLimited SELL (9) Ordinary (3) (3) N/A
10/14/2020 Merrill Lynch(Australia)FuturesLimited BUY 70,284 Ordinary 23,519 23,519 N/A
10/14/2020 Merrill Lynch(Australia)FuturesLimited SELL (7,728) Ordinary (2,626) (2,626) N/A
10/15/2020 Merrill Lynch(Australia)FuturesLimited SELL (47,577) Ordinary (17,114) (17,114) N/A
10/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 89,744 Ordinary 32,024 32,024 N/A
10/15/2020 Merrill Lynch (Australia) Futures Limited SELL (3) Ordinary (1) (1) N/A
10/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 48,325 Ordinary 17,114 17,114 N/A
10/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 136,309 Ordinary 49,032 49,032 N/A
10/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 4,340 Ordinary 1,561 1,561 N/A
10/15/2020 Merrill Lynch(Australia)FuturesLimited SELL (112,230) Ordinary (39,942) (39,942) N/A
10/16/2020 Merrill Lynch International Securities returned N/A Ordinary (253,615) (253,615) Refer to App. B
10/16/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (21,938) (21,938) RefertoApp. B
10/16/2020 Merrill Lynch International Securities borrowed N/A Ordinary 275,553 275,553 RefertoApp. B
10/19/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 93,149 93,149 RefertoApp. B
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/19/2020 Merrill Lynch(Australia)FuturesLimited SELL (111,311) Ordinary (40,040) (40,040) N/A
10/19/2020 Merrill Lynch(Australia)FuturesLimited SELL (5,668) Ordinary (2,364) (2,364) N/A
10/19/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,470 Ordinary 6,759 6,759 N/A
10/19/2020 Merrill Lynch (Australia) Futures Limited BUY 95,843 Ordinary 40,040 40,040 N/A
10/19/2020 Merrill Lynch(Australia)FuturesLimited SELL (58,770) Ordinary (24,517) (24,517) N/A
10/19/2020 Merrill Lynch(Australia)FuturesLimited SELL (49,270) Ordinary (20,649) (20,649) N/A
10/20/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (93,149) (93,149) RefertoApp. B
10/20/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (1,488,497) (1,488,497) RefertoApp. B
10/20/2020 Merrill Lynch International Securities borrowed N/A Ordinary 93,853 93,853 Refer to App. B
10/20/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,206 Ordinary 1,376 1,376 N/A
10/20/2020 Merrill Lynch(Australia)FuturesLimited SELL (4,257) Ordinary (1,794) (1,794) N/A
10/20/2020 Merrill Lynch(Australia)FuturesLimited SELL (58,327) Ordinary (24,507) (24,507) N/A
10/20/2020 Merrill Lynch(Australia)FuturesLimited BUY 45,269 Ordinary 19,313 19,313 N/A
10/20/2020 Merrill Lynch(Australia)FuturesLimited BUY 138,297 Ordinary 59,270 59,270 N/A
10/20/2020 Merrill Lynch(Australia)FuturesLimited SELL (44,999) Ordinary (19,313) (19,313) N/A
10/20/2020 Merrill Lynch (Australia) Futures Limited SELL (1,582,892) Ordinary (679,353) (679,353) N/A
10/21/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (93,853) (93,853) RefertoApp. B
10/21/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (7,376) (7,376) RefertoApp. B
10/21/2020 Merrill Lynch International Securities borrowed N/A ADS 580,749 4,645,992 RefertoApp. B
10/21/2020 Merrill Lynch International Securities borrowed N/A ADS 522,530 4,180,240 RefertoApp. B
10/21/2020 Merrill Lynch (Australia) Futures Limited SELL (29,046) Ordinary (12,153) (12,153) N/A
10/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (21,681) Ordinary (9,045) (9,045) N/A
10/21/2020 Merrill Lynch(Australia)FuturesLimited BUY 28,947 Ordinary 12,153 12,153 N/A
10/21/2020 Merrill Lynch(Australia)FuturesLimited BUY 23,609 Ordinary 9,718 9,718 N/A
10/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (71,099) Ordinary (29,640) (29,640) N/A
10/22/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (4,089) (4,089) RefertoApp. B
10/22/2020 Merrill Lynch International Securities borrowed N/A Ordinary 124,060 124,060 RefertoApp. B
10/22/2020 Merrill Lynch International Securities borrowed N/A ADS 23,576 188,608 Refer to App. B
10/22/2020 Merrill Lynch International Securities borrowed N/A ADS 15,657 125,256 RefertoApp. B
10/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (7,539) Ordinary (3,191) (3,191) N/A
10/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (22,512) Ordinary (9,459) (9,459) N/A
10/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (40,867) Ordinary (17,028) (17,028) N/A
10/22/2020 Merrill Lynch (Australia) Futures Limited SELL (4,871) Ordinary (2,049) (2,049) N/A
10/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 22,466 Ordinary 9,459 9,459 N/A
10/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 5,210 Ordinary 2,209 2,209 N/A
10/23/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,744) (2,744) RefertoApp. B
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/23/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (17,633) (17,633) RefertoApp. B
10/23/2020 Merrill Lynch International Securitiesreturned N/A ADS (23,576) (188,608) RefertoApp. B
10/23/2020 Merrill Lynch International Securitiesreturned N/A ADS (580,749) (4,645,992) RefertoApp. B
10/23/2020 Merrill Lynch International Securities borrowed N/A ADS 604,325 4,834,600 Refer to App. B
10/23/2020 Merrill Lynch International Securitiesreturned N/A ADS (15,657) (125,256) RefertoApp. B
10/23/2020 Merrill Lynch International Securitiesreturned N/A ADS (522,530) (4,180,240) RefertoApp. B
10/23/2020 Merrill Lynch International Securities borrowed N/A ADS 538,187 4,305,496 RefertoApp. B
10/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (8,167) Ordinary (3,490) (3,490) N/A
10/23/2020 Merrill Lynch (Australia) Futures Limited SELL (24,340) Ordinary (10,374) (10,374) N/A
10/23/2020 Merrill Lynch(Australia)FuturesLimited BUY 8,169 Ordinary 3,490 3,490 N/A
10/26/2020 Merrill Lynch(Australia)FuturesLimited SELL (10,115) Ordinary (4,250) (4,250) N/A
10/26/2020 Merrill Lynch(Australia)FuturesLimited SELL (2,380,000) Ordinary (1,000,000) (1,000,000) N/A
10/26/2020 Merrill Lynch(Australia)FuturesLimited BUY 4,250 Ordinary 1,811 1,811 N/A
10/26/2020 Merrill Lynch(Australia)FuturesLimited BUY 9,942 Ordinary 4,250 4,250 N/A
10/26/2020 Merrill Lynch(Australia)FuturesLimited SELL (14,726) Ordinary (6,243) (6,243) N/A
10/27/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (39,477) (39,477) Refer to App. B
10/27/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (106,427) (106,427) RefertoApp. B
10/27/2020 Merrill Lynch International Securities borrowed N/A Ordinary 374,604 374,604 RefertoApp. B
10/27/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (268,177) (268,177) RefertoApp. B
10/27/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (12,416) (12,416) RefertoApp. B
10/27/2020 Merrill Lynch International Securities borrowed N/A ADS 24,623 196,984 Refer to App. B
10/27/2020 Merrill Lynch(Australia)FuturesLimited BUY 38,686 Ordinary 16,855 16,855 N/A
10/27/2020 Merrill Lynch(Australia)FuturesLimited SELL (16) Ordinary (7) (7) N/A
10/27/2020 Merrill Lynch(Australia)FuturesLimited SELL (39,104) Ordinary (16,855) (16,855) N/A
10/28/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (26) (26) RefertoApp. B
10/28/2020 Merrill Lynch International Securitiesreturned N/A ADS (24,623) (196,984) RefertoApp. B
10/28/2020 Merrill Lynch International Securitiesreturned N/A ADS (604,325) (4,834,600) RefertoApp. B
10/28/2020 Merrill Lynch International Securities borrowed N/A ADS 628,948 5,031,584 Refer to App. B
10/28/2020 Merrill Lynch(Australia)FuturesLimited SELL (30,341) Ordinary (13,366) (13,366) N/A
10/28/2020 Merrill Lynch(Australia)FuturesLimited SELL (7,106,936) Ordinary (3,130,809) (3,130,809) N/A
10/28/2020 Merrill Lynch(Australia)FuturesLimited SELL (9) Ordinary (4) (4) N/A
10/28/2020 Merrill Lynch(Australia)FuturesLimited BUY 30,494 Ordinary 13,366 13,366 N/A
10/28/2020 Merrill Lynch (Australia) Futures Limited BUY 7,043 Ordinary 3,089 3,089 N/A
10/29/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (7,395) (7,395) RefertoApp. B
10/29/2020 Merrill Lynch International Securities borrowed N/A ADS 243,241 1,945,928 RefertoApp. B
10/29/2020 Merrill Lynch(Australia)FuturesLimited BUY 23,070 Ordinary 10,441 10,441 N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
10/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (5,474) Ordinary (2,461) (2,461) N/A
10/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (23,179) Ordinary (10,441) (10,441) N/A
10/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (4) Ordinary (2) (2) N/A
10/30/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (2,439) (2,439) Refer to App. B
10/30/2020 Merrill Lynch International Securitiesreturned N/A ADS (628,948) (5,031,584) RefertoApp. B
10/30/2020 Merrill Lynch International Securitiesreturned N/A ADS (243,241) (1,945,928) RefertoApp. B
10/30/2020 Merrill Lynch International Securities borrowed N/A ADS 872,189 6,977,512 RefertoApp. B
10/30/2020 Merrill Lynch(Australia)FuturesLimited BUY (26,630) Ordinary (12,272) (12,272) N/A
10/30/2020 Merrill Lynch (Australia) Futures Limited BUY 26,630 Ordinary 12,272 12,272 N/A
10/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,980 Ordinary 1,834 1,834 N/A
10/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (2) Ordinary (1) (1) N/A
10/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 9,560 Ordinary 4,375 4,375 N/A
10/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,406) Ordinary (628) (628) N/A
10/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (36,224) Ordinary (16,647) (16,647) N/A
11/02/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (10,163) (10,163) RefertoApp. B
11/02/2020 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
11/02/2020 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (36,124) Ordinary (16,647) (16,647) N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited SELL 3,056 Ordinary 1,389 1,389 N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited SELL 36,124 Ordinary 16,647 16,647 N/A
11/02/2020 Merrill Lynch (Australia) Futures Limited SELL (3,056) Ordinary (1,389) (1,389) N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 6,069 Ordinary 2,813 2,813 N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (28,508) Ordinary (13,115) (13,115) N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (3,984) Ordinary (1,811) (1,811) N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,250 Ordinary 578 578 N/A
11/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 9,083 Ordinary 4,202 4,202 N/A
11/03/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 2,561,536 2,561,536 RefertoApp. B
11/03/2020 Merrill Lynch International Securities borrowed N/A Ordinary 68,668 68,668 Refer to App. B
11/03/2020 Merrill Lynch International Securities borrowed N/A ADS 297,446 2,379,568 RefertoApp. B
11/03/2020 Merrill Lynch(Australia)FuturesLimited BUY (53,309) Ordinary (24,342) (24,342) N/A
11/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 53,309 Ordinary 24,342 24,342 N/A
11/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 6,410,391 Ordinary 2,927,119 2,927,119 N/A
11/03/2020 Merrill Lynch (Australia) Futures Limited SELL (546,433) Ordinary (248,616) (248,616) N/A
11/03/2020 Merrill Lynch(Australia)FuturesLimited SELL (71,011) Ordinary (32,363) (32,363) N/A
11/03/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,408) Ordinary (641) (641) N/A
11/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 11,429 Ordinary 5,208 5,208 N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
11/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 605 Ordinary 280 280 N/A
11/04/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,540,940) (2,540,940) RefertoApp. B
11/04/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (61,668) (61,668) RefertoApp. B
11/04/2020 Merrill Lynch International Securities returned N/A ADS (872,189) (6,977,512) Refer to App. B
11/04/2020 Merrill Lynch International Securitiesreturned N/A ADS (297,446) (2,379,568) RefertoApp. B
11/04/2020 Merrill Lynch International Securities borrowed N/A ADS 1,169,635 9,357,080 RefertoApp. B
11/04/2020 Merrill Lynch International Securities borrowed N/A ADS 875 7,000 RefertoApp. B
11/04/2020 Merrill Lynch(Australia)FuturesLimited SELL (21,731) Ordinary (9,923) (9,923) N/A
11/04/2020 Merrill Lynch (Australia) Futures Limited SELL (2,076,747) Ordinary (927,119) (927,119) N/A
11/04/2020 Merrill Lynch(Australia)FuturesLimited BUY 239 Ordinary 108 108 N/A
11/04/2020 Merrill Lynch(Australia)FuturesLimited SELL (9,352) Ordinary (4,175) (4,175) N/A
11/04/2020 Merrill Lynch(Australia)FuturesLimited BUY 11,830 Ordinary 5,402 5,402 N/A
11/04/2020 Merrill Lynch(Australia)FuturesLimited BUY 21,862 Ordinary 9,923 9,923 N/A
11/04/2020 Merrill Lynch(Australia)FuturesLimited SELL (504) Ordinary (228) (228) N/A
11/04/2020 Merrill Lynch(Australia)FuturesLimited SELL (30,051) Ordinary (13,785) (13,785) N/A
11/05/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 2,570,431 2,570,431 Refer to App. B
11/05/2020 Merrill Lynch International Securities borrowed N/A Ordinary 61,668 61,668 RefertoApp. B
11/05/2020 Merrill Lynch International Securitiesreturned N/A ADS (240,727) (1,925,816) RefertoApp. B
11/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (25,371) Ordinary (11,377) (11,377) N/A
11/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (141,736) Ordinary (64,300) (64,300) N/A
11/05/2020 Merrill Lynch (Australia) Futures Limited BUY 106 Ordinary 48 48 N/A
11/05/2020 Merrill Lynch(Australia)FuturesLimited BUY 10,714 Ordinary 4,870 4,870 N/A
11/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,608) Ordinary (718) (718) N/A
11/05/2020 Merrill Lynch(Australia)FuturesLimited SELL (269) Ordinary (120) (120) N/A
11/05/2020 Merrill Lynch(Australia)FuturesLimited BUY 25,135 Ordinary 11,377 11,377 N/A
11/06/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (18,320) (18,320) RefertoApp. B
11/06/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (362,162) (362,162) RefertoApp. B
11/06/2020 Merrill Lynch International Securities returned N/A Ordinary (7,000) (7,000) Refer to App. B
11/06/2020 Merrill Lynch International Securities borrowed N/A Ordinary 369,162 369,162 RefertoApp. B
11/06/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (2,478) (2,478) RefertoApp. B
11/06/2020 Merrill Lynch International Securities borrowed N/A ADS 500 4,000 RefertoApp. B
11/06/2020 Merrill Lynch International Securitiesreturned N/A ADS (350,500) (2,804,000) RefertoApp. B
11/06/2020 Merrill Lynch (Australia) Futures Limited SELL (17,602) Ordinary (7,929) (7,929) N/A
11/06/2020 Merrill Lynch(Australia)FuturesLimited SELL (176,400) Ordinary (80,000) (80,000) N/A
11/06/2020 Merrill Lynch(Australia)FuturesLimited BUY 17,439 Ordinary 7,929 7,929 N/A
11/06/2020 Merrill Lynch(Australia)FuturesLimited SELL (107) Ordinary (48) (48) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
11/06/2020 Merrill Lynch(Australia)FuturesLimited BUY 53 Ordinary 24 24 N/A
11/06/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,004) Ordinary (450) (450) N/A
11/09/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 65,430 65,430 RefertoApp. B
11/09/2020 Merrill Lynch International Securities returned N/A Ordinary (41,158) (41,158) Refer to App. B
11/09/2020 Merrill Lynch International Securitiesreturned N/A ADS (875) (7,000) RefertoApp. B
11/09/2020 Merrill Lynch International Securitiesreturned N/A ADS (500) (4,000) RefertoApp. B
11/09/2020 Merrill Lynch International Securities borrowed N/A ADS 1,375 11,000 RefertoApp. B
11/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (48,473) Ordinary (22,033) (22,033) N/A
11/09/2020 Merrill Lynch (Australia) Futures Limited SELL (441,500) Ordinary (200,000) (200,000) N/A
11/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (27) Ordinary (12) (12) N/A
11/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 48,706 Ordinary 22,033 22,033 N/A
11/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,913 Ordinary 3,597 3,597 N/A
11/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 39,580 Ordinary 17,991 17,991 N/A
11/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,865) Ordinary (840) (840) N/A
11/10/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (2,276) (2,276) RefertoApp. B
11/10/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (65,430) (65,430) Refer to App. B
11/10/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (913,793) (913,793) RefertoApp. B
11/10/2020 Merrill Lynch International Securities borrowed N/A Ordinary 66,190 66,190 RefertoApp. B
11/10/2020 Merrill Lynch International Securitiesreturned N/A ADS (3) (24) RefertoApp. B
11/10/2020 Merrill Lynch International SELL (7) Ordinary (3) (3) N/A
11/10/2020 Merrill Lynch International BUY 7 Ordinary 3 3 N/A
11/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 845 Ordinary 377 377 N/A
11/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 23,780 Ordinary 10,680 10,680 N/A
11/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,395 Ordinary 620 620 N/A
11/10/2020 Merrill Lynch(Australia)FuturesLimited SELL (41,117) Ordinary (18,370) (18,370) N/A
11/10/2020 Merrill Lynch(Australia)FuturesLimited SELL (18,693) Ordinary (8,306) (8,306) N/A
11/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 2,220,000 Ordinary 1,000,000 1,000,000 N/A
11/11/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (43,862) (43,862) Refer to App. B
11/11/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (366,684) (366,684) RefertoApp. B
11/11/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (20,510) (20,510) RefertoApp. B
11/11/2020 Merrill Lynch International Securities borrowed N/A Ordinary 387,194 387,194 RefertoApp. B
11/11/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (50,205) (50,205) RefertoApp. B
11/11/2020 Merrill Lynch (Australia) Futures Limited SELL (37,739) Ordinary (17,635) (17,635) N/A
11/11/2020 Merrill Lynch(Australia)FuturesLimited BUY 38,165 Ordinary 17,635 17,635 N/A
11/11/2020 Merrill Lynch(Australia)FuturesLimited SELL (12,349) Ordinary (5,676) (5,676) N/A
11/11/2020 Merrill Lynch(Australia)FuturesLimited BUY 111,379 Ordinary 52,026 52,026 N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
11/11/2020 Merrill Lynch(Australia)FuturesLimited SELL (23,710) Ordinary (10,680) (10,680) N/A
11/12/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (497) (497) RefertoApp. B
11/12/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (66,190) (66,190) RefertoApp. B
11/12/2020 Merrill Lynch International Securities returned N/A Ordinary (44,026) (44,026) Refer to App. B
11/12/2020 Merrill Lynch International Securitiesreturned N/A ADS (1,375) (11,000) RefertoApp. B
11/12/2020 Merrill Lynch(Australia)FuturesLimited SELL (5,375,000) Ordinary (2,500,000) (2,500,000) N/A
11/12/2020 Merrill Lynch(Australia)FuturesLimited SELL (26,846) Ordinary (12,409) (12,409) N/A
11/12/2020 Merrill Lynch(Australia)FuturesLimited BUY 45,836 Ordinary 21,319 21,319 N/A
11/12/2020 Merrill Lynch (Australia) Futures Limited BUY 25,313 Ordinary 11,676 11,676 N/A
11/12/2020 Merrill Lynch(Australia)FuturesLimited SELL (68,075) Ordinary (31,222) (31,222) N/A
11/12/2020 Merrill Lynch(Australia)FuturesLimited SELL (24,987) Ordinary (11,676) (11,676) N/A
11/13/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (323) (323) RefertoApp. B
11/13/2020 Merrill Lynch International Securitiesreturned N/A ADS (810) (6,480) RefertoApp. B
11/13/2020 Merrill Lynch International BUY 11 Ordinary 5 5 N/A
11/13/2020 Merrill Lynch International SELL (11) Ordinary (5) (5) N/A
11/13/2020 Merrill Lynch (Australia) Futures Limited SELL (34,185) Ordinary (15,900) (15,900) N/A
11/13/2020 Merrill Lynch(Australia)FuturesLimited BUY 34,882 Ordinary 15,900 15,900 N/A
11/13/2020 Merrill Lynch(Australia)FuturesLimited SELL (45,698) Ordinary (20,802) (20,802) N/A
11/16/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (441) (441) RefertoApp. B
11/16/2020 Merrill Lynch International Securities borrowed N/A ADS 145,497 1,163,976 RefertoApp. B
11/16/2020 Merrill Lynch International Securities borrowed N/A ADS 97,489 779,912 Refer to App. B
11/16/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,019) Ordinary (463) (463) N/A
11/16/2020 Merrill Lynch(Australia)FuturesLimited BUY 18,740 Ordinary 8,460 8,460 N/A
11/17/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (44,710) (44,710) RefertoApp. B
11/17/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (58,339) (58,339) RefertoApp. B
11/17/2020 Merrill Lynch International Securitiesreturned N/A ADS (145,497) (1,163,976) RefertoApp. B
11/17/2020 Merrill Lynch International Securitiesreturned N/A ADS (576,220) (4,609,760) RefertoApp. B
11/17/2020 Merrill Lynch International Securities borrowed N/A ADS 721,717 5,773,736 Refer to App. B
11/17/2020 Merrill Lynch International Securitiesreturned N/A ADS (538,187) (4,305,496) RefertoApp. B
11/17/2020 Merrill Lynch International Securitiesreturned N/A ADS (97,489) (779,912) RefertoApp. B
11/17/2020 Merrill Lynch International Securities borrowed N/A ADS 635,676 5,085,408 RefertoApp. B
11/17/2020 Merrill Lynch(Australia)FuturesLimited SELL (55,803) Ordinary (25,365) (25,365) N/A
11/17/2020 Merrill Lynch (Australia) Futures Limited SELL (46,671) Ordinary (21,311) (21,311) N/A
11/17/2020 Merrill Lynch(Australia)FuturesLimited BUY 37,723 Ordinary 17,368 17,368 N/A
11/17/2020 Merrill Lynch(Australia)FuturesLimited BUY 23,198 Ordinary 10,646 10,646 N/A
11/17/2020 Merrill Lynch(Australia)FuturesLimited BUY 68,162 Ordinary 31,363 31,363 N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
11/18/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (912,548) (912,548) RefertoApp. B
11/18/2020 Merrill Lynch International Securitiesreturned N/A ADS (1,375) (11,000) RefertoApp. B
11/18/2020 Merrill Lynch(Australia)FuturesLimited BUY 5,525,000 Ordinary 2,500,000 2,500,000 N/A
11/18/2020 Merrill Lynch (Australia) Futures Limited BUY 2,888 Ordinary 1,320 1,320 N/A
11/18/2020 Merrill Lynch(Australia)FuturesLimited SELL (23,394) Ordinary (10,641) (10,641) N/A
11/18/2020 Merrill Lynch(Australia)FuturesLimited SELL (2,576) Ordinary (1,166) (1,166) N/A
11/18/2020 Merrill Lynch(Australia)FuturesLimited SELL (340) Ordinary (154) (154) N/A
11/19/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (155,797) (155,797) RefertoApp. B
11/19/2020 Merrill Lynch (Australia) Futures Limited SELL (20,265) Ordinary (9,047) (9,047) N/A
11/19/2020 Merrill Lynch(Australia)FuturesLimited SELL (3,390,000) Ordinary (1,500,000) (1,500,000) N/A
11/19/2020 Merrill Lynch(Australia)FuturesLimited BUY 20,186 Ordinary 9,047 9,047 N/A
11/19/2020 Merrill Lynch(Australia)FuturesLimited SELL (29) Ordinary (13) (13) N/A
11/20/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 109,670 109,670 RefertoApp. B
11/20/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (29,887) (29,887) RefertoApp. B
11/20/2020 Merrill Lynch(Australia)FuturesLimited SELL (21,250) Ordinary (9,320) (9,320) N/A
11/20/2020 Merrill Lynch (Australia) Futures Limited BUY 21,315 Ordinary 9,320 9,320 N/A
11/20/2020 Merrill Lynch(Australia)FuturesLimited SELL (14) Ordinary (6) (6) N/A
11/23/2020 Merrill Lynch International Securities borrowed N/A Ordinary 106,309 106,309 RefertoApp. B
11/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (26,530) Ordinary (11,636) (11,636) N/A
11/23/2020 Merrill Lynch(Australia)FuturesLimited BUY 19,714 Ordinary 8,547 8,547 N/A
11/23/2020 Merrill Lynch (Australia) Futures Limited BUY 27,014 Ordinary 11,636 11,636 N/A
11/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (12) Ordinary (5) (5) N/A
11/24/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (53,028) (53,028) RefertoApp. B
11/24/2020 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
11/24/2020 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
11/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (8,331) Ordinary (3,591) (3,591) N/A
11/24/2020 Merrill Lynch(Australia)FuturesLimited BUY 137,150 Ordinary 59,078 59,078 N/A
11/24/2020 Merrill Lynch (Australia) Futures Limited BUY 58,877 Ordinary 25,140 25,140 N/A
11/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (36,781) Ordinary (15,674) (15,674) N/A
11/24/2020 Merrill Lynch(Australia)FuturesLimited BUY 4,031 Ordinary 1,745 1,745 N/A
11/25/2020 Merrill Lynch International Securities borrowed N/A Ordinary 107,115 107,115 RefertoApp. B
11/25/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (53,281) (53,281) RefertoApp. B
11/25/2020 Merrill Lynch International Securities returned N/A Ordinary (2,889) (2,889) Refer to App. B
11/25/2020 Merrill Lynch(Australia)FuturesLimited SELL (2) Ordinary (1) (1) N/A
11/25/2020 Merrill Lynch(Australia)FuturesLimited BUY 17,238 Ordinary 7,430 7,430 N/A
11/25/2020 Merrill Lynch(Australia)FuturesLimited SELL (47,521) Ordinary (20,355) (20,355) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
11/25/2020 Merrill Lynch(Australia)FuturesLimited BUY 18,824 Ordinary 8,078 8,078 N/A
11/25/2020 Merrill Lynch(Australia)FuturesLimited SELL (6,189) Ordinary (2,667) (2,667) N/A
11/25/2020 Merrill Lynch(Australia)FuturesLimited SELL (18,741) Ordinary (8,078) (8,078) N/A
11/25/2020 Merrill Lynch (Australia) Futures Limited SELL (58,576) Ordinary (25,140) (25,140) N/A
11/26/2020 Merrill Lynch International Securities borrowed N/A Ordinary 89,452 89,452 RefertoApp. B
11/26/2020 Merrill Lynch(Australia)FuturesLimited SELL (24,536) Ordinary (10,809) (10,809) N/A
11/26/2020 Merrill Lynch(Australia)FuturesLimited BUY 26,523 Ordinary 11,674 11,674 N/A
11/26/2020 Merrill Lynch(Australia)FuturesLimited SELL (121) Ordinary (52) (52) N/A
11/26/2020 Merrill Lynch (Australia) Futures Limited BUY 24,860 Ordinary 10,809 10,809 N/A
11/26/2020 Merrill Lynch(Australia)FuturesLimited SELL (36,273) Ordinary (15,703) (15,703) N/A
11/27/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (107,115) (107,115) RefertoApp. B
11/27/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (186,261) (186,261) RefertoApp. B
11/27/2020 Merrill Lynch International Securities borrowed N/A Ordinary 293,376 293,376 RefertoApp. B
11/27/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (28,866) (28,866) RefertoApp. B
11/27/2020 Merrill Lynch(Australia)FuturesLimited SELL (30,187) Ordinary (13,226) (13,226) N/A
11/27/2020 Merrill Lynch (Australia) Futures Limited SELL (771) Ordinary (338) (338) N/A
11/27/2020 Merrill Lynch(Australia)FuturesLimited BUY 451 Ordinary 198 198 N/A
11/30/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (18,104) (18,104) RefertoApp. B
11/30/2020 Merrill Lynch International SELL (5) Ordinary (2) (2) N/A
11/30/2020 Merrill Lynch International BUY 5 Ordinary 2 2 N/A
11/30/2020 Merrill Lynch (Australia) Futures Limited SELL (12,927) Ordinary (5,634) (5,634) N/A
11/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,599 Ordinary 3,333 3,333 N/A
11/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (31,912) Ordinary (14,041) (14,041) N/A
11/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,922 Ordinary 832 832 N/A
12/01/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (42,482) (42,482) RefertoApp. B
12/01/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (22,381) (22,381) RefertoApp. B
12/01/2020 Merrill Lynch(Australia)FuturesLimited SELL (26,832) Ordinary (11,666) (11,666) N/A
12/01/2020 Merrill Lynch (Australia) Futures Limited SELL (1,350) Ordinary (587) (587) N/A
12/01/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,720 Ordinary 748 748 N/A
12/01/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,571 Ordinary 684 684 N/A
12/01/2020 Merrill Lynch(Australia)FuturesLimited BUY 26,663 Ordinary 11,666 11,666 N/A
12/02/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (3,084) (3,084) RefertoApp. B
12/02/2020 Merrill Lynch International Securities returned N/A Ordinary (41,311) (41,311) Refer to App. B
12/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,337) Ordinary (584) (584) N/A
12/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,737 Ordinary 7,326 7,326 N/A
12/02/2020 Merrill Lynch(Australia)FuturesLimited BUY 770 Ordinary 336 336 N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
12/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (16,850) Ordinary (7,326) (7,326) N/A
12/02/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,571) Ordinary (686) (686) N/A
12/03/2020 Merrill Lynch International Securities borrowed N/A Ordinary 92,401 92,401 RefertoApp. B
12/03/2020 Merrill Lynch International Securities returned N/A ADS (721,717) (5,773,736) Refer to App. B
12/03/2020 Merrill Lynch International Securitiesreturned N/A ADS (631,211) (5,049,688) RefertoApp. B
12/03/2020 Merrill Lynch(Australia)FuturesLimited SELL (2,571) Ordinary (1,118) (1,118) N/A
12/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 21,245 Ordinary 9,323 9,323 N/A
12/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,620 Ordinary 1,587 1,587 N/A
12/03/2020 Merrill Lynch (Australia) Futures Limited SELL (787) Ordinary (342) (342) N/A
12/03/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,980,000 Ordinary 3,500,000 3,500,000 N/A
12/03/2020 Merrill Lynch(Australia)FuturesLimited SELL (21,443) Ordinary (9,323) (9,323) N/A
12/04/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (60,602) (60,602) RefertoApp. B
12/04/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (25,822) (25,822) RefertoApp. B
12/04/2020 Merrill Lynch(Australia)FuturesLimited BUY 19,523 Ordinary 8,664 8,664 N/A
12/04/2020 Merrill Lynch(Australia)FuturesLimited BUY 14,842 Ordinary 6,621 6,621 N/A
12/04/2020 Merrill Lynch (Australia) Futures Limited SELL (3,426) Ordinary (1,496) (1,496) N/A
12/04/2020 Merrill Lynch(Australia)FuturesLimited SELL (19,407) Ordinary (8,664) (8,664) N/A
12/07/2020 Merrill Lynch International Securities borrowed N/A Ordinary 116,651 116,651 RefertoApp. B
12/07/2020 Merrill Lynch International Securities borrowed N/A ADS 469,699 3,757,592 RefertoApp. B
12/07/2020 Merrill Lynch International Securities borrowed N/A ADS 703,560 5,628,480 RefertoApp. B
12/07/2020 Merrill Lynch (Australia) Futures Limited BUY 47,023 Ordinary 21,502 21,502 N/A
12/07/2020 Merrill Lynch(Australia)FuturesLimited SELL (14,999) Ordinary (6,696) (6,696) N/A
12/07/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,370 Ordinary 7,586 7,586 N/A
12/07/2020 Merrill Lynch(Australia)FuturesLimited SELL (46,014) Ordinary (21,502) (21,502) N/A
12/08/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (229,684) (229,684) RefertoApp. B
12/08/2020 Merrill Lynch International Securities borrowed N/A Ordinary 296,263 296,263 RefertoApp. B
12/08/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (66,579) (66,579) RefertoApp. B
12/08/2020 Merrill Lynch International Securities borrowed N/A Ordinary 2,833,834 2,833,834 Refer to App. B
12/08/2020 Merrill Lynch International Securitiesreturned N/A ADS (4,465) (35,720) RefertoApp. B
12/08/2020 Merrill Lynch International Securitiesreturned N/A ADS (469,699) (3,757,592) RefertoApp. B
12/08/2020 Merrill Lynch International Securities borrowed N/A ADS 474,164 3,793,312 RefertoApp. B
12/08/2020 Merrill Lynch International Securitiesreturned N/A ADS (576,240) (4,609,920) RefertoApp. B
12/08/2020 Merrill Lynch International Securities borrowed N/A ADS 14,091 112,728 Refer to App. B
12/08/2020 Merrill Lynch(Australia)FuturesLimited BUY 6,371 Ordinary 3,025 3,025 N/A
12/08/2020 Merrill Lynch(Australia)FuturesLimited SELL (2,407) Ordinary (1,157) (1,157) N/A
12/08/2020 Merrill Lynch(Australia)FuturesLimited SELL (16,245) Ordinary (7,591) (7,591) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
12/08/2020 Merrill Lynch(Australia)FuturesLimited BUY 3,078 Ordinary 1,471 1,471 N/A
12/08/2020 Merrill Lynch(Australia)FuturesLimited BUY 35,985 Ordinary 17,185 17,185 N/A
12/08/2020 Merrill Lynch(Australia)FuturesLimited SELL (36,089) Ordinary (17,185) (17,185) N/A
12/09/2020 Merrill Lynch International Securities returned N/A Ordinary (296,263) (296,263) Refer to App. B
12/09/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (116,651) (116,651) RefertoApp. B
12/09/2020 Merrill Lynch International Securities borrowed N/A Ordinary 412,914 412,914 RefertoApp. B
12/09/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (412,914) (412,914) RefertoApp. B
12/09/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (2,420,920) (2,420,920) RefertoApp. B
12/09/2020 Merrill Lynch International Securities returned N/A ADS (14,091) (112,728) Refer to App. B
12/09/2020 Merrill Lynch International Securitiesreturned N/A ADS (474,164) (3,793,312) RefertoApp. B
12/09/2020 Merrill Lynch International Securities borrowed N/A ADS 488,255 3,906,040 RefertoApp. B
12/09/2020 Merrill Lynch International Securitiesreturned N/A ADS (4) (32) RefertoApp. B
12/09/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,336 Ordinary 7,726 7,726 N/A
12/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,143) Ordinary (539) (539) N/A
12/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (6,213) Ordinary (2,930) (2,930) N/A
12/09/2020 Merrill Lynch (Australia) Futures Limited BUY 1,971 Ordinary 934 934 N/A
12/09/2020 Merrill Lynch(Australia)FuturesLimited SELL (16,456) Ordinary (7,726) (7,726) N/A
12/10/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (1,869) (1,869) RefertoApp. B
12/10/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (31,965) (31,965) RefertoApp. B
12/10/2020 Merrill Lynch International Securities borrowed N/A Ordinary 2,887,769 2,887,769 RefertoApp. B
12/10/2020 Merrill Lynch International Securities returned N/A Ordinary (412,914) (412,914) Refer to App. B
12/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 2,016 Ordinary 962 962 N/A
12/10/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,027) Ordinary (489) (489) N/A
12/10/2020 Merrill Lynch(Australia)FuturesLimited SELL (65,797) Ordinary (31,664) (31,664) N/A
12/10/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,825) Ordinary (879) (879) N/A
12/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,292 Ordinary 7,844 7,844 N/A
12/10/2020 Merrill Lynch(Australia)FuturesLimited BUY 50,022 Ordinary 23,820 23,820 N/A
12/11/2020 Merrill Lynch International Securities returned N/A Ordinary (500,683) (500,683) Refer to App. B
12/11/2020 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
12/11/2020 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
12/11/2020 Merrill Lynch(Australia)FuturesLimited SELL (286) Ordinary (138) (138) N/A
12/11/2020 Merrill Lynch(Australia)FuturesLimited BUY 16,436 Ordinary 7,986 7,986 N/A
12/11/2020 Merrill Lynch (Australia) Futures Limited SELL (82,076) Ordinary (39,650) (39,650) N/A
12/11/2020 Merrill Lynch(Australia)FuturesLimited SELL (583) Ordinary (283) (283) N/A
12/11/2020 Merrill Lynch(Australia)FuturesLimited BUY 132 Ordinary 63 63 N/A
12/11/2020 Merrill Lynch(Australia)FuturesLimited SELL (6,210,000) Ordinary (3,000,000) (3,000,000) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
12/14/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 69,625 69,625 RefertoApp. B
12/14/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (2,387,086) (2,387,086) RefertoApp. B
12/14/2020 Merrill Lynch International Securities borrowed N/A Ordinary 1,123,687 1,123,687 RefertoApp. B
12/14/2020 Merrill Lynch International Securities borrowed N/A Ordinary 457,000 457,000 Refer to App. B
12/14/2020 Merrill Lynch(Australia)FuturesLimited SELL (63) Ordinary (30) (30) N/A
12/14/2020 Merrill Lynch(Australia)FuturesLimited BUY 29,926 Ordinary 14,429 14,429 N/A
12/14/2020 Merrill Lynch(Australia)FuturesLimited SELL (29,868) Ordinary (14,429) (14,429) N/A
12/15/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (12,150) (12,150) RefertoApp. B
12/15/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (17,264) (17,264) Refer to App. B
12/15/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (581,621) (581,621) RefertoApp. B
12/15/2020 Merrill Lynch International Securities borrowed N/A ADS 387,926 3,103,408 RefertoApp. B
12/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 24,697 Ordinary 12,166 12,166 N/A
12/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 25,379 Ordinary 12,381 12,381 N/A
12/15/2020 Merrill Lynch(Australia)FuturesLimited SELL (31) Ordinary (15) (15) N/A
12/15/2020 Merrill Lynch(Australia)FuturesLimited BUY 981 Ordinary 478 478 N/A
12/15/2020 Merrill Lynch (Australia) Futures Limited SELL (25,133) Ordinary (12,381) (12,381) N/A
12/16/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 114,466 114,466 RefertoApp. B
12/16/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (52,361) (52,361) RefertoApp. B
12/16/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (507,082) (507,082) RefertoApp. B
12/16/2020 Merrill Lynch International Securities borrowed N/A Ordinary 631,445 631,445 RefertoApp. B
12/16/2020 Merrill Lynch International Securities returned N/A Ordinary (49,824) (49,824) Refer to App. B
12/16/2020 Merrill Lynch International Securitiesreturned N/A ADS (387,926) (3,103,408) RefertoApp. B
12/16/2020 Merrill Lynch International Securitiesreturned N/A ADS (127,316) (1,018,528) RefertoApp. B
12/16/2020 Merrill Lynch International Securities borrowed N/A ADS 515,242 4,121,936 RefertoApp. B
12/16/2020 Merrill Lynch International Securities borrowed N/A ADS 11,637 93,096 RefertoApp. B
12/16/2020 Merrill Lynch(Australia)FuturesLimited BUY 25,557 Ordinary 12,469 12,469 N/A
12/16/2020 Merrill Lynch(Australia)FuturesLimited SELL (36,950) Ordinary (18,232) (18,232) N/A
12/16/2020 Merrill Lynch (Australia) Futures Limited BUY 12,482 Ordinary 6,072 6,072 N/A
12/16/2020 Merrill Lynch(Australia)FuturesLimited BUY 875 Ordinary 423 423 N/A
12/16/2020 Merrill Lynch(Australia)FuturesLimited SELL (25,312) Ordinary (12,469) (12,469) N/A
12/17/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 164,333 164,333 RefertoApp. B
12/17/2020 Merrill Lynch International Securities borrowed N/A Ordinary 203,470 203,470 RefertoApp. B
12/17/2020 Merrill Lynch International Securities returned N/A ADS (515,242) (4,121,936) Refer to App. B
12/17/2020 Merrill Lynch International Securitiesreturned N/A ADS (11,637) (93,096) RefertoApp. B
12/17/2020 Merrill Lynch International Securities borrowed N/A ADS 526,879 4,215,032 RefertoApp. B
12/17/2020 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
12/17/2020 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
12/17/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,575 Ordinary 772 772 N/A
12/17/2020 Merrill Lynch(Australia)FuturesLimited SELL (21,809) Ordinary (10,680) (10,680) N/A
12/17/2020 Merrill Lynch (Australia) Futures Limited BUY 15,671 Ordinary 7,687 7,687 N/A
12/17/2020 Merrill Lynch(Australia)FuturesLimited BUY 29,112 Ordinary 14,323 14,323 N/A
12/17/2020 Merrill Lynch(Australia)FuturesLimited BUY 2,089 Ordinary 1,023 1,023 N/A
12/17/2020 Merrill Lynch(Australia)FuturesLimited SELL (15,681) Ordinary (7,687) (7,687) N/A
12/18/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 249,245 249,245 RefertoApp. B
12/18/2020 Merrill Lynch International Securities returned N/A Ordinary (492,242) (492,242) Refer to App. B
12/18/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (631,445) (631,445) RefertoApp. B
12/18/2020 Merrill Lynch International Securities borrowed N/A Ordinary 1,123,687 1,123,687 RefertoApp. B
12/18/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (203,470) (203,470) RefertoApp. B
12/18/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (1,123,687) (1,123,687) RefertoApp. B
12/18/2020 Merrill Lynch International Securitiesreturned N/A ADS (2,065) (16,520) RefertoApp. B
12/18/2020 Merrill Lynch(Australia)FuturesLimited BUY 110,122 Ordinary 55,037 55,037 N/A
12/18/2020 Merrill Lynch (Australia) Futures Limited SELL (15,609) Ordinary (7,689) (7,689) N/A
12/18/2020 Merrill Lynch(Australia)FuturesLimited BUY 21,831 Ordinary 10,861 10,861 N/A
12/18/2020 Merrill Lynch(Australia)FuturesLimited SELL (13,494) Ordinary (6,674) (6,674) N/A
12/18/2020 Merrill Lynch(Australia)FuturesLimited BUY 63,253 Ordinary 31,388 31,388 N/A
12/18/2020 Merrill Lynch(Australia)FuturesLimited SELL (62,776) Ordinary (31,388) (31,388) N/A
12/21/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 80,065 80,065 Refer to App. B
12/21/2020 Merrill Lynch International Securities borrowed N/A ADS 51,315 410,520 RefertoApp. B
12/21/2020 Merrill Lynch International BUY 3,150 Ordinary 1,587 1,587 N/A
12/21/2020 Merrill Lynch International SELL (3,150) Ordinary (1,587) (1,587) N/A
12/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (32,976) Ordinary (17,086) (17,086) N/A
12/21/2020 Merrill Lynch(Australia)FuturesLimited BUY 33,442 Ordinary 17,086 17,086 N/A
12/21/2020 Merrill Lynch(Australia)FuturesLimited SELL (40,800) Ordinary (20,833) (20,833) N/A
12/21/2020 Merrill Lynch (Australia) Futures Limited SELL (7,699) Ordinary (3,944) (3,944) N/A
12/22/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (6,965) (6,965) RefertoApp. B
12/22/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (12,704) (12,704) RefertoApp. B
12/22/2020 Merrill Lynch International Securitiesreturned N/A ADS (524,814) (4,198,512) RefertoApp. B
12/22/2020 Merrill Lynch International Securitiesreturned N/A ADS (51,315) (410,520) RefertoApp. B
12/22/2020 Merrill Lynch International Securities borrowed N/A ADS 576,129 4,609,032 Refer to App. B
12/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (63,201) Ordinary (33,293) (33,293) N/A
12/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 22,499 Ordinary 11,907 11,907 N/A
12/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (7,678) Ordinary (4,041) (4,041) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
12/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,718 Ordinary 4,041 4,041 N/A
12/22/2020 Merrill Lynch(Australia)FuturesLimited BUY 17,033 Ordinary 8,918 8,918 N/A
12/22/2020 Merrill Lynch(Australia)FuturesLimited SELL (22,623) Ordinary (11,907) (11,907) N/A
12/23/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (9,144) (9,144) Refer to App. B
12/23/2020 Merrill Lynch(Australia)FuturesLimited BUY 19,604 Ordinary 10,313 10,313 N/A
12/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (19,595) Ordinary (10,313) (10,313) N/A
12/23/2020 Merrill Lynch(Australia)FuturesLimited BUY 19,110 Ordinary 10,058 10,058 N/A
12/23/2020 Merrill Lynch(Australia)FuturesLimited SELL (21,905) Ordinary (11,525) (11,525) N/A
12/24/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (1,322) (1,322) Refer to App. B
12/24/2020 Merrill Lynch(Australia)FuturesLimited BUY 1,580 Ordinary 836 836 N/A
12/24/2020 Merrill Lynch(Australia)FuturesLimited BUY 2,563 Ordinary 1,351 1,351 N/A
12/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (8,839) Ordinary (4,616) (4,616) N/A
12/24/2020 Merrill Lynch(Australia)FuturesLimited SELL (2,621) Ordinary (1,351) (1,351) N/A
12/29/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 1,277,483 1,277,483 RefertoApp. B
12/29/2020 Merrill Lynch International Securities borrowed N/A Ordinary 86,981 86,981 RefertoApp. B
12/29/2020 Merrill Lynch (Australia) Futures Limited BUY 8,927 Ordinary 4,537 4,537 N/A
12/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (302) Ordinary (155) (155) N/A
12/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (1,349) Ordinary (699) (699) N/A
12/29/2020 Merrill Lynch(Australia)FuturesLimited BUY 5,709 Ordinary 2,877 2,877 N/A
12/29/2020 Merrill Lynch(Australia)FuturesLimited SELL (9,006) Ordinary (4,537) (4,537) N/A
12/30/2020 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (56,895) (56,895) Refer to App. B
12/30/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (114,466) (114,466) RefertoApp. B
12/30/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (164,333) (164,333) RefertoApp. B
12/30/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (249,245) (249,245) RefertoApp. B
12/30/2020 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (689,067) (689,067) RefertoApp. B
12/30/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (74,897) (74,897) RefertoApp. B
12/30/2020 Merrill Lynch International BUY 4 Ordinary 2 2 N/A
12/30/2020 Merrill Lynch International SELL (4) Ordinary (2) (2) N/A
12/30/2020 Merrill Lynch International BUY 3,298 Ordinary 1,722 1,722 N/A
12/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 7,135 Ordinary 3,726 3,726 N/A
12/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 19,559 Ordinary 10,082 10,082 N/A
12/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (260) Ordinary (137) (137) N/A
12/30/2020 Merrill Lynch (Australia) Futures Limited SELL (22,725) Ordinary (11,811) (11,811) N/A
12/30/2020 Merrill Lynch(Australia)FuturesLimited BUY 29,091 Ordinary 15,049 15,049 N/A
12/30/2020 Merrill Lynch(Australia)FuturesLimited SELL (28,819) Ordinary (15,049) (15,049) N/A
12/31/2020 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 120,249 120,249 RefertoApp. B
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
12/31/2020 Merrill Lynch International Securitiesreturned N/A Ordinary (12,084) (12,084) RefertoApp. B
12/31/2020 Merrill Lynch International BUY 13 Ordinary 7 7 N/A
12/31/2020 Merrill Lynch International SELL (13) Ordinary (7) (7) N/A
12/31/2020 Merrill Lynch (Australia) Futures Limited SELL (33,741) Ordinary (17,713) (17,713) N/A
12/31/2020 Merrill Lynch(Australia)FuturesLimited SELL (762) Ordinary (397) (397) N/A
12/31/2020 Merrill Lynch(Australia)FuturesLimited BUY 30,413 Ordinary 16,007 16,007 N/A
12/31/2020 Merrill Lynch(Australia)FuturesLimited BUY 21,677 Ordinary 11,412 11,412 N/A
12/31/2020 Merrill Lynch(Australia)FuturesLimited BUY 524 Ordinary 276 276 N/A
12/31/2020 Merrill Lynch (Australia) Futures Limited SELL (21,911) Ordinary (11,412) (11,412) N/A
01/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,428 Ordinary 2,295 2,295 N/A
01/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,667) Ordinary (861) (861) N/A
01/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,827 Ordinary 4,079 4,079 N/A
01/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,019 Ordinary 528 528 N/A
01/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (642) Ordinary (331) (331) N/A
01/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,832) Ordinary (4,079) (4,079) N/A
01/05/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 134,113 134,113 Refer to App. B
01/05/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (18,447) (18,447) RefertoApp. B
01/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,414 Ordinary 720 720 N/A
01/05/2021 Merrill Lynch(Australia)FuturesLimited BUY (687) Ordinary (348) (348) N/A
01/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,615) Ordinary (6,388) (6,388) N/A
01/05/2021 Merrill Lynch (Australia) Futures Limited SELL (2,809) Ordinary (1,448) (1,448) N/A
01/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 658 Ordinary 333 333 N/A
01/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (154) Ordinary (78) (78) N/A
01/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 11,773 Ordinary 6,040 6,040 N/A
01/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 687 Ordinary 348 348 N/A
01/06/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (8,064) (8,064) RefertoApp. B
01/06/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (93,738) (93,738) RefertoApp. B
01/06/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (134,113) (134,113) Refer to App. B
01/06/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (588,416) (588,416) RefertoApp. B
01/06/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (429,689) (429,689) RefertoApp. B
01/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (12,261) Ordinary (6,040) (6,040) N/A
01/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,262 Ordinary 8,549 8,549 N/A
01/06/2021 Merrill Lynch (Australia) Futures Limited SELL (6,600) Ordinary (3,293) (3,293) N/A
01/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 55,894 Ordinary 27,808 27,808 N/A
01/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 715 Ordinary 352 352 N/A
01/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,428) Ordinary (716) (716) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
01/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,354) Ordinary (8,549) (8,549) N/A
01/07/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (8,940) (8,940) RefertoApp. B
01/07/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (457,000) (457,000) RefertoApp. B
01/07/2021 Merrill Lynch (Australia) Futures Limited BUY 68,830 Ordinary 34,415 34,415 N/A
01/07/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,692 Ordinary 1,338 1,338 N/A
01/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (43) Ordinary (21) (21) N/A
01/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (366) Ordinary (182) (182) N/A
01/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,676) Ordinary (1,338) (1,338) N/A
01/08/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 83,090 83,090 Refer to App. B
01/08/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,845 Ordinary 911 911 N/A
01/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,463) Ordinary (4,623) (4,623) N/A
01/08/2021 Merrill Lynch(Australia)FuturesLimited BUY 34,275 Ordinary 16,884 16,884 N/A
01/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (35,291) Ordinary (17,317) (17,317) N/A
01/08/2021 Merrill Lynch(Australia)FuturesLimited BUY 28,986 Ordinary 14,306 14,306 N/A
01/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (29,041) Ordinary (14,306) (14,306) N/A
01/11/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (83,090) (83,090) Refer to App. B
01/11/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (70,366) (70,366) RefertoApp. B
01/11/2021 Merrill Lynch International Securities borrowed N/A Ordinary 66,463 66,463 RefertoApp. B
01/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 636 Ordinary 318 318 N/A
01/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (27,542) Ordinary (13,560) (13,560) N/A
01/11/2021 Merrill Lynch (Australia) Futures Limited BUY 11,586 Ordinary 5,793 5,793 N/A
01/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,177) Ordinary (583) (583) N/A
01/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,359 Ordinary 5,084 5,084 N/A
01/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,168) Ordinary (5,084) (5,084) N/A
01/12/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (139,357) (139,357) RefertoApp. B
01/12/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (14,533) (14,533) RefertoApp. B
01/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,340 Ordinary 4,167 4,167 N/A
01/12/2021 Merrill Lynch (Australia) Futures Limited SELL (30,350) Ordinary (15,075) (15,075) N/A
01/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,635) Ordinary (813) (813) N/A
01/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,417) Ordinary (4,167) (4,167) N/A
01/13/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (5,465,153) (5,465,153) RefertoApp. B
01/13/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (51,930) (51,930) RefertoApp. B
01/13/2021 Merrill Lynch (Australia) Futures Limited BUY 10,856 Ordinary 5,401 5,401 N/A
01/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,695) Ordinary (6,794) (6,794) N/A
01/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,438 Ordinary 8,701 8,701 N/A
01/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (525) Ordinary (260) (260) N/A
Date of
change
Person whose relevant interest changed Nature of change
(4)
Consideration
(5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
01/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,844 Ordinary 4,400 4,400 N/A
01/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,489) Ordinary (8,701) (8,701) N/A
01/14/2021 Merrill Lynch International Securitiesreturned N/A ADS (3,660) (29,280) RefertoApp. B
01/14/2021 Merrill Lynch (Australia) Futures Limited BUY 19,883 Ordinary 9,892 9,892 N/A
01/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,889 Ordinary 4,377 4,377 N/A
01/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,017) Ordinary (4,377) (4,377) N/A
01/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (40,287) Ordinary (19,702) (19,702) N/A
01/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (426) Ordinary (209) (209) N/A
01/15/2021 Merrill Lynch (Australia) Futures Limited BUY 7,782 Ordinary 3,827 3,827 N/A
01/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 945 Ordinary 461 461 N/A
01/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (243) Ordinary (119) (119) N/A
01/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 44,594 Ordinary 22,076 22,076 N/A
01/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (16) Ordinary (8) (8) N/A
01/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,477 Ordinary 3,700 3,700 N/A
01/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,474) Ordinary (3,700) (3,700) N/A
01/18/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 7,932,100 7,932,100 Refer to App. B
01/18/2021 Merrill Lynch International Securities borrowed N/A Ordinary 74,742 74,742 RefertoApp. B
01/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,764 Ordinary 6,339 6,339 N/A
01/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,817 Ordinary 5,401 5,401 N/A
01/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (902) Ordinary (452) (452) N/A
01/18/2021 Merrill Lynch (Australia) Futures Limited SELL (44,458) Ordinary (22,076) (22,076) N/A
01/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,954 Ordinary 9,478 9,478 N/A
01/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,787) Ordinary (6,884) (6,884) N/A
01/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,856) Ordinary (5,401) (5,401) N/A
01/19/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (1,118,390) (1,118,390) RefertoApp. B
01/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,325 Ordinary 7,151 7,151 N/A
01/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,806) Ordinary (2,883) (2,883) N/A
01/19/2021 Merrill Lynch (Australia) Futures Limited SELL (12,933) Ordinary (6,428) (6,428) N/A
01/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,517) Ordinary (7,151) (7,151) N/A

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Equity
Trustees Limited As Trustee And Responsible EntityOf Regal Investment Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and Integrated Core Strategies (Asia)
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and JANCHOR PARTNERS PANASIAN MASTER F (GCM)
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal
Funds Management PtyLimited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-5: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal
Funds Management PtyLimited as Trustee of Regal Australian LongShort EquityFund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-6: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal
Funds Management PtyLimited as Trustee of Tasman Market Neutral Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-7: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and
Susquehanna Pacific PtyLtd
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-8: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Virtu
Financial Asia PtyLtd
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-9: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and BOERBOEL TRADING L.P. (GCM )
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-10: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and JANCHOR PARTNERS PANASIAN MASTER F (GCM)
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-11: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and Regal Absolute Return Master Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-12: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty. Limited and Regal
Funds Management PtyLimited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-13: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and ZAMBEZI ABSOLUTE RETURN FUND (GCM)
Holder of voting
rights
Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?
No
If yes, detail N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?
Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix B-14: Prescribed information

Type of agreement Securities LendingAgreement
Parties to agreement Merrill Lynch International and CITIBANK N.A. A/C OMNIBUS NON UK
Holder of voting rights Securities borrower. Securities lender mayinstruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?
No
Ifyes, detail N/A
Scheduled return date
(if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
Ifyes, detail Securities borrower will have right to return assets at anytime.
Does the lender have
the right to recall
**early? **
Yes
Ifyes, detail Securities lender will have right to recall assets at anytime.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A

Appendix C

Related bodies corporate Incorporated **ACN/Registration/Incorporation Number **
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings Limited United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)FuturesLimited Australia 003639674
Merrill Lynch International (Australia) Ltd Australia 002892846
Merrill Lynch Markets (Australia) Pty. Limited Australia 075587816
Merrill Lynch (Australasia) Pty. Ltd Australia 075923894
Bank of America Global Holdings, LLC United States 5169939
BofAMLJerseyHoldingsLimited Jersey 115831
NB Holdings Corporation United States 2361372
Bankof America Corporation United States N/A628