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Opthea Ltd Major Shareholding Notification 2021

Sep 15, 2021

32698_rns_2021-09-15_8921bc2b-a2d9-46c9-8bcf-9887b98208b7.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B Notice of ceasing to be a substantial holder

To: Company Name/Scheme OPTHEA LIMITED

ACN/ARSN 006 340 567

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

13 September 2021

The previous notice was given to the company on 25 August 2021 The previous notice was dated 23 August 2021

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change		 Person whose
relevant interest
changed		 Nature of Change
(4)		 Consideration
given in
relation to
change (5)		 Class (6) and
Number of
securities affected		 Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Andrew Costley Capacity: Authorised signatory Sign Here: Date: 15 September 2021 Print Name: Joanne Chan Capacity: Authorised signatory Sign Here: Date: 15 September 2021

Contact details for this notice:

--------------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707

OPT - Appendix A OPT - Appendix A OPT - Appendix A OPT - Appendix A OPT - Appendix A OPT - Appendix A
Date of
change		 Person whose relevant interest
changed
Nature of Change		 Consideration given in
relation to change		 Number of securities Class
24-Aug-21 UBS Securities Australia Ltd Sell 436 (319) Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 40,327 (29,008) Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 83,539 61,196 Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 12,494 9,082 Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 41,262 (30,000) Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 13,948 10,000 Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 38,319 (28,336) Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 64,554 (46,707) Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 88,210 64,689 Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 104,537 (76,271) Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 64,176 46,504 Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 41,610 29,732 Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 1,037 (741) Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 1,009 (770) Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 106,527 78,277 Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 5,904 4,290 Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 33,234 24,163 Ordinary
24-Aug-21 UBS Securities Australia Ltd Sell 1 (1) Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 10,144 7,309 Ordinary
24-Aug-21 UBS Securities Australia Ltd Buy 24,441 17,653 Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 39,715 (27,892) Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 553 (388) Ordinary
25-Aug-21 UBS Securities Australia Ltd Buy 41,700 29,294 Ordinary
25-Aug-21 UBS Securities Australia Ltd Buy 10,246 7,035 Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 28,274 (19,742) Ordinary
25-Aug-21 UBS Securities Australia Ltd Buy 40,936 28,865 Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 11,253 (7,993) Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 69,139 (48,417) Ordinary
25-Aug-21 UBS Securities Australia Ltd Buy 107,784 75,352 Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 2,114 (1,501) Ordinary
25-Aug-21 UBS Securities Australia Ltd Buy 268 190 Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 2,315 (1,622) Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 300 (212) Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 21,611 (15,244) Ordinary
25-Aug-21 UBS Securities Australia Ltd Sell 1,226 (854) Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 756 (523) Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 55,464 38,275 Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 102,723 (70,450) Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 2,298 (1,574) Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 20,149 (13,909) Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 61,392 42,445 Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 43,797 (30,209) Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 63,992 44,151 Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 48,427 (33,368) Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 889 610 Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 20,536 14,092 Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 9,397 (6,447) Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 67 (46) Ordinary
26-Aug-21 UBS Securities Australia Ltd Sell 944 (650) Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 3,771 2,595 Ordinary
26-Aug-21 UBS Securities Australia Ltd Buy 22,637 15,571 Ordinary
26-Aug-21 UBS AG,London Branch Buy 342 240 ADR
26-Aug-21 UBS AG,London Branch Buy 226 160 ADR
27-Aug-21 UBS Securities Australia Ltd Sell 736 (515) Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 25,065 17,619 Ordinary
27-Aug-21 UBS Securities Australia Ltd Sell 35,595 (24,918) Ordinary
27-Aug-21 UBS Securities Australia Ltd Sell 8,337 (5,868) Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 27,279 19,067 Ordinary
27-Aug-21 UBS Securities Australia Ltd Sell 15,342 (10,716) Ordinary
27-Aug-21 UBS Securities Australia Ltd Sell 42,287 (29,652) Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 55,848 39,164 Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 32 22 Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 609 426 Ordinary
27-Aug-21 UBS Securities Australia Ltd Sell 1,487 (1,040) Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 37,783 26,479 Ordinary
27-Aug-21 UBS Securities Australia Ltd Buy 6,995 4,900 Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 396 (285) Ordinary
30-Aug-21 UBS Securities Australia Ltd Buy 67,110 48,687 Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 48,957 (35,042) Ordinary
30-Aug-21 UBS Securities Australia Ltd Buy 20,575 14,894 Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 22,005 (15,809) Ordinary
30-Aug-21 UBS Securities Australia Ltd Buy 18,264 13,155 Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 9,203 (6,595) Ordinary
30-Aug-21 UBS Securities Australia Ltd Buy 30,280 21,775 Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 60,828 (44,306) Ordinary
30-Aug-21 UBS Securities Australia Ltd Buy 1,974 1,400 Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 8 (6) Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 1,799 (1,285) Ordinary
30-Aug-21 UBS Securities Australia Ltd Sell 8,114 (5,897) Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 39,567 28,412 Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 7,201 5,169 Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 1,195 900 Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 24,218 (18,326) Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 39,761 30,049 Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 6,611 (5,062) Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 23,684 (17,974) Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 47,383 34,715 Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 26,135 (19,769) Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 11,371 8,617 Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 159 122 Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 2,845 (2,170) Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 60,673 (46,017) Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 23,419 (17,937) Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 40,933 29,238 Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 5,486 4,114 Ordinary
31-Aug-21 UBS Securities Australia Ltd Buy 30,661 22,998 Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 1,539 (1,175) Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 3,647 (2,781) Ordinary
31-Aug-21 UBS Securities Australia Ltd Sell 6,766 (5,137) Ordinary
31-Aug-21 UBS AG,London Branch Buy 10,165 8,000 ADR
01-Sep-21 UBS Securities Australia Ltd Buy 4,317 3,228 Ordinary
01-Sep-21 UBS Securities Australia Ltd Buy 69,707 52,617 Ordinary
01-Sep-21 UBS Securities Australia Ltd Sell 60,270 (45,187) Ordinary
01-Sep-21 UBS Securities Australia Ltd Sell 2,575 (2,005) Ordinary
01-Sep-21 UBS Securities Australia Ltd Buy 22,878 17,095 Ordinary
01-Sep-21 UBS Securities Australia Ltd Sell 21,810 (16,416) Ordinary
01-Sep-21 UBS Securities Australia Ltd Buy 46,426 35,345 Ordinary
01-Sep-21 UBS Securities Australia Ltd Sell 6,379 (4,788) Ordinary
01-Sep-21 UBS Securities Australia Ltd Buy 2,241 1,676 Ordinary
01-Sep-21 UBS Securities Australia Ltd Sell 42,197 (31,931) Ordinary
01-Sep-21 UBS Securities Australia Ltd Buy 5,522 4,172 Ordinary
01-Sep-21 UBS Securities Australia Ltd Buy 33,180 25,036 Ordinary
01-Sep-21 UBS Securities Australia Ltd Sell 2,322 (1,748) Ordinary
01-Sep-21 UBS AG,London Branch Sell 72 (56) ADR
01-Sep-21 UBS AG,London Branch Buy 102 80 ADR
02-Sep-21 UBS Securities Australia Ltd Buy 3,064 2,322 Ordinary
02-Sep-21 UBS Securities Australia Ltd Sell 15,247 (11,529) Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 25,077 19,009 Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 4,053 3,061 Ordinary
02-Sep-21 UBS Securities Australia Ltd Sell 1,857 (1,411) Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 10,254 7,776 Ordinary
02-Sep-21 UBS Securities Australia Ltd Sell 8,692 (6,613) Ordinary
02-Sep-21 UBS Securities Australia Ltd Sell 2,814 (2,147) Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 2,909 2,216 Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 37 28 Ordinary
02-Sep-21 UBS Securities Australia Ltd Sell 11,477 (8,717) Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 307 232 Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 3,218 2,438 Ordinary
02-Sep-21 UBS Securities Australia Ltd Buy 19,332 14,631 Ordinary
02-Sep-21 UBS Securities Australia Ltd Sell 924 (700) Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 1,887 1,413 Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 52,435 39,520 Ordinary
03-Sep-21 UBS Securities Australia Ltd Sell 34,671 (25,996) Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 15,113 11,369 Ordinary
03-Sep-21 UBS Securities Australia Ltd Sell 1,017 (769) Ordinary
03-Sep-21 UBS Securities Australia Ltd Sell 14,688 (11,016) Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 3,457 2,601 Ordinary
03-Sep-21 UBS Securities Australia Ltd Sell 704 (532) Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 159 119 Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 23,738 17,879 Ordinary
03-Sep-21 UBS Securities Australia Ltd Sell 13,430 (10,139) Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 3,183 2,390 Ordinary
03-Sep-21 UBS Securities Australia Ltd Buy 19,099 14,340 Ordinary
03-Sep-21 UBS Securities Australia Ltd Sell 1,602 (1,206) Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 1,571 1,139 Ordinary
06-Sep-21 UBS Securities Australia Ltd Sell 71,030 (51,430) Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 38,706 28,423 Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 17,101 12,360 Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 10,068 7,360 Ordinary
06-Sep-21 UBS Securities Australia Ltd Sell 7,677 (5,539) Ordinary
06-Sep-21 UBS Securities Australia Ltd Sell 9,762 (7,060) Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 779 562 Ordinary
06-Sep-21 UBS Securities Australia Ltd Sell 10,145 (7,341) Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 12,296 8,907 Ordinary
06-Sep-21 UBS Securities Australia Ltd Buy 19,557 14,271 Ordinary
06-Sep-21 UBS Securities Australia Ltd Sell 1,184 (856) Ordinary
06-Sep-21 UBS Securities Australia Ltd Sell 7,627 (5,497) Ordinary
07-Sep-21 UBS Securities Australia Ltd Buy 924 644 Ordinary
07-Sep-21 UBS Securities Australia Ltd Buy 99,391 69,768 Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 45,067 (31,693) Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 23,856 (16,877) Ordinary
07-Sep-21 UBS Securities Australia Ltd Buy 30,761 21,829 Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 20,800 (14,752) Ordinary
07-Sep-21 UBS Securities Australia Ltd Buy 3,056 2,162 Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 11,065 (7,770) Ordinary
07-Sep-21 UBS Securities Australia Ltd Buy 29,166 20,482 Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 34,777 (24,543) Ordinary
07-Sep-21 UBS Securities Australia Ltd Buy 38,383 26,964 Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 2,194 (1,555) Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 25,814 (18,390) Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 8,585 (6,106) Ordinary
07-Sep-21 UBS Securities Australia Ltd Sell 751 (532) Ordinary
08-Sep-21 UBS Securities Australia Ltd Buy 1,020 700 Ordinary
08-Sep-21 UBS Securities Australia Ltd Buy 9,476 6,539 Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 100,835 (69,398) Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 23,717 (16,446) Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 17,320 (11,968) Ordinary
08-Sep-21 UBS Securities Australia Ltd Buy 12,527 8,642 Ordinary
08-Sep-21 UBS Securities Australia Ltd Buy 1,574 1,093 Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 5,438 (3,730) Ordinary
08-Sep-21 UBS Securities Australia Ltd Buy 16,924 11,676 Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 10,525 (7,262) Ordinary
08-Sep-21 UBS Securities Australia Ltd Buy 18,886 13,033 Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 2,237 (1,551) Ordinary
08-Sep-21 UBS Securities Australia Ltd Sell 22,292 (15,408) Ordinary
09-Sep-21 UBS Securities Australia Ltd Buy 793 573 Ordinary
09-Sep-21 UBS Securities Australia Ltd Buy 24,303 17,617 Ordinary
09-Sep-21 UBS Securities Australia Ltd Sell 38,160 (27,682) Ordinary
09-Sep-21 UBS Securities Australia Ltd Sell 9,479 (6,907) Ordinary
09-Sep-21 UBS Securities Australia Ltd Sell 13,318 (9,591) Ordinary
09-Sep-21 UBS Securities Australia Ltd Buy 18,394 13,351 Ordinary
09-Sep-21 UBS Securities Australia Ltd Sell 5,253 (3,826) Ordinary
09-Sep-21 UBS Securities Australia Ltd Buy 4,602 3,351 Ordinary
09-Sep-21 UBS Securities Australia Ltd Buy 6,434 4,589 Ordinary
09-Sep-21 UBS Securities Australia Ltd Sell 17,407 (12,603) Ordinary
09-Sep-21 UBS Securities Australia Ltd Buy 26,923 19,471 Ordinary
09-Sep-21 UBS Securities Australia Ltd Sell 2,354 (1,720) Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 79 (58) Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 14,603 (10,646) Ordinary
10-Sep-21 UBS Securities Australia Ltd Buy 9,636 7,047 Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 1,441 (1,050) Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 3,466 (2,533) Ordinary
10-Sep-21 UBS Securities Australia Ltd Buy 1,843 1,335 Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 2,013 (1,472) Ordinary
10-Sep-21 UBS Securities Australia Ltd Buy 22,097 16,121 Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 19,039 (13,945) Ordinary
10-Sep-21 UBS Securities Australia Ltd Buy 1,033 754 Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 1,566 (1,140) Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 10,871 (7,940) Ordinary
10-Sep-21 UBS Securities Australia Ltd Buy 3,475 2,542 Ordinary
10-Sep-21 UBS Securities Australia Ltd Sell 1,965 (1,435) Ordinary
10-Sep-21 UBS Securities Australia Ltd Buy 154,205 112,157 Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 129 (95) Ordinary
13-Sep-21 UBS Securities Australia Ltd Buy 27,489 20,259 Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 12,766 (9,365) Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 4,304 (3,153) Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 4,177 (3,074) Ordinary
13-Sep-21 UBS Securities Australia Ltd Buy 2,796 2,049 Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 4,497 (3,304) Ordinary
13-Sep-21 UBS Securities Australia Ltd Buy 5,362 3,937 Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 2,221 (1,627) Ordinary
13-Sep-21 UBS Securities Australia Ltd Buy 17,776 13,031 Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 927 (681) Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 621 (456) Ordinary
13-Sep-21 UBS Securities Australia Ltd Sell 858,276 (631,085) Ordinary

13-Sep-21 UBS Securities Australia Ltd Sell 1,201,586 (883,519) Ordinary

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