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Opthea Ltd Major Shareholding Notification 2021

May 24, 2021

32698_rns_2021-05-24_8ded7549-7cc0-4d66-b778-712d1cbc5fa2.pdf

Major Shareholding Notification

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Form 604

Corporations Act Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme OPTHEA LIMITED

ACN/ ~~ARSN~~ 006 340 567

1. Details of substantial holder

Name

Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable):

There was a change in the interests of the substantial holder on 20 May 2021 The previous notice was given to the company on 16 February 2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in w hen last required, and w hen now required, to give a substantial holding notice to the company or scheme, are as follow s:

Class of
securities (4)		 Previous Notice Previous Notice Present Notice Present Notice
Person’s Votes Voting Power (5) Person’s Votes Voting Power (5)
Ordinary 10,980,409 3.25% 9,605,137 2.76%
American
Depository Shares
(ADS)		 12,489,064 3.70% 9,684,840 2.79%
TOTAL 23,469,473 6.95% 19,289,977 5.55%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder w as last required to give a substantial holding notice to the company or scheme are as follow s:

Date of
change		 Person whose relevant
interest changed		 Nature of
Change (6)		 Consideration given
in relation to
change (7)		 Class and Number
of securities
affected		 Person’s
votes
affected
Please see Appendix A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follow s:

Holder of
relevant
interest		 Registered
holder of
securities		 Person entitled
to be registered
holder (8)		 Nature of relevant interest
(6)
Class and
number of
securities		 Person’s
votes
Merrill Lynch
(Australia)
Futures Limited		 Merrill Lynch
(Australia)
Nominees Pty.
Ltd		 Merrill Lynch
(Australia)
Futures Limited		 Pow er to control voting
and/or disposal of securities
in its capacity as ultimate
beneficial ow ner having a
principal position.		 Ordinary
4,022,745		 4,022,745
Merrill Lynch
International		 Merrill Lynch
(Australia)
Nominees Pty.
Ltd		 Merrill Lynch
International		 Pow er to control voting
and/or disposal of securities
in its capacity as ultimate
beneficial ow ner having a
principal position.		 Ordinary
4,684		 4,684
Merrill Lynch
Markets
(Australia) Pty.
Limited		 Merrill Lynch
(Australia)
Nominees Pty.
Ltd		 Merrill Lynch
Markets
(Australia) Pty.
Limited		 Borrow ing of securities
pursuant to a Prime
Brokerage Agreement (see
Appendix B), w ith pow er to
control the voting and/or
disposal of borrow ed
securities.		 Ordinary
5,577,708		 5,577,708
Merrill Lynch
International		 Merrill Lynch
International		 Borrow ing of securities
pursuant to a Prime
Brokerage Agreement (see
Appendix B), w ith pow er to
control the voting and/or
disposal of borrow ed
securities.		 1,209,805 ADS
representing
9,678,440
Ordinary Shares		 9,678,440
BofA Securities,
Inc.		 BofA Securities,
Inc.		 Borrow ing of securities
pursuant to a Stock Borrow
Loan Agreement (see
Appendix B), w ith pow er to
control the voting and/or
disposal of borrow ed
securities.		 800 ADS
representing
6,400
Ordinary Shares		 6,400

5. Changes in association

The persons w ho have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) w ith, the substantial holder in relation to voting interests in the company or scheme are as follow s:

Name and ACN/ ARSN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follow s:

Name Addresses
Bank of America Corporation 100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Merrill Lynch (Australia) Futures Limited Level 34, Governor Phillip Tow er, 1 Farrer Place, Sydney NSW
2000, Australia
Merrill Lynch (Australia) Nominees Pty. Limited Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Merrill Lynch Markets (Australia) Pty. Limited Level 34, Governor Phillip Tow er, 1 Farrer Place, Sydney NSW
2000, Australia
Merrill Lynch International 2 King Edw ard Street, London, England, EC1A 1HQ, United
Kingdom
BofA Securities, Inc. One Bryant Park, New York NY 10036, USA

SIGNATURE

Print Name:
Sign Here:		 Kelvin Kw ok
Capacity:
Authorised signatory
Date:
24 May 2021

Appendix A

Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
02/15/2021 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
02/15/2021 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
02/15/2021 Merrill Lynch(Australia)Futures Limited SELL (36,616) Ordinary (20,571) (20,571) N/A
02/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (42,927) Ordinary (23,963) (23,963) N/A
02/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 36,786 Ordinary 20,571 20,571 N/A
02/15/2021 Merrill Lynch(Australia)Futures Limited BUY 43,032 Ordinary 24,175 24,175 N/A
02/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,832 Ordinary 9,456 9,456 N/A
02/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,536) Ordinary (3,638) (3,638) N/A
02/16/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (1,300) (1,300) Refer to App. B
02/16/2021 Merrill Lynch International Securitiesreturned N/A ADS (734,739) (5,877,912) RefertoApp. B
02/16/2021 Merrill Lynch International Securities returned N/A ADS (342,455) (2,739,640) Refer to App. B
02/16/2021 Merrill Lynch International Securities borrowed N/A ADS 1,077,194 8,617,552 RefertoApp. B
02/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,434 Ordinary 4,664 4,664 N/A
02/16/2021 Merrill Lynch(Australia)Futures Limited BUY 13,526 Ordinary 7,599 7,599 N/A
02/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,257) Ordinary (708) (708) N/A
02/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (42,998) Ordinary (23,923) (23,923) N/A
02/16/2021 Merrill Lynch(Australia)Futures Limited BUY 1,529 Ordinary 859 859 N/A
02/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 33,902 Ordinary 18,974 18,974 N/A
02/16/2021 Merrill Lynch(Australia)Futures Limited SELL (48,409) Ordinary (27,249) (27,249) N/A
02/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,191 Ordinary 5,646 5,646 N/A
02/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (68,910) Ordinary (38,072) (38,072) N/A
02/17/2021 Merrill Lynch International Securities borrowed
N/A		 ADS 10,273 82,184 Refer to App. B
02/17/2021 Merrill Lynch International BUY 20 Ordinary 11 11 N/A
02/17/2021 Merrill Lynch International SELL (20) Ordinary (11) (11) N/A
02/17/2021 Merrill Lynch(Australia)Futures Limited SELL (75,661) Ordinary (42,151) (42,151) N/A
02/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,029 Ordinary 8,854 8,854 N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
02/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,303) Ordinary (5,646) (5,646) N/A
02/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 54,815 Ordinary 30,312 30,312 N/A
02/18/2021 Merrill Lynch International Securities returned N/A ADS (10,273) (82,184) Refer to App. B
02/18/2021 Merrill Lynch International Securitiesreturned N/A ADS (1,077,194) (8,617,552) RefertoApp. B
02/18/2021 Merrill Lynch International Securities borrowed N/A ADS 1,087,467 8,699,736 RefertoApp. B
02/18/2021 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
02/18/2021 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
02/18/2021 Merrill Lynch(Australia)Futures Limited SELL (773) Ordinary (435) (435) N/A
02/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,011 Ordinary 568 568 N/A
02/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,647 Ordinary 3,166 3,166 N/A
02/18/2021 Merrill Lynch(Australia)Futures Limited BUY 5,887 Ordinary 3,300 3,300 N/A
02/19/2021 Merrill Lynch International Securitiesreturned N/A ADS (1,185) (9,480) RefertoApp. B
02/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,067) Ordinary (3,399) (3,399) N/A
02/19/2021 Merrill Lynch(Australia)Futures Limited SELL (16,329) Ordinary (9,331) (9,331) N/A
02/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,455 Ordinary 9,331 9,331 N/A
02/19/2021 Merrill Lynch(Australia)Futures Limited BUY 611 Ordinary 349 349 N/A
02/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (95) Ordinary (54) (54) N/A
02/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 36,168 Ordinary 20,324 20,324 N/A
02/22/2021 Merrill Lynch(Australia)Futures Limited SELL (17,643) Ordinary (9,799) (9,799) N/A
02/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,695 Ordinary 9,799 9,799 N/A
02/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,395) Ordinary (4,687) (4,687) N/A
02/22/2021 Merrill Lynch(Australia)Futures Limited SELL (901) Ordinary (495) (495) N/A
02/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 44,974 Ordinary 25,175 25,175 N/A
02/22/2021 Merrill Lynch(Australia)Futures Limited BUY 8,745 Ordinary 4,983 4,983 N/A
02/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (46,454) Ordinary (25,524) (25,524) N/A
02/23/2021 BofASecurities,Inc. Securities borrowed N/A ADS 11,100 88,800 RefertoApp. B
02/23/2021 Merrill Lynch International Securities returned N/A ADS (300,997) (2,407,976) Refer to App. B
02/23/2021 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
02/23/2021 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
02/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,184 Ordinary 1,286 1,286 N/A
02/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 35,455 Ordinary 20,945 20,945 N/A
02/23/2021 Merrill Lynch(Australia)Futures Limited BUY 58,713 Ordinary 34,369 34,369 N/A
02/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,584 Ordinary 937 937 N/A
02/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (83,195) Ordinary (49,228) (49,228) N/A
02/23/2021 Merrill Lynch(Australia)Futures Limited SELL (36,724) Ordinary (20,178) (20,178) N/A
02/24/2021 BofASecurities,Inc. Securities borrowed N/A ADS 6,600 52,800 RefertoApp. B
02/24/2021 Merrill Lynch International SELL (6) Ordinary (4) (4) N/A
02/24/2021 Merrill Lynch International BUY 6 Ordinary 4 4 N/A
02/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (31,675) Ordinary (19,797) (19,797) N/A
02/24/2021 Merrill Lynch(Australia)Futures Limited SELL (1,119) Ordinary (658) (658) N/A
02/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,676 Ordinary 3,927 3,927 N/A
02/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 31,455 Ordinary 19,397 19,397 N/A
02/24/2021 Merrill Lynch(Australia)Futures Limited BUY 9,875 Ordinary 6,172 6,172 N/A
02/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (11,386) Ordinary (6,979) (6,979) N/A
02/25/2021 BofA Securities,Inc. Securities returned N/A ADS (300) (2,400) Refer to App. B
02/25/2021 Merrill Lynch International Securitiesreturned N/A ADS (2,100) (16,800) RefertoApp. B
02/25/2021 Merrill Lynch International SELL (6) Ordinary (4) (4) N/A
02/25/2021 Merrill Lynch International BUY 6 Ordinary 4 4 N/A
02/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,226 Ordinary 2,636 2,636 N/A
02/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,528) Ordinary (5,757) (5,757) N/A
02/25/2021 Merrill Lynch(Australia)Futures Limited BUY 34,570 Ordinary 21,577 21,577 N/A
02/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,621 Ordinary 1,650 1,650 N/A
02/25/2021 Merrill Lynch(Australia)Futures Limited SELL (43,849) Ordinary (27,665) (27,665) N/A
02/26/2021 BofASecurities,Inc. Securities borrowed N/A ADS 800 6,400 RefertoApp. B
02/26/2021 Merrill Lynch International Securitiesreturned N/A ADS (311) (2,488) RefertoApp. B
02/26/2021 Merrill Lynch International SELL (3) Ordinary (2) (2) N/A
02/26/2021 Merrill Lynch International BUY 3 Ordinary 2 2 N/A
02/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (85,605) Ordinary (53,671) (53,671) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
02/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 78,856 Ordinary 50,980 50,980 N/A
02/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,794 Ordinary 1,165 1,165 N/A
03/01/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities borrowed
N/A		 Ordinary 252,028 252,028 Refer to App. B
03/01/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (8,430) (8,430) RefertoApp. B
03/01/2021 BofASecurities,Inc. Securities borrowed N/A ADS 200 1,600 RefertoApp. B
03/01/2021 Merrill Lynch International Securities borrowed
N/A		 ADS 97,011 776,088 Refer to App. B
03/01/2021 Merrill Lynch International SELL (3) Ordinary (2) (2) N/A
03/01/2021 Merrill Lynch International BUY 3 Ordinary 2 2 N/A
03/01/2021 Merrill Lynch(Australia)FuturesLimited SELL (53,793) Ordinary (34,046) (34,046) N/A
03/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 54,139 Ordinary 34,046 34,046 N/A
03/02/2021 BofA Securities,Inc. Securities borrowed
N/A		 ADS 1,200 9,600 Refer to App. B
03/02/2021 Merrill Lynch International Securitiesreturned N/A ADS (97,011) (776,088) RefertoApp. B
03/02/2021 Merrill Lynch International Securitiesreturned N/A ADS (782,874) (6,262,992) RefertoApp. B
03/02/2021 Merrill Lynch International Securities borrowed
N/A		 ADS 879,885 7,039,080 Refer to App. B
03/02/2021 Merrill Lynch International SELL (14) Ordinary (9) (9) N/A
03/02/2021 Merrill Lynch International BUY 14 Ordinary 9 9 N/A
03/02/2021 Merrill Lynch(Australia)FuturesLimited BUY 40,843 Ordinary 25,528 25,528 N/A
03/02/2021 Merrill Lynch(Australia)FuturesLimited SELL (560) Ordinary (347) (347) N/A
03/02/2021 Merrill Lynch(Australia)Futures Limited BUY 18,560 Ordinary 11,673 11,673 N/A
03/02/2021 Merrill Lynch(Australia)FuturesLimited SELL (59,519) Ordinary (36,854) (36,854) N/A
03/03/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 256,010 256,010 RefertoApp. B
03/03/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (252,028) (252,028) Refer to App. B
03/03/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (246,148) (246,148) RefertoApp. B
03/03/2021 BofA Securities,Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B
03/03/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (400) (3,200) RefertoApp. B
03/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 427 Ordinary 264 264 N/A
03/03/2021 Merrill Lynch(Australia)Futures Limited BUY 11,559 Ordinary 7,133 7,133 N/A
03/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,207 Ordinary 6,292 6,292 N/A
03/03/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,108) Ordinary (13,689) (13,689) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
03/04/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (144) (144) RefertoApp. B
03/04/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (1,200) (9,600) RefertoApp. B
03/04/2021 BofA Securities,Inc. Securities returned N/A ADS (400) (3,200) Refer to App. B
03/04/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (6,300) (50,400) RefertoApp. B
03/04/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (10,300) (82,400) RefertoApp. B
03/04/2021 Merrill Lynch International BUY 6 Ordinary 4 4 N/A
03/04/2021 Merrill Lynch International SELL (6) Ordinary (4) (4) N/A
03/04/2021 Merrill Lynch(Australia)Futures Limited BUY 29,026 Ordinary 18,511 18,511 N/A
03/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,358 Ordinary 2,810 2,810 N/A
03/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 6 Ordinary 4 4 N/A
03/04/2021 Merrill Lynch(Australia)Futures Limited SELL (33,054) Ordinary (21,325) (21,325) N/A
03/05/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (3,446) (3,446) RefertoApp. B
03/05/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (400) (3,200) RefertoApp. B
03/05/2021 BofA Securities,Inc. Securities returned N/A ADS (100) (800) Refer to App. B
03/05/2021 Merrill Lynch International SELL (30) Ordinary (20) (20) N/A
03/05/2021 Merrill Lynch International BUY 30 Ordinary 20 20 N/A
03/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,685 Ordinary 5,123 5,123 N/A
03/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 48,681 Ordinary 32,555 32,555 N/A
03/05/2021 Merrill Lynch(Australia)Futures Limited BUY 7,310 Ordinary 4,846 4,846 N/A
03/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (56,547) Ordinary (37,698) (37,698) N/A
03/08/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (300) (2,400) RefertoApp. B
03/08/2021 Merrill Lynch(Australia)Futures Limited SELL (3,613) Ordinary (2,413) (2,413) N/A
03/08/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,776 Ordinary 14,686 14,686 N/A
03/08/2021 Merrill Lynch(Australia)Futures Limited SELL (21,515) Ordinary (14,686) (14,686) N/A
03/09/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 1,007,744 1,007,744 RefertoApp. B
03/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 799 Ordinary 542 542 N/A
03/09/2021 Merrill Lynch(Australia)Futures Limited SELL (3,267) Ordinary (2,260) (2,260) N/A
03/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,516 Ordinary 1,053 1,053 N/A
03/09/2021 Merrill Lynch(Australia)FuturesLimited SELL (36,898) Ordinary (24,764) (24,764) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
03/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 33,147 Ordinary 23,016 23,016 N/A
03/10/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (252,420) (252,420) RefertoApp. B
03/10/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (747,580) (747,580) Refer to App. B
03/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,669 Ordinary 1,137 1,137 N/A
03/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,402 Ordinary 11,895 11,895 N/A
03/10/2021 Merrill Lynch(Australia)Futures Limited BUY 8,561 Ordinary 5,864 5,864 N/A
03/10/2021 Merrill Lynch(Australia)FuturesLimited SELL (26,759) Ordinary (18,328) (18,328) N/A
03/11/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities borrowed
N/A		 Ordinary 995,089 995,089 Refer to App. B
03/11/2021 Merrill Lynch International BUY 3 Ordinary 2 2 N/A
03/11/2021 Merrill Lynch International SELL (3) Ordinary (2) (2) N/A
03/11/2021 Merrill Lynch(Australia)Futures Limited SELL (3,383) Ordinary (2,282) (2,282) N/A
03/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 22,394 Ordinary 15,073 15,073 N/A
03/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 27,312 Ordinary 18,443 18,443 N/A
03/11/2021 Merrill Lynch(Australia)Futures Limited SELL (27,833) Ordinary (18,680) (18,680) N/A
03/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 34,418 Ordinary 22,020 22,020 N/A
03/12/2021 Merrill Lynch(Australia)Futures Limited SELL (31,572) Ordinary (20,345) (20,345) N/A
03/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 40,842 Ordinary 26,879 26,879 N/A
03/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (33,911) Ordinary (22,020) (22,020) N/A
03/15/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (3,207) (3,207) Refer to App. B
03/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 75,998 Ordinary 45,521 45,521 N/A
03/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,754 Ordinary 1,639 1,639 N/A
03/15/2021 Merrill Lynch(Australia)Futures Limited SELL (16,238) Ordinary (9,828) (9,828) N/A
03/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (79,229) Ordinary (47,160) (47,160) N/A
03/16/2021 Merrill Lynch(Australia)Futures Limited BUY 35,875 Ordinary 21,595 21,595 N/A
03/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 33,818 Ordinary 20,434 20,434 N/A
03/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,185) Ordinary (4,888) (4,888) N/A
03/16/2021 Merrill Lynch(Australia)Futures Limited SELL (7,185) Ordinary (4,342) (4,342) N/A
03/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (35,740) Ordinary (21,595) (21,595) N/A
03/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,823) Ordinary (12,181) (12,181) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
03/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 21,527 Ordinary 13,353 13,353 N/A
03/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,170 Ordinary 3,844 3,844 N/A
03/17/2021 Merrill Lynch(Australia)Futures Limited SELL (21,432) Ordinary (13,353) (13,353) N/A
03/18/2021 Merrill Lynch Markets (Australia)Pty. Limited Securities borrowed N/A Ordinary 237,297 237,297 RefertoApp. B
03/18/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (217,357) (217,357) RefertoApp. B
03/18/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (40,078) (40,078) Refer to App. B
03/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (16,769) Ordinary (10,258) (10,258) N/A
03/18/2021 Merrill Lynch(Australia)Futures Limited BUY 4,926 Ordinary 3,062 3,062 N/A
03/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,802 Ordinary 7,853 7,853 N/A
03/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,737 Ordinary 3,493 3,493 N/A
03/18/2021 Merrill Lynch(Australia)Futures Limited SELL (3,907) Ordinary (2,391) (2,391) N/A
03/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (18,206) Ordinary (11,238) (11,238) N/A
03/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,501) Ordinary (4,680) (4,680) N/A
03/19/2021 Merrill Lynch(Australia)Futures Limited BUY 504 Ordinary 314 314 N/A
03/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,789 Ordinary 9,846 9,846 N/A
03/19/2021 Merrill Lynch(Australia)Futures Limited SELL (16,480) Ordinary (10,268) (10,268) N/A
03/22/2021 Merrill Lynch International SELL (54) Ordinary (33) (33) N/A
03/22/2021 Merrill Lynch International BUY 54 Ordinary 33 33 N/A
03/22/2021 Merrill Lynch(Australia)Futures Limited BUY 14,392 Ordinary 8,995 8,995 N/A
03/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (18,141) Ordinary (11,139) (11,139) N/A
03/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,841 Ordinary 5,423 5,423 N/A
03/22/2021 Merrill Lynch(Australia)Futures Limited SELL (6,484) Ordinary (3,990) (3,990) N/A
03/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,839) Ordinary (5,423) (5,423) N/A
03/22/2021 Merrill Lynch(Australia)Futures Limited BUY 13,392 Ordinary 8,166 8,166 N/A
03/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (3,007) Ordinary (1,865) (1,865) N/A
03/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,187) Ordinary (1,348) (1,348) N/A
03/23/2021 Merrill Lynch(Australia)Futures Limited SELL (6,482) Ordinary (3,953) (3,953) N/A
03/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,168 Ordinary 5,040 5,040 N/A
03/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,447) Ordinary (5,263) (5,263) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
03/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (869) Ordinary (535) (535) N/A
03/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,579 Ordinary 4,654 4,654 N/A
03/24/2021 Merrill Lynch(Australia)Futures Limited BUY 8,250 Ordinary 5,000 5,000 N/A
03/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (38,512) Ordinary (23,483) (23,483) N/A
03/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 20,676 Ordinary 12,695 12,695 N/A
03/25/2021 Merrill Lynch(Australia)Futures Limited BUY 15,981 Ordinary 10,075 10,075 N/A
03/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 30,165 Ordinary 18,979 18,979 N/A
03/25/2021 Merrill Lynch(Australia)Futures Limited SELL (45,529) Ordinary (28,545) (28,545) N/A
03/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (384) Ordinary (241) (241) N/A
03/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,964 Ordinary 1,968 1,968 N/A
03/26/2021 Merrill Lynch(Australia)Futures Limited BUY 35,810 Ordinary 23,735 23,735 N/A
03/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (39,346) Ordinary (25,971) (25,971) N/A
03/29/2021 Merrill Lynch International BUY 6 Ordinary 4 4 N/A
03/29/2021 Merrill Lynch International SELL (6) Ordinary (4) (4) N/A
03/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 25,998 Ordinary 17,522 17,522 N/A
03/29/2021 Merrill Lynch(Australia)Futures Limited BUY 29,272 Ordinary 19,809 19,809 N/A
03/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 417 Ordinary 284 284 N/A
03/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (45,320) Ordinary (30,830) (30,830) N/A
03/30/2021 Merrill Lynch(Australia)Futures Limited BUY 38,626 Ordinary 26,792 26,792 N/A
03/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,984) Ordinary (3,393) (3,393) N/A
03/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,320 Ordinary 3,720 3,720 N/A
03/30/2021 Merrill Lynch(Australia)Futures Limited SELL (38,313) Ordinary (26,792) (26,792) N/A
03/31/2021 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
03/31/2021 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
03/31/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,715 Ordinary 9,915 9,915 N/A
03/31/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,494) Ordinary (3,556) (3,556) N/A
03/31/2021 Merrill Lynch(Australia)Futures Limited BUY 115,077 Ordinary 72,458 72,458 N/A
04/01/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,574) Ordinary (8,757) (8,757) N/A
04/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,164 Ordinary 7,897 7,897 N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
04/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,402 Ordinary 4,197 4,197 N/A
04/01/2021 Merrill Lynch(Australia)FuturesLimited SELL (112,624) Ordinary (71,964) (71,964) N/A
04/01/2021 Merrill Lynch(Australia)Futures Limited SELL (19,637) Ordinary (12,588) (12,588) N/A
04/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 26,389 Ordinary 16,633 16,633 N/A
04/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 38,182 Ordinary 23,910 23,910 N/A
04/06/2021 Merrill Lynch(Australia)Futures Limited SELL (510) Ordinary (315) (315) N/A
04/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,145 Ordinary 1,997 1,997 N/A
04/06/2021 Merrill Lynch(Australia)Futures Limited SELL (66,773) Ordinary (41,218) (41,218) N/A
04/07/2021 BofASecurities,Inc. Securities borrowed N/A ADS 100 800 RefertoApp. B
04/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,868) Ordinary (5,721) (5,721) N/A
04/07/2021 Merrill Lynch(Australia)Futures Limited BUY 455 Ordinary 289 289 N/A
04/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,725) Ordinary (12,484) (12,484) N/A
04/07/2021 Merrill Lynch(Australia)FuturesLimited BUY 18,990 Ordinary 12,195 12,195 N/A
04/08/2021 Merrill Lynch(Australia)Futures Limited BUY 5,305 Ordinary 3,368 3,368 N/A
04/08/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,443 Ordinary 6,629 6,629 N/A
04/08/2021 Merrill Lynch(Australia)Futures Limited BUY 7,593 Ordinary 4,821 4,821 N/A
04/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (18,736) Ordinary (11,896) (11,896) N/A
04/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,895 Ordinary 1,832 1,832 N/A
04/09/2021 Merrill Lynch(Australia)Futures Limited BUY 22,993 Ordinary 14,393 14,393 N/A
04/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,858 Ordinary 6,765 6,765 N/A
04/09/2021 Merrill Lynch(Australia)FuturesLimited SELL (29,742) Ordinary (18,824) (18,824) N/A
04/09/2021 Merrill Lynch(Australia)Futures Limited SELL (2,332) Ordinary (1,461) (1,461) N/A
04/12/2021 Merrill Lynch International Securities borrowed N/A ADS 10,860 86,880 RefertoApp. B
04/12/2021 Merrill Lynch International Securities borrowed
N/A		 ADS 31,799 254,392 Refer to App. B
04/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 28,871 Ordinary 18,217 18,217 N/A
04/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,634) Ordinary (1,647) (1,647) N/A
04/12/2021 Merrill Lynch(Australia)Futures Limited BUY 21,360 Ordinary 13,505 13,505 N/A
04/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (31,582) Ordinary (19,863) (19,863) N/A
04/13/2021 Merrill Lynch International Securitiesreturned N/A ADS (31,799) (254,392) RefertoApp. B
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
04/13/2021 Merrill Lynch International Securitiesreturned N/A ADS (879,885) (7,039,080) RefertoApp. B
04/13/2021 Merrill Lynch International Securities borrowed N/A ADS 911,684 7,293,472 RefertoApp. B
04/13/2021 Merrill Lynch International Securities returned N/A ADS (10,860) (86,880) Refer to App. B
04/13/2021 Merrill Lynch International Securitiesreturned N/A ADS (483,939) (3,871,512) RefertoApp. B
04/13/2021 Merrill Lynch International Securities borrowed N/A ADS 494,799 3,958,392 RefertoApp. B
04/13/2021 Merrill Lynch International Securities borrowed
N/A		 ADS 13,646 109,168 Refer to App. B
04/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,810 Ordinary 10,623 10,623 N/A
04/13/2021 Merrill Lynch(Australia)Futures Limited SELL (17,054) Ordinary (10,897) (10,897) N/A
04/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 302 Ordinary 193 193 N/A
04/14/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
04/14/2021 Merrill Lynch International Securities returned N/A ADS (494,799) (3,958,392) Refer to App. B
04/14/2021 Merrill Lynch International Securitiesreturned N/A ADS (13,646) (109,168) RefertoApp. B
04/14/2021 Merrill Lynch International Securities borrowed N/A ADS 508,445 4,067,560 RefertoApp. B
04/14/2021 Merrill Lynch(Australia)Futures Limited SELL (2) Ordinary (1) (1) N/A
04/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,410 Ordinary 9,857 9,857 N/A
04/14/2021 Merrill Lynch(Australia)Futures Limited SELL (36,920) Ordinary (23,516) (23,516) N/A
04/15/2021 Merrill Lynch International SELL (2) Ordinary (1) (1) N/A
04/15/2021 Merrill Lynch International BUY 2 Ordinary 1 1 N/A
04/15/2021 Merrill Lynch(Australia)Futures Limited BUY 28,924 Ordinary 18,735 18,735 N/A
04/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 905 Ordinary 580 580 N/A
04/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (3,231) Ordinary (2,098) (2,098) N/A
04/15/2021 Merrill Lynch(Australia)Futures Limited SELL (404) Ordinary (261) (261) N/A
04/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,113 Ordinary 1,369 1,369 N/A
04/15/2021 Merrill Lynch(Australia)Futures Limited SELL (31,349) Ordinary (20,423) (20,423) N/A
04/16/2021 Merrill Lynch International Securitiesreturned N/A ADS (199,017) (1,592,136) RefertoApp. B
04/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 23,186 Ordinary 15,208 15,208 N/A
04/16/2021 Merrill Lynch(Australia)Futures Limited BUY 388 Ordinary 257 257 N/A
04/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,816) Ordinary (15,465) (15,465) N/A
04/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 29,684 Ordinary 20,193 20,193 N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
04/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (36,165) Ordinary (24,602) (24,602) N/A
04/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 26,584 Ordinary 17,726 17,726 N/A
04/20/2021 BofA Securities,Inc. Securities borrowed
N/A		 ADS 100 800 Refer to App. B
04/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 31,950 Ordinary 21,947 21,947 N/A
04/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (45,729) Ordinary (31,321) (31,321) N/A
04/20/2021 Merrill Lynch(Australia)Futures Limited BUY 4,221 Ordinary 2,888 2,888 N/A
04/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,962 Ordinary 1,344 1,344 N/A
04/20/2021 Merrill Lynch(Australia)Futures Limited SELL (249) Ordinary (172) (172) N/A
04/21/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (100) (800) RefertoApp. B
04/21/2021 BofASecurities,Inc. Securities borrowed N/A ADS 200 1,600 RefertoApp. B
04/21/2021 Merrill Lynch International BUY 1 Ordinary 1 1 N/A
04/21/2021 Merrill Lynch International SELL (1) Ordinary (1) (1) N/A
04/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 19,892 Ordinary 13,929 13,929 N/A
04/21/2021 Merrill Lynch(Australia)Futures Limited BUY 15,304 Ordinary 10,671 10,671 N/A
04/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (32,285) Ordinary (22,420) (22,420) N/A
04/22/2021 BofA Securities,Inc. Securities borrowed
N/A		 ADS 100 800 Refer to App. B
04/22/2021 Merrill Lynch International BUY 27 Ordinary 19 19 N/A
04/22/2021 Merrill Lynch International SELL (27) Ordinary (19) (19) N/A
04/22/2021 Merrill Lynch(Australia)Futures Limited SELL (8,102) Ordinary (5,579) (5,579) N/A
04/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 27,190 Ordinary 18,620 18,620 N/A
04/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (27,465) Ordinary (18,620) (18,620) N/A
04/23/2021 BofA Securities,Inc. Securities borrowed
N/A		 ADS 300 2,400 Refer to App. B
04/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,398) Ordinary (1,630) (1,630) N/A
04/23/2021 Merrill Lynch(Australia)Futures Limited BUY 32,938 Ordinary 22,603 22,603 N/A
04/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (35,380) Ordinary (24,233) (24,233) N/A
04/26/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (200) (1,600) RefertoApp. B
04/26/2021 BofA Securities,Inc. Securities returned N/A ADS (100) (800) Refer to App. B
04/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 28,584 Ordinary 19,405 19,405 N/A
04/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (28,428) Ordinary (19,405) (19,405) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
04/27/2021 BofASecurities,Inc. Securitiesreturned N/A ADS (300) (2,400) RefertoApp. B
04/27/2021 Merrill Lynch International Securitiesreturned N/A ADS (6,022) (48,176) RefertoApp. B
04/27/2021 Merrill Lynch International SELL (3) Ordinary (2) (2) N/A
04/27/2021 Merrill Lynch International BUY 3 Ordinary 2 2 N/A
04/27/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,568 Ordinary 7,226 7,226 N/A
04/27/2021 Merrill Lynch(Australia)Futures Limited SELL (10,478) Ordinary (7,226) (7,226) N/A
04/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,626 Ordinary 11,437 11,437 N/A
04/28/2021 Merrill Lynch(Australia)Futures Limited SELL (16,584) Ordinary (11,437) (11,437) N/A
04/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 64,697 Ordinary 44,465 44,465 N/A
04/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (21,895) Ordinary (15,048) (15,048) N/A
04/29/2021 Merrill Lynch(Australia)Futures Limited BUY 9,863 Ordinary 6,780 6,780 N/A
04/30/2021 Merrill Lynch International SELL (1,202) Ordinary (835) (835) N/A
04/30/2021 Merrill Lynch International SELL (37) Ordinary (26) (26) N/A
04/30/2021 Merrill Lynch International SELL (576) Ordinary (400) (400) N/A
04/30/2021 Merrill Lynch International BUY 1,816 Ordinary 1,261 1,261 N/A
04/30/2021 Merrill Lynch International SELL (1,816) Ordinary (1,261) (1,261) N/A
04/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,293) Ordinary (13,398) (13,398) N/A
04/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (34,032) Ordinary (23,529) (23,529) N/A
04/30/2021 Merrill Lynch(Australia)Futures Limited BUY 2,200 Ordinary 1,528 1,528 N/A
04/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 19,272 Ordinary 13,398 13,398 N/A
05/03/2021 Merrill Lynch(Australia)FuturesLimited SELL (16,922) Ordinary (11,670) (11,670) N/A
05/03/2021 Merrill Lynch(Australia)Futures Limited BUY 59,773 Ordinary 41,219 41,219 N/A
05/03/2021 Merrill Lynch(Australia)FuturesLimited SELL (24,665) Ordinary (17,010) (17,010) N/A
05/03/2021 Merrill Lynch(Australia)Futures Limited BUY 24,703 Ordinary 17,010 17,010 N/A
05/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,320 Ordinary 12,139 12,139 N/A
05/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,178) Ordinary (15,506) (15,506) N/A
05/04/2021 Merrill Lynch(Australia)Futures Limited BUY 8,801 Ordinary 6,198 6,198 N/A
05/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,237) Ordinary (12,139) (12,139) N/A
05/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (45,564) Ordinary (32,315) (32,315) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
05/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,235 Ordinary 11,643 11,643 N/A
05/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,799) Ordinary (16,999) (16,999) N/A
05/05/2021 Merrill Lynch(Australia)Futures Limited BUY 21,354 Ordinary 15,287 15,287 N/A
05/06/2021 Merrill Lynch International SELL (63) Ordinary (45) (45) N/A
05/06/2021 Merrill Lynch International BUY 63 Ordinary 45 45 N/A
05/06/2021 Merrill Lynch(Australia)Futures Limited SELL (2,316) Ordinary (1,653) (1,653) N/A
05/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 30,783 Ordinary 21,926 21,926 N/A
05/06/2021 Merrill Lynch(Australia)Futures Limited SELL (8,771) Ordinary (6,282) (6,282) N/A
05/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,433 Ordinary 3,164 3,164 N/A
05/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (30,696) Ordinary (21,926) (21,926) N/A
05/07/2021 Merrill Lynch(Australia)Futures Limited BUY 3,615 Ordinary 2,601 2,601 N/A
05/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,861) Ordinary (4,904) (4,904) N/A
05/07/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,599 Ordinary 9,054 9,054 N/A
05/07/2021 Merrill Lynch(Australia)Futures Limited SELL (12,585) Ordinary (9,054) (9,054) N/A
05/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,249 Ordinary 10,994 10,994 N/A
05/10/2021 Merrill Lynch(Australia)Futures Limited BUY 6,338 Ordinary 4,565 4,565 N/A
05/11/2021 Merrill Lynch International SELL (7) Ordinary (5) (5) N/A
05/11/2021 Merrill Lynch International BUY 7 Ordinary 5 5 N/A
05/11/2021 Merrill Lynch(Australia)Futures Limited BUY 39,679 Ordinary 28,725 28,725 N/A
05/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 39,402 Ordinary 28,519 28,519 N/A
05/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (289) Ordinary (209) (209) N/A
05/11/2021 Merrill Lynch(Australia)Futures Limited SELL (79,959) Ordinary (57,941) (57,941) N/A
05/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (26,441) Ordinary (19,022) (19,022) N/A
05/12/2021 Merrill Lynch(Australia)Futures Limited SELL (1,716) Ordinary (1,236) (1,236) N/A
05/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,952 Ordinary 5,038 5,038 N/A
05/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,733) Ordinary (14,299) (14,299) N/A
05/12/2021 Merrill Lynch(Australia)Futures Limited BUY 19,774 Ordinary 14,299 14,299 N/A
05/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 44,312 Ordinary 32,737 32,737 N/A
05/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 25,961 Ordinary 19,077 19,077 N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
05/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (66,296) Ordinary (48,215) (48,215) N/A
05/14/2021 Merrill Lynch International Securitiesreturned N/A ADS (5,245) (41,960) RefertoApp. B
05/14/2021 Merrill Lynch International SELL (12) Ordinary (9) (9) N/A
05/14/2021 Merrill Lynch International BUY 12 Ordinary 9 9 N/A
05/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,966 Ordinary 7,248 7,248 N/A
05/14/2021 Merrill Lynch(Australia)Futures Limited BUY 46,431 Ordinary 34,128 34,128 N/A
05/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,930 Ordinary 2,220 2,220 N/A
05/14/2021 Merrill Lynch(Australia)Futures Limited SELL (10,202) Ordinary (7,476) (7,476) N/A
05/14/2021 Merrill Lynch(Australia)FuturesLimited SELL (64,160) Ordinary (45,993) (45,993) N/A
05/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,566 Ordinary 3,276 3,276 N/A
05/17/2021 Merrill Lynch(Australia)Futures Limited BUY 18,357 Ordinary 13,134 13,134 N/A
05/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,970 Ordinary 1,397 1,397 N/A
05/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (667) Ordinary (473) (473) N/A
05/18/2021 Merrill Lynch International Securities returned N/A ADS (20) (160) Refer to App. B
05/18/2021 Merrill Lynch International BUY 3 Ordinary 2 2 N/A
05/18/2021 Merrill Lynch International SELL (3) Ordinary (2) (2) N/A
05/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 30,325 Ordinary 21,607 21,607 N/A
05/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,750 Ordinary 1,964 1,964 N/A
05/18/2021 Merrill Lynch(Australia)Futures Limited SELL (463) Ordinary (327) (327) N/A
05/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (53,794) Ordinary (38,017) (38,017) N/A
05/19/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (237,297) (237,297) RefertoApp. B
05/19/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (955,011) (955,011) Refer to App. B
05/19/2021 Merrill Lynch Markets (Australia)Pty. Limited Securitiesreturned N/A Ordinary (1,007,744) (1,007,744) RefertoApp. B
05/19/2021 Merrill Lynch Markets(Australia)Pty. Limited Securities returned N/A Ordinary (90,441) (90,441) Refer to App. B
05/19/2021 BofASecurities,Inc. Securities borrowed N/A ADS 800 6,400 RefertoApp. B
05/19/2021 Merrill Lynch International Securitiesreturned N/A ADS (20) (160) RefertoApp. B
05/19/2021 Merrill Lynch International SELL (1) Ordinary (1) (1) N/A
05/19/2021 Merrill Lynch International BUY 1 Ordinary 1 1 N/A
05/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (27,470) Ordinary (19,692) (19,692) N/A
Date of
change		 Person whose relevant interest changed Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
05/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 622 Ordinary 446 446 N/A
05/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (200) Ordinary (142) (142) N/A
05/19/2021 Merrill Lynch(Australia)Futures Limited BUY 27,372 Ordinary 19,442 19,442 N/A
05/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,830 Ordinary 2,026 2,026 N/A
05/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,789) Ordinary (1,265) (1,265) N/A
05/20/2021 Merrill Lynch(Australia)Futures Limited BUY 11,813 Ordinary 8,356 8,356 N/A
05/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (16,894) Ordinary (11,732) (11,732) N/A

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity
Trustees Limited As Trustee And Responsible Entity Of Regal Investment Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management Pty Limited as Trustee of Tasman Market Neutral Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management Pty Limited as Trustee of Regal Australian Long Short Equity Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-5: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
Susquehanna Pacific Pty Ltd
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-6: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Virtu
Financial Asia Pty Ltd
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-7: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Amazon
Market Neutral Fund (GCM)
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-8: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity
Trustees Limited As Trustee And Responsible Entity Of Regal Investment Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-9: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
PARHELION LTD (GCM)
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-10: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Absolute Return Master Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-11: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-12: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal
Funds Management Pty Limited as Trustee of Tasman Market Neutral Fund
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-13: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and ZAMBEZI
ABSOLUTE RETURN FUND (GCM)
Holder of voting
rights		 Securities borrow er. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-14: Prescribed information

Type of agreement Securities Lending Agreement
Parties to agreement BofA Securities, Inc. and The Northern Trust Company
Holder of voting rights Securities borrow er. Securities lender may instruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-15: Prescribed information

Type of agreement Securities Lending Agreement
Parties to agreement BofA Securities, Inc. and Interactive Brokers
Holder of voting rights Securities borrow er. Securities lender may instruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-16: Prescribed information

Type of agreement Securities Lending Agreement
Parties to agreement BofA Securities, Inc. and JP Morgan Bank As Agent
Holder of voting rights Securities borrow er. Securities lender may instruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-17: Prescribed information

Type of agreement Securities Lending Agreement
Parties to agreement BofA Securities, Inc. and National Financial Svcs
Holder of voting rights Securities borrow er. Securities lender may instruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-18: Prescribed information

Type of agreement Securities Lending Agreement
Parties to agreement BofA Securities, Inc. and E Trade Securities LLC
Holder of voting rights Securities borrow er. Securities lender may instruct the registered holder to vote on securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return date
(if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to return
**early? **
Yes
If yes, detail Securities borrow er w ill have right to return assets at any time.
Does the lender have
the right to recall
**early? **		 Yes
If yes, detail Securities lender w ill have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix C

Related bodies corporate Incorporated ACN/Registration/Incorporation Number
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings Limited United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)Futures Limited Australia 003639674
Merrill Lynch International(Australia)Ltd Australia 002892846
Merrill Lynch Markets(Australia)Pty. Limited Australia 075587816
Merrill Lynch(Australasia)Pty. Ltd Australia 075923894
Bank of America Global Holdings, LLC United States 5169939
BofAML JerseyHoldings Limited Jersey 115831
BofA Securities, Inc. United States 5793661
NB Holdings Corporation United States 2361372
Bank of America Corporation United States N/A628

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