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Opthea Ltd — Major Shareholding Notification 2020
Jan 8, 2020
32698_rns_2020-01-08_90e096e6-aaf3-4337-a0c3-a378baf6d6df.pdf
Major Shareholding Notification
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Form 603
Corporations Law Section 671B Notice of initial substantial holder
To: Company Name/Scheme OPTHEA LTD
ACN/ ~~ARSN~~
006 340 567
1. Details of substantial holder (1)
Name Bank of America Corporation and its related bodies corporate (See Appendix C)
ACN/ARSN (if applicable)
The holder became a substantial holder on: 7 January 2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| follows: | |||
|---|---|---|---|
| Class of securities (4) | Number of securities | Persons’ votes (5) | Voting power (6) |
| Ordinary | 13,548,654 | 13,548,654 | 5.03% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Merrill Lynch (Australia) Futures Ltd | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. |
Ordinary 9,067,074 |
| Merrill Lynch International (Australia) Ltd | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
Ordinary 4,103,016 |
| Merrill Lynch International | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
Ordinary 378,564 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Merrill Lynch (Australia) Futures Ltd |
Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch (Australia) Futures Ltd |
Ordinary 9,067,074 |
| Merrill Lynch International (Australia) Ltd |
Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch International (Australia) Ltd |
Ordinary 4,103,016 |
| Merrill Lynch International | Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch International | Ordinary 378,564 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Please see Annexure A. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ ARSN (if applicable) Merrill Lynch (Australia) Futures Ltd Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch International (Australia) Ltd Merrill Lynch International |
Nature of association |
|---|---|
| Related body corporate | |
| Related body corporate | |
| Related body corporate | |
| Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name Bank of America Corporation Merrill Lynch (Australia) Futures Ltd Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch International (Australia) Ltd Merrill Lynch International |
Addresses |
|---|---|
| 100 North Tryon Street, Charlotte, North Carolina, 28255, USA | |
| Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,Australia |
|
| Level 19, 120 Collins St, Melbourne Vic 3000, Australia | |
| Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,Australia |
|
| 2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. |
SIGNATURE
| Print Name: Sign Here: |
Kelvin Kwok Capacity: Authorised signatory |
|---|---|
| Date: 9 January 2020 |
Appendix A
| Date of change | Person whose relevant interest changed | Nature of change (4) | Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 9/9/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 78,455 | 78,455 | RefertoApp. B |
| 9/9/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (25) | (25) | RefertoApp. B |
| 9/10/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (76,155) | (76,155) | RefertoApp. B |
| 9/10/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (149,985) | (149,985) | RefertoApp. B |
| 9/10/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (2,300) | (2,300) | RefertoApp. B |
| 9/11/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 152,310 | 152,310 | RefertoApp. B |
| 9/12/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (1,880) | (1,880) | RefertoApp. B |
| 9/16/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (1,880) | (1,880) | RefertoApp. B |
| 9/16/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (10,189) | (10,189) | Refer to App. B |
| 9/17/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 73,622 | 73,622 | RefertoApp. B |
| 9/17/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (126,050) | (126,050) | RefertoApp. B |
| 9/18/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 48,019 | 48,019 | RefertoApp. B |
| 9/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (54,262) | (54,262) | RefertoApp. B |
| 9/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (12,311) | (12,311) | RefertoApp. B |
| 9/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (73,622) | (73,622) | RefertoApp. B |
| 9/19/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (910) | (910) | RefertoApp. B |
| 9/20/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (4,650) | (4,650) | RefertoApp. B |
| 9/20/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (910) | (910) | RefertoApp. B |
| 9/23/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (41,549) | (41,549) | RefertoApp. B |
| 9/25/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (2,300) | (2,300) | RefertoApp. B |
|---|---|---|---|---|---|---|---|
| 9/25/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 206,572 | 206,572 | RefertoApp. B |
| 10/3/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 2,415,094 | 2,415,094 | RefertoApp. B |
| 10/4/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (206,572) | (206,572) | RefertoApp. B |
| 10/4/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (793,604) | (793,604) | Refer to App. B |
| 10/8/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 361,031 | 361,031 | RefertoApp. B |
| 10/9/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (361,031) | (361,031) | RefertoApp. B |
| 10/10/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 613,930 | 613,930 | RefertoApp. B |
| 10/11/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (115,082) | (115,082) | RefertoApp. B |
| 10/14/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (7,354) | (7,354) | RefertoApp. B |
| 10/15/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (13,162) | (13,162) | RefertoApp. B |
| 10/16/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 62,696 | 62,696 | RefertoApp. B |
| 10/16/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (76,083) | (76,083) | RefertoApp. B |
| 10/17/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (28,793) | (28,793) | RefertoApp. B |
| 10/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (19,126) | (19,126) | RefertoApp. B |
| 10/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (33,903) | (33,903) | Refer to App. B |
| 10/21/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (92,304) | (92,304) | RefertoApp. B |
| 10/22/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 122,684 | 122,684 | RefertoApp. B |
| 10/22/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (55,184) | (55,184) | RefertoApp. B |
| 10/22/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (74,104) | (74,104) | RefertoApp. B |
| 10/23/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (6,604) | (6,604) | RefertoApp. B |
| 10/23/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (122,684) | (122,684) | RefertoApp. B |
|---|---|---|---|---|---|---|---|
| 10/24/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (306,272) | (306,272) | RefertoApp. B |
| 10/24/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (864,108) | (864,108) | RefertoApp. B |
| 10/24/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (533,222) | (533,222) | RefertoApp. B |
| 10/25/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 930,069 | 930,069 | Refer to App. B |
| 10/25/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (297,147) | (297,147) | RefertoApp. B |
| 11/5/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 206,572 | 206,572 | RefertoApp. B |
| 11/5/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (149,842) | (149,842) | RefertoApp. B |
| 11/7/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 152,365 | 152,365 | RefertoApp. B |
| 11/11/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (11,695) | (11,695) | RefertoApp. B |
| 11/12/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (15,834) | (15,834) | RefertoApp. B |
| 11/13/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 1,500,936 | 1,500,936 | RefertoApp. B |
| 11/14/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 97,373 | 97,373 | RefertoApp. B |
| 11/15/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 929,220 | 929,220 | RefertoApp. B |
| 11/20/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (8,041) | (8,041) | RefertoApp. B |
| 11/21/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 627,265 | 627,265 | Refer to App. B |
| 11/21/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (198,484) | (198,484) | RefertoApp. B |
| 11/21/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (206,572) | (206,572) | RefertoApp. B |
| 11/21/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (124,836) | (124,836) | RefertoApp. B |
| 11/21/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (89,332) | (89,332) | RefertoApp. B |
| 11/22/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (172,735) | (172,735) | RefertoApp. B |
| 11/25/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 71,507 | 71,507 | RefertoApp. B |
|---|---|---|---|---|---|---|---|
| 11/25/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (78,111) | (78,111) | RefertoApp. B |
| 11/26/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (55,742) | (55,742) | RefertoApp. B |
| 11/27/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 62,346 | 62,346 | RefertoApp. B |
| 11/28/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (330,897) | (330,897) | Refer to App. B |
| 11/28/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (94,904) | (94,904) | RefertoApp. B |
| 11/28/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (627,265) | (627,265) | RefertoApp. B |
| 11/28/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (15,765) | (15,765) | RefertoApp. B |
| 11/28/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (62,346) | (62,346) | RefertoApp. B |
| 11/29/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (85,106) | (85,106) | RefertoApp. B |
| 12/2/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 155,173 | 155,173 | RefertoApp. B |
| 12/2/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (161,777) | (161,777) | RefertoApp. B |
| 12/3/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (118,468) | (118,468) | RefertoApp. B |
| 12/04/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (8,684) | (8,684) | RefertoApp. B |
| 12/04/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 122,958 | 122,958 | RefertoApp. B |
| 12/05/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (122,958) | (122,958) | Refer to App. B |
| 12/05/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (650,515) | (650,515) | RefertoApp. B |
| 12/05/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (587,433) | (587,433) | RefertoApp. B |
| 12/05/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (28,021) | (28,021) | RefertoApp. B |
| 12/06/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (297,052) | (297,052) | RefertoApp. B |
| 12/06/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (91,755) | (91,755) | RefertoApp. B |
| 12/06/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 1,328,614 | 1,328,614 | RefertoApp. B |
|---|---|---|---|---|---|---|---|
| 12/09/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (152,080) | (152,080) | RefertoApp. B |
| 12/09/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 270,430 | 270,430 | RefertoApp. B |
| 12/10/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 270,357 | 270,357 | RefertoApp. B |
| 12/12/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (8,458) | (8,458) | Refer to App. B |
| 12/13/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (481,881) | (481,881) | RefertoApp. B |
| 12/13/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (270,430) | (270,430) | RefertoApp. B |
| 12/13/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 1,004,750 | 1,004,750 | RefertoApp. B |
| 12/13/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (261,899) | (261,899) | RefertoApp. B |
| 12/16/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (694,653) | (694,653) | RefertoApp. B |
| 12/16/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 1,052,543 | 1,052,543 | RefertoApp. B |
| 12/16/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (364,496) | (364,496) | RefertoApp. B |
| 12/17/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 1,121,168 | 1,121,168 | RefertoApp. B |
| 12/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (640,254) | (640,254) | RefertoApp. B |
| 12/18/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (174,826) | (174,826) | RefertoApp. B |
| 12/19/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 783,702 | 783,702 | Refer to App. B |
| 12/20/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (467,996) | (467,996) | RefertoApp. B |
| 12/23/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (16,626) | (16,626) | RefertoApp. B |
| 12/23/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (315,706) | (315,706) | RefertoApp. B |
| 12/23/2019 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 783,824 | 783,824 | RefertoApp. B |
| 12/27/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (6,606) | (6,606) | RefertoApp. B |
| 12/30/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (6,961) | (6,961) | RefertoApp. B |
|---|---|---|---|---|---|---|---|
| 12/31/2019 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (63,564) | (63,564) | RefertoApp. B |
| 01/02/2020 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (7,419) | (7,419) | RefertoApp. B |
| 01/03/2020 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (20,650) | (20,650) | RefertoApp. B |
| 01/06/2020 | Merrill Lynch International (Australia) Limited |
Securities borrowed |
N/A | Ordinary | 49,902 | 49,902 | Refer to App. B |
| 01/07/2020 | Merrill Lynch International (Australia) Limited |
Securities returned |
N/A | Ordinary | (16,950) | (16,950) | RefertoApp. B |
| 9/9/2019 | Merrill Lynch International | Securities borrowed |
N/A | Ordinary | 383,945 | 383,945 | RefertoApp. B |
| 9/9/2019 | Merrill Lynch International | Securities returned |
N/A | Ordinary | (1) | (1) | RefertoApp. B |
| 9/9/2019 | Merrill Lynch International | Securities returned |
N/A | Ordinary | (383,944) | (383,944) | RefertoApp. B |
| 9/11/2019 | Merrill Lynch International | Securities returned |
N/A | Ordinary | (605) | (605) | RefertoApp. B |
| 9/18/2019 | Merrill Lynch International | Securities returned |
N/A | Ordinary | (305) | (305) | RefertoApp. B |
| 9/26/2019 | Merrill Lynch International | Securities returned |
N/A | Ordinary | (4,471) | (4,471) | RefertoApp. B |
| 12/27/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (209) | Ordinary | (70) | (70) | N/A |
| 12/27/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,001) | Ordinary | (337) | (337) | N/A |
| 12/27/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (25,200) | Ordinary | (8,489) | (8,489) | N/A |
| 12/27/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (3,104) | Ordinary | (1,045) | (1,045) | N/A |
| 12/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (15,093) | Ordinary | (4,885) | (4,885) | N/A |
| 12/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (34) | Ordinary | (11) | (11) | N/A |
| 12/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 20,326 | Ordinary | 6,646 | 6,646 | N/A |
| 12/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (18,087) | Ordinary | (5,914) | (5,914) | N/A |
| 12/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 889 | Ordinary | 286 | 286 | N/A |
| 12/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,058) | Ordinary | (998) | (998) | N/A |
|---|---|---|---|---|---|---|---|
| 12/31/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (4,289) | Ordinary | (1,449) | (1,449) | N/A |
| 12/31/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,609 | Ordinary | 1,574 | 1,574 | N/A |
| 12/31/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,367) | Ordinary | (1,121) | (1,121) | N/A |
| 12/31/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (1,192,247) | Ordinary | (395,179) | (395,179) | N/A |
| 1/2/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,148) | Ordinary | (727) | (727) | N/A |
| 1/2/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,584) | Ordinary | (539) | (539) | N/A |
| 1/2/2020 | Merrill Lynch(Australia)FuturesLtd | BUY | 493 | Ordinary | 169 | 169 | N/A |
| 1/3/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,047) | Ordinary | (364) | (364) | N/A |
| 1/3/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (44,591) | Ordinary | (15,429) | (15,429) | N/A |
| 1/3/2020 | Merrill Lynch(Australia)FuturesLtd | BUY | 8,348 | Ordinary | 2,919 | 2,919 | N/A |
| 1/6/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,281) | Ordinary | (2,166) | (2,166) | N/A |
| 1/6/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (36,485) | Ordinary | (12,530) | (12,530) | N/A |
| 1/6/2020 | Merrill Lynch(Australia)FuturesLtd | BUY | 537 | Ordinary | 185 | 185 | N/A |
| 1/7/2020 | Merrill Lynch(Australia)FuturesLtd | BUY | 838 | Ordinary | 283 | 283 | N/A |
| 1/7/2020 | Merrill Lynch (Australia) Futures Ltd | SELL | (3,823) | Ordinary | (1,296) | (1,296) | N/A |
| 1/7/2020 | Merrill Lynch(Australia)FuturesLtd | BUY | 15,948 | Ordinary | 5,371 | 5,371 | N/A |
| 1/7/2020 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,960,000 | Ordinary | 1,000,000 | 1,000,000 | N/A |
| 1/2/2020 | Merrill Lynch(Australia)FuturesLtd | SELL | (447) | Ordinary | (153) | (153) | N/A |
| 9/9/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (4,191) | Ordinary | (1,100) | (1,100) | N/A |
| 9/9/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 7,191 | Ordinary | 1,874 | 1,874 | N/A |
| 9/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,503 | Ordinary | 1,822 | 1,822 | N/A |
|---|---|---|---|---|---|---|---|
| 9/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 687 | Ordinary | 192 | 192 | N/A |
| 9/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,187 | Ordinary | 1,789 | 1,789 | N/A |
| 9/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,139 | Ordinary | 629 | 629 | N/A |
| 9/12/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 136 | Ordinary | 41 | 41 | N/A |
| 9/12/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 20 | Ordinary | 6 | 6 | N/A |
| 9/13/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,215 | Ordinary | 1,811 | 1,811 | N/A |
| 9/13/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 7,163 | Ordinary | 2,017 | 2,017 | N/A |
| 9/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,083 | Ordinary | 1,805 | 1,805 | N/A |
| 9/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,066 | Ordinary | 1,496 | 1,496 | N/A |
| 9/17/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,092) | Ordinary | (866) | (866) | N/A |
| 9/17/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,771 | Ordinary | 1,581 | 1,581 | N/A |
| 9/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,863) | Ordinary | (4,269) | (4,269) | N/A |
| 9/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,112 | Ordinary | 1,312 | 1,312 | N/A |
| 9/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,818 | Ordinary | 1,258 | 1,258 | N/A |
| 9/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,484 | Ordinary | 1,469 | 1,469 | N/A |
| 9/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,631 | Ordinary | 974 | 974 | N/A |
| 9/20/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,050 | Ordinary | 1,097 | 1,097 | N/A |
| 9/20/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 3,550 | Ordinary | 957 | 957 | N/A |
| 9/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,515 | Ordinary | 1,729 | 1,729 | N/A |
| 9/24/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,797,500 | Ordinary | 750,000 | 750,000 | N/A |
| 9/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,163 | Ordinary | 1,403 | 1,403 | N/A |
| 9/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,254 | Ordinary | 613 | 613 | N/A |
|---|---|---|---|---|---|---|---|
| 9/26/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,022 | Ordinary | 1,108 | 1,108 | N/A |
| 9/27/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,597 | Ordinary | 1,314 | 1,314 | N/A |
| 9/27/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,380 | Ordinary | 700 | 700 | N/A |
| 9/30/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 884 | Ordinary | 254 | 254 | N/A |
| 9/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,067 | Ordinary | 900 | 900 | N/A |
| 9/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 30,914 | Ordinary | 9,228 | 9,228 | N/A |
| 10/1/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (25,143) | Ordinary | (7,193) | (7,193) | N/A |
| 10/1/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,783 | Ordinary | 1,657 | 1,657 | N/A |
| 10/1/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,129 | Ordinary | 593 | 593 | N/A |
| 10/1/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,334) | Ordinary | (1,497) | (1,497) | N/A |
| 10/1/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,296,000 | Ordinary | 1,200,000 | 1,200,000 | N/A |
| 10/2/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (17,945) | Ordinary | (5,127) | (5,127) | N/A |
| 10/2/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,758 | Ordinary | 1,348 | 1,348 | N/A |
| 10/2/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,047 | Ordinary | 1,447 | 1,447 | N/A |
| 10/3/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (41) | Ordinary | (12) | (12) | N/A |
| 10/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,869 | Ordinary | 563 | 563 | N/A |
| 10/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 14,593 | Ordinary | 4,400 | 4,400 | N/A |
| 10/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 11,293,838 | Ordinary | 3,467,239 | 3,467,239 | N/A |
| 10/4/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,924 | Ordinary | 571 | 571 | N/A |
| 10/4/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 739,919 | Ordinary | 218,911 | 218,911 | N/A |
| 10/7/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,702 | Ordinary | 500 | 500 | N/A |
|---|---|---|---|---|---|---|---|
| 10/8/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 22,373 | Ordinary | 6,567 | 6,567 | N/A |
| 10/8/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 303 | Ordinary | 89 | 89 | N/A |
| 10/8/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (7,139) | Ordinary | (2,092) | (2,092) | N/A |
| 10/8/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (9,214) | Ordinary | (2,708) | (2,708) | N/A |
| 10/9/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,211) | Ordinary | (2,685) | (2,685) | N/A |
| 10/9/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,499 | Ordinary | 437 | 437 | N/A |
| 10/9/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,108) | Ordinary | (1,787) | (1,787) | N/A |
| 10/10/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,137) | Ordinary | (895) | (895) | N/A |
| 10/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 21,718 | Ordinary | 6,295 | 6,295 | N/A |
| 10/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,799 | Ordinary | 1,670 | 1,670 | N/A |
| 10/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,079 | Ordinary | 303 | 303 | N/A |
| 10/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 7,314,359 | Ordinary | 2,120,104 | 2,120,104 | N/A |
| 10/11/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (24,838) | Ordinary | (7,175) | (7,175) | N/A |
| 10/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 972 | Ordinary | 285 | 285 | N/A |
| 10/11/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 4,420 | Ordinary | 1,300 | 1,300 | N/A |
| 10/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 53,343 | Ordinary | 15,952 | 15,952 | N/A |
| 10/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,665,000 | Ordinary | 500,000 | 500,000 | N/A |
| 10/14/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,882) | Ordinary | (1,178) | (1,178) | N/A |
| 10/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,873 | Ordinary | 1,163 | 1,163 | N/A |
| 10/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,344 | Ordinary | 406 | 406 | N/A |
| 10/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 16,153 | Ordinary | 5,000 | 5,000 | N/A |
|---|---|---|---|---|---|---|---|
| 10/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,214 | Ordinary | 1,000 | 1,000 | N/A |
| 10/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 593,850 | Ordinary | 185,000 | 185,000 | N/A |
| 10/15/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,514 | Ordinary | 1,100 | 1,100 | N/A |
| 10/15/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (8,116) | Ordinary | (2,449) | (2,449) | N/A |
| 10/15/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,181 | Ordinary | 669 | 669 | N/A |
| 10/15/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,757 | Ordinary | 544 | 544 | N/A |
| 10/15/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,482 | Ordinary | 463 | 463 | N/A |
| 10/15/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 193,800 | Ordinary | 60,000 | 60,000 | N/A |
| 10/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,926 | Ordinary | 560 | 560 | N/A |
| 10/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 12,252 | Ordinary | 3,618 | 3,618 | N/A |
| 10/16/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,307) | Ordinary | (389) | (389) | N/A |
| 10/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,249 | Ordinary | 389 | 389 | N/A |
| 10/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,036 | Ordinary | 303 | 303 | N/A |
| 10/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 17,071 | Ordinary | 5,021 | 5,021 | N/A |
| 10/17/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 10,343 | Ordinary | 3,106 | 3,106 | N/A |
| 10/17/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,810) | Ordinary | (544) | (544) | N/A |
| 10/17/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 541 | Ordinary | 163 | 163 | N/A |
| 10/17/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,002) | Ordinary | (301) | (301) | N/A |
| 10/17/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,677) | Ordinary | (505) | (505) | N/A |
| 10/17/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,252 | Ordinary | 1,596 | 1,596 | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (10,196) | Ordinary | (2,871) | (2,871) | N/A |
|---|---|---|---|---|---|---|---|
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,103 | Ordinary | 315 | 315 | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 55,295 | Ordinary | 15,313 | 15,313 | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (14,532) | Ordinary | (4,152) | (4,152) | N/A |
| 10/18/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 564 | Ordinary | 157 | 157 | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (8,663) | Ordinary | (2,440) | (2,440) | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,591) | Ordinary | (1,863) | (1,863) | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,095 | Ordinary | 311 | 311 | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 13,281 | Ordinary | 3,700 | 3,700 | N/A |
| 10/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,743,004) | Ordinary | (491,971) | (491,971) | N/A |
| 10/21/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,624) | Ordinary | (1,015) | (1,015) | N/A |
| 10/21/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 7,289 | Ordinary | 2,065 | 2,065 | N/A |
| 10/21/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,808 | Ordinary | 1,091 | 1,091 | N/A |
| 10/21/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (4,444) | Ordinary | (1,238) | (1,238) | N/A |
| 10/21/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,612) | Ordinary | (2,700) | (2,700) | N/A |
| 10/21/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 7,612 | Ordinary | 2,200 | 2,200 | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,881) | Ordinary | (4,521) | (4,521) | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,470) | Ordinary | (4,500) | (4,500) | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (7,391) | Ordinary | (2,053) | (2,053) | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,383 | Ordinary | 380 | 380 | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 53,470 | Ordinary | 14,034 | 14,034 | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 28,744 | Ordinary | 7,761 | 7,761 | N/A |
|---|---|---|---|---|---|---|---|
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 8,248 | Ordinary | 2,203 | 2,203 | N/A |
| 10/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 14,530 | Ordinary | 3,885 | 3,885 | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (8,185) | Ordinary | (2,196) | (2,196) | N/A |
| 10/23/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 2,019 | Ordinary | 543 | 543 | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,932) | Ordinary | (525) | (525) | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 46 | Ordinary | 12 | 12 | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 679 | Ordinary | 184 | 184 | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,724 | Ordinary | 1,001 | 1,001 | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (8,402) | Ordinary | (2,211) | (2,211) | N/A |
| 10/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 16,214 | Ordinary | 4,391 | 4,391 | N/A |
| 10/24/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (10,102) | Ordinary | (2,724) | (2,724) | N/A |
| 10/24/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,407) | Ordinary | (2,542) | (2,542) | N/A |
| 10/24/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 748 | Ordinary | 200 | 200 | N/A |
| 10/24/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,665 | Ordinary | 445 | 445 | N/A |
| 10/24/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (2,959) | Ordinary | (804) | (804) | N/A |
| 10/24/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 159 | Ordinary | 43 | 43 | N/A |
| 10/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,101 | Ordinary | 563 | 563 | N/A |
| 10/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 102 | Ordinary | 28 | 28 | N/A |
| 10/25/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,319) | Ordinary | (1,470) | (1,470) | N/A |
| 10/25/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,971) | Ordinary | (1,849) | (1,849) | N/A |
| 10/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,421 | Ordinary | 920 | 920 | N/A |
|---|---|---|---|---|---|---|---|
| 10/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 720 | Ordinary | 192 | 192 | N/A |
| 10/28/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 728 | Ordinary | 201 | 201 | N/A |
| 10/28/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,815 | Ordinary | 517 | 517 | N/A |
| 10/28/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (15,838) | Ordinary | (4,449) | (4,449) | N/A |
| 10/28/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 8,215 | Ordinary | 2,359 | 2,359 | N/A |
| 10/28/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,373) | Ordinary | (386) | (386) | N/A |
| 10/28/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,516 | Ordinary | 1,000 | 1,000 | N/A |
| 10/29/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 727 | Ordinary | 210 | 210 | N/A |
| 10/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,509) | Ordinary | (2,749) | (2,749) | N/A |
| 10/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,903) | Ordinary | (1,138) | (1,138) | N/A |
| 10/29/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 89 | Ordinary | 26 | 26 | N/A |
| 10/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,885) | Ordinary | (543) | (543) | N/A |
| 10/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,166) | Ordinary | (351) | (351) | N/A |
| 10/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (82,825) | Ordinary | (24,328) | (24,328) | N/A |
| 10/30/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 1,567 | Ordinary | 461 | 461 | N/A |
| 10/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,397 | Ordinary | 722 | 722 | N/A |
| 10/30/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (4,857) | Ordinary | (1,452) | (1,452) | N/A |
| 10/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 493 | Ordinary | 145 | 145 | N/A |
| 10/30/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,669 | Ordinary | 500 | 500 | N/A |
| 10/31/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,013) | Ordinary | (1,718) | (1,718) | N/A |
| 10/31/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,276) | Ordinary | (1,530) | (1,530) | N/A |
|---|---|---|---|---|---|---|---|
| 10/31/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,025) | Ordinary | (1,500) | (1,500) | N/A |
| 10/31/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,482 | Ordinary | 427 | 427 | N/A |
| 10/31/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 336 | Ordinary | 97 | 97 | N/A |
| 10/31/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 5,080 | Ordinary | 1,530 | 1,530 | N/A |
| 11/1/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 19,044 | Ordinary | 5,668 | 5,668 | N/A |
| 11/4/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,407) | Ordinary | (420) | (420) | N/A |
| 11/4/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (17,297) | Ordinary | (5,215) | (5,215) | N/A |
| 11/4/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 13,022 | Ordinary | 3,884 | 3,884 | N/A |
| 11/5/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,280 | Ordinary | 982 | 982 | N/A |
| 11/5/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (17,394) | Ordinary | (5,303) | (5,303) | N/A |
| 11/6/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (51) | Ordinary | (16) | (16) | N/A |
| 11/6/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 121 | Ordinary | 38 | 38 | N/A |
| 11/6/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 665 | Ordinary | 202 | 202 | N/A |
| 11/6/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 13,844 | Ordinary | 4,297 | 4,297 | N/A |
| 11/7/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (4,236) | Ordinary | (1,371) | (1,371) | N/A |
| 11/7/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,283) | Ordinary | (414) | (414) | N/A |
| 11/7/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 10,434 | Ordinary | 3,383 | 3,383 | N/A |
| 11/8/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (845) | Ordinary | (274) | (274) | N/A |
| 11/8/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (21,002) | Ordinary | (6,895) | (6,895) | N/A |
| 11/8/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 10,271 | Ordinary | 3,362 | 3,362 | N/A |
| 11/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,184 | Ordinary | 1,049 | 1,049 | N/A |
|---|---|---|---|---|---|---|---|
| 11/11/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (673) | Ordinary | (223) | (223) | N/A |
| 11/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,731 | Ordinary | 1,900 | 1,900 | N/A |
| 11/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 721 | Ordinary | 238 | 238 | N/A |
| 11/11/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (9,342) | Ordinary | (3,063) | (3,063) | N/A |
| 11/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 14,529 | Ordinary | 4,800 | 4,800 | N/A |
| 11/12/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (570) | Ordinary | (184) | (184) | N/A |
| 11/12/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (46) | Ordinary | (15) | (15) | N/A |
| 11/12/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 18,359 | Ordinary | 6,079 | 6,079 | N/A |
| 11/12/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 13,363 | Ordinary | 4,332 | 4,332 | N/A |
| 11/12/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,890) | Ordinary | (1,900) | (1,900) | N/A |
| 11/12/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (20,355) | Ordinary | (6,616) | (6,616) | N/A |
| 11/13/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,383 | Ordinary | 446 | 446 | N/A |
| 11/13/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,968) | Ordinary | (643) | (643) | N/A |
| 11/13/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (18,168) | Ordinary | (6,025) | (6,025) | N/A |
| 11/13/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 433 | Ordinary | 144 | 144 | N/A |
| 11/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 24,092 | Ordinary | 8,036 | 8,036 | N/A |
| 11/14/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,019) | Ordinary | (340) | (340) | N/A |
| 11/14/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 690 | Ordinary | 230 | 230 | N/A |
| 11/14/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (12,909) | Ordinary | (4,200) | (4,200) | N/A |
| 11/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (690) | Ordinary | (238) | (238) | N/A |
| 11/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 937 | Ordinary | 330 | 330 | N/A |
|---|---|---|---|---|---|---|---|
| 11/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (82,605) | Ordinary | (29,099) | (29,099) | N/A |
| 11/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,529 | Ordinary | 900 | 900 | N/A |
| 11/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 83,805 | Ordinary | 29,099 | 29,099 | N/A |
| 11/19/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 69,211 | Ordinary | 23,866 | 23,866 | N/A |
| 11/19/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (597) | Ordinary | (206) | (206) | N/A |
| 11/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 806 | Ordinary | 278 | 278 | N/A |
| 11/19/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,480,000) | Ordinary | (1,200,000) | (1,200,000) | N/A |
| 11/20/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,218) | Ordinary | (406) | (406) | N/A |
| 11/20/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (58,456) | Ordinary | (19,706) | (19,706) | N/A |
| 11/20/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,600) | Ordinary | (3,200) | (3,200) | N/A |
| 11/20/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,057 | Ordinary | 694 | 694 | N/A |
| 11/21/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 39,499 | Ordinary | 14,281 | 14,281 | N/A |
| 11/21/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (12,056) | Ordinary | (4,229) | (4,229) | N/A |
| 11/21/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 8,471 | Ordinary | 2,911 | 2,911 | N/A |
| 11/21/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (26,747) | Ordinary | (9,647) | (9,647) | N/A |
| 11/21/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,620,000) | Ordinary | (6,000,000) | (6,000,000) | N/A |
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 18,795 | Ordinary | 7,058 | 7,058 | N/A |
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,510) | Ordinary | (560) | (560) | N/A |
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 9,470 | Ordinary | 3,535 | 3,535 | N/A |
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (7,861) | Ordinary | (2,838) | (2,838) | N/A |
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,225 | Ordinary | 2,334 | 2,334 | N/A |
|---|---|---|---|---|---|---|---|
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,787 | Ordinary | 1,417 | 1,417 | N/A |
| 11/22/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,345,000 | Ordinary | 500,000 | 500,000 | N/A |
| 11/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 11,171 | Ordinary | 3,913 | 3,913 | N/A |
| 11/25/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (8,724) | Ordinary | (3,156) | (3,156) | N/A |
| 11/25/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (14,763) | Ordinary | (5,163) | (5,163) | N/A |
| 11/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 7,786 | Ordinary | 3,018 | 3,018 | N/A |
| 11/25/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 6,311 | Ordinary | 2,446 | 2,446 | N/A |
| 11/26/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,090) | Ordinary | (711) | (711) | N/A |
| 11/26/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 24,407 | Ordinary | 8,440 | 8,440 | N/A |
| 11/26/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,716) | Ordinary | (927) | (927) | N/A |
| 11/26/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (10,993) | Ordinary | (4,054) | (4,054) | N/A |
| 11/26/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,812) | Ordinary | (2,018) | (2,018) | N/A |
| 11/26/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 15,610 | Ordinary | 5,760 | 5,760 | N/A |
| 11/27/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 759 | Ordinary | 269 | 269 | N/A |
| 11/27/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (9,645) | Ordinary | (3,456) | (3,456) | N/A |
| 11/27/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (50,062) | Ordinary | (17,828) | (17,828) | N/A |
| 11/28/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 10,802 | Ordinary | 3,712 | 3,712 | N/A |
| 11/28/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,645) | Ordinary | (1,940) | (1,940) | N/A |
| 11/28/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,710) | Ordinary | (925) | (925) | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,953) | Ordinary | (3,593) | (3,593) | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,433) | Ordinary | (1,933) | (1,933) | N/A |
|---|---|---|---|---|---|---|---|
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 8,792 | Ordinary | 3,207 | 3,207 | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (475) | Ordinary | (171) | (171) | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (10,191) | Ordinary | (3,478) | (3,478) | N/A |
| 11/29/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 58 | Ordinary | 21 | 21 | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,247) | Ordinary | (798) | (798) | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 10,146 | Ordinary | 3,617 | 3,617 | N/A |
| 11/29/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 61,505 | Ordinary | 22,204 | 22,204 | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 912 | Ordinary | 328 | 328 | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (45,270) | Ordinary | (14,409) | (14,409) | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 85,578 | Ordinary | 28,083 | 28,083 | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 24,266 | Ordinary | 7,696 | 7,696 | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,197) | Ordinary | (3,005) | (3,005) | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (14,439) | Ordinary | (4,897) | (4,897) | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (5,141) | Ordinary | (1,800) | (1,800) | N/A |
| 12/2/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (89) | Ordinary | (29) | (29) | N/A |
| 12/2/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 9,435 | Ordinary | 3,000 | 3,000 | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,837,000 | Ordinary | 1,825,283 | 1,825,283 | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 20,991 | Ordinary | 6,610 | 6,610 | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (13,131) | Ordinary | (4,023) | (4,023) | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (22,463) | Ordinary | (6,845) | (6,845) | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,896) | Ordinary | (2,143) | (2,143) | N/A |
|---|---|---|---|---|---|---|---|
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 18,130 | Ordinary | 5,494 | 5,494 | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,433 | Ordinary | 1,072 | 1,072 | N/A |
| 12/3/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (38,759) | Ordinary | (12,140) | (12,140) | N/A |
| 12/3/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (30,720) | Ordinary | (9,433) | (9,433) | N/A |
| 12/4/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (741) | Ordinary | (247) | (247) | N/A |
| 12/4/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 12,111 | Ordinary | 3,916 | 3,916 | N/A |
| 12/4/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (77,618) | Ordinary | (25,639) | (25,639) | N/A |
| 12/4/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,720) | Ordinary | (536) | (536) | N/A |
| 12/5/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,361) | Ordinary | (774) | (774) | N/A |
| 12/5/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,686 | Ordinary | 1,889 | 1,889 | N/A |
| 12/5/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 8,539 | Ordinary | 2,829 | 2,829 | N/A |
| 12/5/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (7,922) | Ordinary | (2,584) | (2,584) | N/A |
| 12/5/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,662) | Ordinary | (536) | (536) | N/A |
| 12/6/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 20,215 | Ordinary | 6,802 | 6,802 | N/A |
| 12/6/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (4,387) | Ordinary | (1,492) | (1,492) | N/A |
| 12/6/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 36 | Ordinary | 12 | 12 | N/A |
| 12/9/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 7,733 | Ordinary | 2,666 | 2,666 | N/A |
| 12/9/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,958) | Ordinary | (668) | (668) | N/A |
| 12/9/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (9,417) | Ordinary | (3,186) | (3,186) | N/A |
| 12/9/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 894 | Ordinary | 318 | 318 | N/A |
| 12/9/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (30,476) | Ordinary | (10,761) | (10,761) | N/A |
|---|---|---|---|---|---|---|---|
| 12/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 31,324 | Ordinary | 11,599 | 11,599 | N/A |
| 12/10/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,528) | Ordinary | (1,250) | (1,250) | N/A |
| 12/10/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,101 | Ordinary | 778 | 778 | N/A |
| 12/10/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (4,117) | Ordinary | (1,513) | (1,513) | N/A |
| 12/10/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (4,367) | Ordinary | (1,588) | (1,588) | N/A |
| 12/11/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (23,609) | Ordinary | (8613) | (8613) | N/A |
| 12/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,979 | Ordinary | 2198 | 2198 | N/A |
| 12/11/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (884) | Ordinary | (318) | (318) | N/A |
| 12/11/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 152 | Ordinary | 56 | 56 | N/A |
| 12/12/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 17,849 | Ordinary | 6529 | 6529 | N/A |
| 12/12/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (6,899) | Ordinary | (2518) | (2518) | N/A |
| 12/12/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,579) | Ordinary | (6058) | (6058) | N/A |
| 12/13/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 11,785 | Ordinary | 4414 | 4414 | N/A |
| 12/13/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,697) | Ordinary | (1330) | (1330) | N/A |
| 12/13/2019 | Merrill Lynch (Australia) Futures Ltd | BUY | 5,736 | Ordinary | 2115 | 2115 | N/A |
| 12/13/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,819) | Ordinary | (6305) | (6305) | N/A |
| 12/13/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,133) | Ordinary | (796) | (796) | N/A |
| 12/13/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,471 | Ordinary | 1300 | 1300 | N/A |
| 12/13/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 267,000 | Ordinary | 100000 | 100000 | N/A |
| 12/16/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (9,011) | Ordinary | (3300) | (3300) | N/A |
| 12/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,754 | Ordinary | 652 | 652 | N/A |
| 12/16/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (11,017) | Ordinary | (4046) | (4046) | N/A |
| 12/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,338 | Ordinary | 869 | 869 | N/A |
| 12/16/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 20,400 | Ordinary | 7396 | 7396 | N/A |
| 12/16/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,208,000) | Ordinary | (800000) | (800000) | N/A |
| 12/17/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (4,813) | Ordinary | (1744) | (1744) | N/A |
| 12/17/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 11,802 | Ordinary | 4195 | 4195 | N/A |
| 12/17/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 2,421 | Ordinary | 861 | 861 | N/A |
| 12/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (2,485) | Ordinary | (878) | (878) | N/A |
| 12/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 229 | Ordinary | 83 | 83 | N/A |
| 12/18/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 1,053 | Ordinary | 382 | 382 | N/A |
| 12/18/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (16,640) | Ordinary | (6034) | (6034) | N/A |
| 12/19/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (1,847) | Ordinary | (664) | (664) | N/A |
| 12/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,722 | Ordinary | 1709 | 1709 | N/A |
|---|---|---|---|---|---|---|---|
| 12/19/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,859) | Ordinary | (1383) | (1383) | N/A |
| 12/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 64,212 | Ordinary | 23268 | 23268 | N/A |
| 12/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 4,642 | Ordinary | 1682 | 1682 | N/A |
| 12/19/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 61,102 | Ordinary | 22134 | 22134 | N/A |
| 12/20/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 104,547 | Ordinary | 36849 | 36849 | N/A |
| 12/20/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (36,119) | Ordinary | (12705) | (12705) | N/A |
| 12/20/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (852) | Ordinary | (296) | (296) | N/A |
| 12/20/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 5,751 | Ordinary | 2002 | 2002 | N/A |
| 12/20/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,943) | Ordinary | (1369) | (1369) | N/A |
| 12/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,704 | Ordinary | 1309 | 1309 | N/A |
| 12/23/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (10,736) | Ordinary | (3708) | (3708) | N/A |
| 12/23/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (31,607) | Ordinary | (11168) | (11168) | N/A |
| 12/23/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (657) | Ordinary | (232) | (232) | N/A |
| 12/23/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 59,770 | Ordinary | 21120 | 21120 | N/A |
| 12/23/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,085) | Ordinary | (1094) | (1094) | N/A |
| 12/24/2019 | Merrill Lynch (Australia) Futures Ltd | SELL | (31,184) | Ordinary | (10719) | (10719) | N/A |
| 12/24/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 16,025 | Ordinary | 5488 | 5488 | N/A |
| 12/24/2019 | Merrill Lynch(Australia)FuturesLtd | SELL | (3,374) | Ordinary | (1143) | (1143) | N/A |
| 12/27/2019 | Merrill Lynch(Australia)FuturesLtd | BUY | 3,885 | Ordinary | 1302 | 1302 | N/A |
Appendix B-1: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch International (Australia) Limited and Equity TrusteesLimitedAsTrusteeAndResponsibleEntity Of Regal InvestmentFund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-2: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and Integrated Core Strategies (Asia) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-3: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch International (Australia) Limited and Regal Funds Management Pty Limited as Trustee of Regal Australian Long Short Equity Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-4: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch International (Australia) Limited and Regal FundsManagementPtyLimited asTrustee of Tasman MarketNeutral Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-5: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch International (Australia) Limited and Regal FundsManagementPtyLimited asTrustee of AtlanticAbsoluteReturn Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-6: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch International (Australia) Limited and SSW- TRADING GMBH |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-7: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch International (Australia) Limited and SusquehannaPacificPtyLtd |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix C
| Related bodies corporate | Incorporated | ACN/Registration/Incorporation Number |
|---|---|---|
| Merrill Lynch International | United Kingdom | 2312079 |
| ML UK Capital Holdings | United Kingdom | 4971231 |
| BofAML EMEA Holdings 2 Limited | United States | 119605 |
| Merrill Lynch(Australia)Futures Limited | Australia | 003639674 |
| Merrill Lynch International(Australia)Limited | Australia | 002892846 |
| Merrill Lynch Markets(Australia)Pty. Limited | Australia | 075587816 |
| Merrill Lynch(Australasia)Pty. Limited | Australia | 075923894 |
| Bank of America Global Holdings,LLC | United States | 5169939 |
| BofAML JerseyHoldings Limited | Jersey | 115831 |
| NB Holdings Corporation | United States | 2361372 |
| Bank of America Corporation | United States | N/A628 |
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