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Opthea Ltd — Major Shareholding Notification 2020
Dec 9, 2020
32698_rns_2020-12-09_38ca7952-8467-41a6-be8f-d7db5aa853c1.pdf
Major Shareholding Notification
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Form 603
Corporations Act Section 671B Notice of initial substantial holder
To: Company Name/Scheme OPTHEA LIMITED
ACN/ ~~ARSN~~
006 340 567
1. Details of substantial holder (1)
Name
Bank of America Corporation and its related bodies corporate (See Appendix C)
ACN/ARSN (if applicable)
The holder became a substantial holder on: 7 December 2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons’ votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 13,157,156 | 13,157,156 | 3.90% |
| American Depository Shares (ADS) | 1,177,858 | 9,422,864 | 2.79% |
| Total Voting Power | 22,580,020 | 6.69% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Merrill Lynch (Australia) Futures Limited | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. |
Ordinary 6,066,483 |
| Merrill Lynch International | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. |
Ordinary 4,223 |
| Merrill Lynch International | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
Ordinary 412,914 |
| Merrill Lynch International | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
1,177,724 ADS representing 9,421,792 Ordinary Shares |
| Merrill Lynch Markets (Australia) Pty Limited |
Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. |
Ordinary 6,673,536 |
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| BofA Securities, Inc. | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. |
134 ADS representing 1,072 Ordinary Shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Merrill Lynch (Australia) Futures Limited |
Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch (Australia) Futures Limited |
Ordinary 6,066,483 |
| Merrill Lynch International | Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch International | Ordinary 417,137 |
| Merrill Lynch International | Merrill Lynch International | 1,177,724 ADS representing 9,421,792 Ordinary Shares |
|
| Merrill Lynch Markets (Australia) Pty Limited |
Merrill Lynch (Australia) Nominees Pty Ltd |
Merrill Lynch Markets (Australia) Pty Limited |
Ordinary 6,673,536 |
| BofA Securities, Inc. | BofA Securities, Inc. | 134 ADS representing 1,072 Ordinary Shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Please see Annexure A. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ ARSN (if applicable) | Nature of association |
|---|---|
| Merrill Lynch (Australia) Futures Limited | Related body corporate |
| Merrill Lynch (Australia) Nominees Pty Ltd | Related body corporate |
| Merrill Lynch Markets (Australia) Pty Limited | Related body corporate |
| Merrill Lynch International | Related body corporate |
| BofA Securities, Inc. | Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Addresses |
|---|---|
| Bank of America Corporation | 100 North Tryon Street, Charlotte, North Carolina, 28255, USA |
| Merrill Lynch (Australia) Futures Limited | Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia |
| Merrill Lynch (Australia) Nominees Pty Ltd | Level 19, 120 Collins St, Melbourne Vic 3000, Australia |
| Merrill Lynch Markets (Australia) Pty Limited | Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,Australia |
| Merrill Lynch International | 2 King Edward Street, London, England, EC1A 1HQ, United Kingdom |
| BofA Securities, Inc. | One Bryant Park, New York NY 10036, USA |
SIGNATURE
Print Name: Kelvin Kwok Capacity: Authorised signatory Sign Here: Date: 9 December 2020
Appendix A
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 08/07/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (54,167) | (54,167) | RefertoApp. B |
| 08/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (21,816) | (21,816) | RefertoApp. B |
| 08/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (16,089) | (16,089) | RefertoApp. B |
| 08/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (5,918) | (5,918) | RefertoApp. B |
| 08/10/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (210) | Ordinary | (88) | (88) | N/A |
| 08/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (115,471) | Ordinary | (47,902) | (47,902) | N/A |
| 08/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 32,246 | Ordinary |
13,327 | 13,327 | N/A |
| 08/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,985) | Ordinary | (13,327) | (13,327) | N/A |
| 08/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (104) | Ordinary | (44) | (44) | N/A |
| 08/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,259 | Ordinary |
945 | 945 | N/A |
| 08/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 47,107 | Ordinary |
19,777 | 19,777 | N/A |
| 08/11/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (47,069) | Ordinary | (19,777) | (19,777) | N/A |
| 08/12/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 144,158 | 144,158 | RefertoApp. B |
| 08/12/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,151 | Ordinary |
931 | 931 | N/A |
| 08/12/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 47,515 | Ordinary |
20,474 | 20,474 | N/A |
| 08/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (80,944) | Ordinary | (34,820) | (34,820) | N/A |
| 08/12/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 6,101 | Ordinary |
2,641 | 2,641 | N/A |
| 08/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (51) | Ordinary | (22) | (22) | N/A |
| 08/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,295) | Ordinary | (20,474) | (20,474) | N/A |
| 08/13/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (21,816) | (21,816) | RefertoApp. B |
| 08/13/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (100,526) | (100,526) | Refer to App. B |
| 08/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,869) | Ordinary | (3,729) | (3,729) | N/A |
| 08/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,116) | Ordinary | (474) | (474) | N/A |
| 08/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 514 | Ordinary | 218 | 218 | N/A |
| 08/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,530 | Ordinary |
1,072 | 1,072 | N/A |
| 08/14/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (122,342) | (122,342) | Refer to App. B |
| 08/14/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 265,845 | 265,845 | RefertoApp. B |
| 08/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 26,853 | Ordinary |
11,282 | 11,282 | N/A |
| 08/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,219) | Ordinary | (936) | (936) | N/A |
| 08/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 39,203 | Ordinary |
16,542 | 16,542 | N/A |
| 08/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,626) | Ordinary | (11,282) | (11,282) | N/A |
| 08/17/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (6,113) | (6,113) | RefertoApp. B |
| 08/17/2020 | Merrill Lynch International | SELL | (202) | Ordinary | (85) | (85) | N/A |
| 08/17/2020 | Merrill Lynch International | SELL | (417) | Ordinary | (175) | (175) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 08/17/2020 | Merrill Lynch International | SELL | (100) | Ordinary | (42) | (42) | N/A |
| 08/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 486 | Ordinary | 205 | 205 | N/A |
| 08/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,215) | Ordinary | (512) | (512) | N/A |
| 08/17/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 15,399 | Ordinary |
6,443 | 6,443 | N/A |
| 08/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (63,116) | Ordinary | (26,721) | (26,721) | N/A |
| 08/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,536) | Ordinary | (10,640) | (10,640) | N/A |
| 08/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,265 | Ordinary |
10,640 | 10,640 | N/A |
| 08/18/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 102,434 | 102,434 | RefertoApp. B |
| 08/18/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (14,186) | Ordinary | (5,849) | (5,849) | N/A |
| 08/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 128,755 | Ordinary |
53,076 | 53,076 | N/A |
| 08/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (718) | Ordinary | (299) | (299) | N/A |
| 08/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 36,878 | Ordinary |
15,114 | 15,114 | N/A |
| 08/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 279 | Ordinary | 115 | 115 | N/A |
| 08/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,727) | Ordinary | (15,114) | (15,114) | N/A |
| 08/19/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 983,195 | 983,195 | RefertoApp. B |
| 08/19/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 124,590 | Ordinary |
50,129 | 50,129 | N/A |
| 08/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 48,879 | Ordinary |
20,070 | 20,070 | N/A |
| 08/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 29,302 | Ordinary |
12,009 | 12,009 | N/A |
| 08/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (53,652) | Ordinary | (21,998) | (21,998) | N/A |
| 08/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (29,022) | Ordinary | (12,071) | (12,071) | N/A |
| 08/19/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (48,168) | Ordinary | (20,070) | (20,070) | N/A |
| 08/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (34,789) | (34,789) | RefertoApp. B |
| 08/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (33,379) | (33,379) | RefertoApp. B |
| 08/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (102,434) | (102,434) | RefertoApp. B |
| 08/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (265,845) | (265,845) | RefertoApp. B |
| 08/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (249,068) | (249,068) | RefertoApp. B |
| 08/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (107) | Ordinary | (46) | (46) | N/A |
| 08/20/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (50,030) | Ordinary | (21,673) | (21,673) | N/A |
| 08/21/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 1,024,039 | 1,024,039 | RefertoApp. B |
| 08/21/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (151,022) | (151,022) | RefertoApp. B |
| 08/21/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (233,041) | (233,041) | RefertoApp. B |
| 08/21/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (11,968) | (11,968) | RefertoApp. B |
| 08/21/2020 | Merrill Lynch International | SELL | (8) | Ordinary | (3) | (3) | N/A |
| 08/21/2020 | Merrill Lynch International | BUY | 8 | Ordinary | 3 | 3 | N/A |
| 08/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 172,547 | Ordinary |
70,369 | 70,369 | N/A |
| 08/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (162,723) | Ordinary | (64,976) | (64,976) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 08/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (4,452) | Ordinary | (1,781) | (1,781) | N/A |
| 08/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 55,189 | Ordinary |
21,726 | 21,726 | N/A |
| 08/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (170,184) | Ordinary | (66,739) | (66,739) | N/A |
| 08/21/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 167,934 | Ordinary |
66,739 | 66,739 | N/A |
| 08/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (32,149) | (32,149) | RefertoApp. B |
| 08/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (185) | (185) | RefertoApp. B |
| 08/24/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 102,044 | 102,044 | RefertoApp. B |
| 08/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 82,624 | Ordinary |
34,210 | 34,210 | N/A |
| 08/24/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 89,354 | Ordinary |
37,231 | 37,231 | N/A |
| 08/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 145,183 | Ordinary |
57,987 | 57,987 | N/A |
| 08/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 172,713 | Ordinary |
70,770 | 70,770 | N/A |
| 08/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,090) | Ordinary | (11,976) | (11,976) | N/A |
| 08/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (85,821) | Ordinary | (33,794) | (33,794) | N/A |
| 08/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (139,169) | Ordinary | (57,987) | (57,987) | N/A |
| 08/25/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 99,967 | 99,967 | RefertoApp. B |
| 08/25/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (133,756) | Ordinary | (55,977) | (55,977) | N/A |
| 08/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (63,844) | Ordinary | (26,287) | (26,287) | N/A |
| 08/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 82,957 | Ordinary |
34,210 | 34,210 | N/A |
| 08/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 66,463 | Ordinary |
27,429 | 27,429 | N/A |
| 08/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,928,000) | Ordinary | (1,200,000) | (1,200,000) | N/A |
| 08/25/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (66,927) | Ordinary | (27,429) | (27,429) | N/A |
| 08/26/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (4,533) | (4,533) | RefertoApp. B |
| 08/26/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (251,774) | (251,774) | RefertoApp. B |
| 08/26/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (102,044) | (102,044) | RefertoApp. B |
| 08/26/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 353,818 | 353,818 | RefertoApp. B |
| 08/26/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 101,205 | 101,205 | RefertoApp. B |
| 08/26/2020 | Merrill Lynch International | SELL | (14) | Ordinary | (6) | (6) | N/A |
| 08/26/2020 | Merrill Lynch International | BUY | 14 | Ordinary | 6 | 6 | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,129) | Ordinary | (9,464) | (9,464) | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (35,842) | Ordinary | (14,832) | (14,832) | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 45,352 | Ordinary |
18,653 | 18,653 | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,715 | Ordinary |
1,548 | 1,548 | N/A |
| 08/26/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 56,045 | Ordinary |
23,352 | 23,352 | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,000,000 | Ordinary |
2,500,000 | 2,500,000 | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,391 | Ordinary |
15,964 | 15,964 | N/A |
| 08/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (44,767) | Ordinary | (18,653) | (18,653) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 08/27/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 178,724 | 178,724 | RefertoApp. B |
| 08/27/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (114,922) | (114,922) | RefertoApp. B |
| 08/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (353,818) | (353,818) | RefertoApp. B |
| 08/27/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (99,967) | (99,967) | Refer to App. B |
| 08/27/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 453,785 | 453,785 | RefertoApp. B |
| 08/27/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 101,165 | 101,165 | RefertoApp. B |
| 08/27/2020 | Merrill Lynch International | SELL | (10) | Ordinary | (4) | (4) | N/A |
| 08/27/2020 | Merrill Lynch International | BUY | 10 | Ordinary | 4 | 4 | N/A |
| 08/27/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 69,388 | Ordinary |
27,980 | 27,980 | N/A |
| 08/27/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 76,652 | Ordinary |
30,784 | 30,784 | N/A |
| 08/27/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 30,557 | Ordinary |
12,272 | 12,272 | N/A |
| 08/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,400) | Ordinary | (9,327) | (9,327) | N/A |
| 08/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (40,457) | Ordinary | (16,408) | (16,408) | N/A |
| 08/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (69,670) | Ordinary | (27,980) | (27,980) | N/A |
| 08/28/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (16,271) | (16,271) | RefertoApp. B |
| 08/28/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (32,544) | (32,544) | Refer to App. B |
| 08/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (453,785) | (453,785) | RefertoApp. B |
| 08/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (101,205) | (101,205) | RefertoApp. B |
| 08/28/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 554,990 | 554,990 | RefertoApp. B |
| 08/28/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 99,543 | 99,543 | RefertoApp. B |
| 08/28/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (101,165) | (101,165) | Refer to App. B |
| 08/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (42) | (42) | RefertoApp. B |
| 08/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 94,299 | Ordinary |
36,837 | 36,837 | N/A |
| 08/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (32,712) | Ordinary | (12,400) | (12,400) | N/A |
| 08/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 538 | Ordinary | 218 | 218 | N/A |
| 08/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,747) | Ordinary | (14,558) | (14,558) | N/A |
| 08/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 42,234 | Ordinary |
16,561 | 16,561 | N/A |
| 08/31/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (134,957) | (134,957) | Refer to App. B |
| 08/31/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 266,208 | 266,208 | RefertoApp. B |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (96,881) | Ordinary | (36,837) | (36,837) | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,087) | Ordinary | (7,170) | (7,170) | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 138,595 | Ordinary |
51,664 | 51,664 | N/A |
| 08/31/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 43,744 | Ordinary |
16,760 | 16,760 | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (55,553) | Ordinary | (21,096) | (21,096) | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (48,795) | Ordinary | (18,377) | (18,377) | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 145,767 | Ordinary |
54,323 | 54,323 | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (134,843) | Ordinary | (51,664) | (51,664) | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | 134,843 | Ordinary |
51,664 | 51,664 | N/A |
| 08/31/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (134,843) | Ordinary | (51,664) | (51,664) | N/A |
| 09/01/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (11,223) | (11,223) | Refer to App. B |
| 09/01/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,159) | (2,159) | RefertoApp. B |
| 09/01/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (99,543) | (99,543) | RefertoApp. B |
| 09/01/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (554,948) | (554,948) | RefertoApp. B |
| 09/01/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 654,491 | 654,491 | RefertoApp. B |
| 09/01/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (165,044) | (165,044) | Refer to App. B |
| 09/01/2020 | Merrill Lynch International | SELL | (13) | Ordinary | (5) | (5) | N/A |
| 09/01/2020 | Merrill Lynch International | BUY | 13 | Ordinary | 5 | 5 | N/A |
| 09/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (35,397) | Ordinary | (13,435) | (13,435) | N/A |
| 09/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 94,986 | Ordinary |
36,393 | 36,393 | N/A |
| 09/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 12,352 | Ordinary |
4,807 | 4,807 | N/A |
| 09/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (56,088) | Ordinary | (21,528) | (21,528) | N/A |
| 09/01/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 52,924 | Ordinary |
20,409 | 20,409 | N/A |
| 09/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (53,267) | Ordinary | (20,409) | (20,409) | N/A |
| 09/02/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 278,858 | 278,858 | RefertoApp. B |
| 09/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (56,290) | Ordinary | (20,981) | (20,981) | N/A |
| 09/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 69,429 | Ordinary |
25,904 | 25,904 | N/A |
| 09/02/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 87,643 | Ordinary |
32,648 | 32,648 | N/A |
| 09/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 22,407 | Ordinary |
8,361 | 8,361 | N/A |
| 09/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (73,167) | Ordinary | (27,140) | (27,140) | N/A |
| 09/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (87,497) | Ordinary | (32,648) | (32,648) | N/A |
| 09/03/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (964,719) | (964,719) | RefertoApp. B |
| 09/03/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (101,164) | (101,164) | RefertoApp. B |
| 09/03/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (654,491) | (654,491) | RefertoApp. B |
| 09/03/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 755,655 | 755,655 | Refer to App. B |
| 09/03/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 123,098 | 123,098 | RefertoApp. B |
| 09/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (83,552) | Ordinary | (30,691) | (30,691) | N/A |
| 09/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 24,727 | Ordinary |
9,103 | 9,103 | N/A |
| 09/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 43,068 | Ordinary |
15,661 | 15,661 | N/A |
| 09/03/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (2,760,000) | Ordinary | (1,000,000) | (1,000,000) | N/A |
| 09/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,124) | Ordinary | (9,103) | (9,103) | N/A |
| 09/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,508) | Ordinary | (17,345) | (17,345) | N/A |
| 09/04/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (16,317) | (16,317) | RefertoApp. B |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/04/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (9,819) | (9,819) | RefertoApp. B |
| 09/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (278,858) | (278,858) | RefertoApp. B |
| 09/04/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,034,513 | 1,034,513 | RefertoApp. B |
| 09/04/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (755,655) | (755,655) | Refer to App. B |
| 09/04/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 118,929 | 118,929 | RefertoApp. B |
| 09/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (123,098) | (123,098) | RefertoApp. B |
| 09/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (74) | (74) | RefertoApp. B |
| 09/04/2020 | Merrill Lynch International | SELL | (22) | Ordinary | (8) | (8) | N/A |
| 09/04/2020 | Merrill Lynch International | BUY | 22 | Ordinary | 8 | 8 | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,105 | Ordinary |
1,892 | 1,892 | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14,999) | Ordinary | (5,458) | (5,458) | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 60,207 | Ordinary |
22,784 | 22,784 | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (35,038) | Ordinary | (12,649) | (12,649) | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | 35,038 | Ordinary |
12,649 | 12,649 | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 34,044 | Ordinary |
12,649 | 12,649 | N/A |
| 09/04/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (30,419) | Ordinary | (11,030) | (11,030) | N/A |
| 09/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (35,038) | Ordinary | (12,649) | (12,649) | N/A |
| 09/07/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (158,140) | (158,140) | RefertoApp. B |
| 09/07/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 279,542 | 279,542 | RefertoApp. B |
| 09/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,712 | Ordinary |
1,298 | 1,298 | N/A |
| 09/07/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (26,903) | Ordinary | (9,361) | (9,361) | N/A |
| 09/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 74,123 | Ordinary |
25,943 | 25,943 | N/A |
| 09/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 37,094 | Ordinary |
12,970 | 12,970 | N/A |
| 09/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (17) | Ordinary | (6) | (6) | N/A |
| 09/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 325,463 | Ordinary |
113,189 | 113,189 | N/A |
| 09/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (74,197) | Ordinary | (25,943) | (25,943) | N/A |
| 09/08/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (85,423) | (85,423) | RefertoApp. B |
| 09/08/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (118,929) | (118,929) | Refer to App. B |
| 09/08/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,034,439) | (1,034,439) | RefertoApp. B |
| 09/08/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,153,368 | 1,153,368 | RefertoApp. B |
| 09/08/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 111,879 | 111,879 | RefertoApp. B |
| 09/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,788) | Ordinary | (16,876) | (16,876) | N/A |
| 09/08/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (24,074) | Ordinary | (8,403) | (8,403) | N/A |
| 09/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 57,967 | Ordinary |
20,259 | 20,259 | N/A |
| 09/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,713 | Ordinary |
2,372 | 2,372 | N/A |
| 09/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,467) | Ordinary | (7,967) | (7,967) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (57,536) | Ordinary | (20,259) | (20,259) | N/A |
| 09/09/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 128,584 | 128,584 | RefertoApp. B |
| 09/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (279,542) | (279,542) | RefertoApp. B |
| 09/09/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 1,432,910 | 1,432,910 | Refer to App. B |
| 09/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,153,368) | (1,153,368) | RefertoApp. B |
| 09/09/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 100,740 | 100,740 | RefertoApp. B |
| 09/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (13,060) | Ordinary | (4,667) | (4,667) | N/A |
| 09/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,886) | Ordinary | (681) | (681) | N/A |
| 09/09/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (58,600) | Ordinary | (21,096) | (21,096) | N/A |
| 09/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,322 | Ordinary |
1,195 | 1,195 | N/A |
| 09/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 66,545 | Ordinary |
23,904 | 23,904 | N/A |
| 09/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,609 | Ordinary |
10,328 | 10,328 | N/A |
| 09/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (66,214) | Ordinary | (23,904) | (23,904) | N/A |
| 09/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (48,975) | (48,975) | RefertoApp. B |
| 09/10/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (111,879) | (111,879) | RefertoApp. B |
| 09/10/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (1,432,910) | (1,432,910) | Refer to App. B |
| 09/10/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,544,789 | 1,544,789 | RefertoApp. B |
| 09/10/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,310,126 | 1,310,126 | RefertoApp. B |
| 09/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 24,100 | Ordinary |
8,722 | 8,722 | N/A |
| 09/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,943) | Ordinary | (2,115) | (2,115) | N/A |
| 09/10/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (4,969) | Ordinary | (1,756) | (1,756) | N/A |
| 09/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,106 | Ordinary |
6,220 | 6,220 | N/A |
| 09/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,986) | Ordinary | (8,722) | (8,722) | N/A |
| 09/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (100,740) | (100,740) | RefertoApp. B |
| 09/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,544,789) | (1,544,789) | RefertoApp. B |
| 09/11/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 1,645,529 | 1,645,529 | RefertoApp. B |
| 09/11/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 61,278 | 61,278 | RefertoApp. B |
| 09/11/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 106 | Ordinary | 38 | 38 | N/A |
| 09/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,734 | Ordinary |
2,469 | 2,469 | N/A |
| 09/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,306) | Ordinary | (468) | (468) | N/A |
| 09/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (15,426) | Ordinary | (5,578) | (5,578) | N/A |
| 09/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,788 | Ordinary |
10,415 | 10,415 | N/A |
| 09/11/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 1,268 | Ordinary |
468 | 468 | N/A |
| 09/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (28,745) | Ordinary | (10,415) | (10,415) | N/A |
| 09/14/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,310,126) | (1,310,126) | RefertoApp. B |
| 09/14/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (1,645,529) | (1,645,529) | RefertoApp. B |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/14/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 2,955,655 | 2,955,655 | RefertoApp. B |
| 09/14/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 153,570 | 153,570 | RefertoApp. B |
| 09/14/2020 | Merrill Lynch International | SELL | (17) | Ordinary | (6) | (6) | N/A |
| 09/14/2020 | Merrill Lynch International | BUY | 17 | Ordinary | 6 | 6 | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 753 | Ordinary | 272 | 272 | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (108) | Ordinary | (38) | (38) | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 42,377 | Ordinary |
14,903 | 14,903 | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,942 | Ordinary |
701 | 701 | N/A |
| 09/14/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (26,371) | Ordinary | (9,253) | (9,253) | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,467 | Ordinary |
515 | 515 | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (42,623) | Ordinary | (14,903) | (14,903) | N/A |
| 09/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (15,690) | Ordinary | (5,506) | (5,506) | N/A |
| 09/15/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 599,270 | 599,270 | RefertoApp. B |
| 09/15/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (79,609) | (79,609) | RefertoApp. B |
| 09/15/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (444,698) | (444,698) | RefertoApp. B |
| 09/15/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (2,955,655) | (2,955,655) | Refer to App. B |
| 09/15/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (61,278) | (61,278) | RefertoApp. B |
| 09/15/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 3,016,933 | 3,016,933 | RefertoApp. B |
| 09/15/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 154,204 | 154,204 | RefertoApp. B |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (28,651) | Ordinary | (10,126) | (10,126) | N/A |
| 09/15/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (39) | Ordinary | (14) | (14) | N/A |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 13,347 | Ordinary |
4,733 | 4,733 | N/A |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,643) | Ordinary | (11,103) | (11,103) | N/A |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 62,794 | Ordinary |
21,200 | 21,200 | N/A |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 76,287 | Ordinary |
25,829 | 25,829 | N/A |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,278 | Ordinary |
4,903 | 4,903 | N/A |
| 09/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (72,838) | Ordinary | (25,829) | (25,829) | N/A |
| 09/16/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (66,098) | (66,098) | Refer to App. B |
| 09/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (153,570) | (153,570) | RefertoApp. B |
| 09/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (3,016,933) | (3,016,933) | RefertoApp. B |
| 09/16/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 3,170,503 | 3,170,503 | RefertoApp. B |
| 09/16/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 266,911 | 266,911 | RefertoApp. B |
| 09/16/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (8,442) | Ordinary | (2,845) | (2,845) | N/A |
| 09/16/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 62,396 | Ordinary |
21,086 | 21,086 | N/A |
| 09/16/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (11,381) | Ordinary | (3,845) | (3,845) | N/A |
| 09/16/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 125,538 | Ordinary |
41,846 | 41,846 | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/16/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (62,415) | Ordinary | (21,086) | (21,086) | N/A |
| 09/17/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 56,958 | 56,958 | RefertoApp. B |
| 09/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (3,170,503) | (3,170,503) | RefertoApp. B |
| 09/17/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (154,204) | (154,204) | Refer to App. B |
| 09/17/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 3,324,707 | 3,324,707 | RefertoApp. B |
| 09/17/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 95,352 | 95,352 | RefertoApp. B |
| 09/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (56,182) | Ordinary | (19,440) | (19,440) | N/A |
| 09/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 57,401 | Ordinary |
19,440 | 19,440 | N/A |
| 09/17/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (41,267) | Ordinary | (13,934) | (13,934) | N/A |
| 09/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 34,504 | Ordinary |
11,908 | 11,908 | N/A |
| 09/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (44,255) | Ordinary | (15,190) | (15,190) | N/A |
| 09/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (17,450) | Ordinary | (5,895) | (5,895) | N/A |
| 09/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 120,053 | Ordinary |
41,421 | 41,421 | N/A |
| 09/18/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (56,958) | (56,958) | RefertoApp. B |
| 09/18/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (245,768) | (245,768) | RefertoApp. B |
| 09/18/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (3,324,707) | (3,324,707) | Refer to App. B |
| 09/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (266,911) | (266,911) | RefertoApp. B |
| 09/18/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 3,591,618 | 3,591,618 | RefertoApp. B |
| 09/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (3,591,618) | (3,591,618) | RefertoApp. B |
| 09/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (95,352) | (95,352) | RefertoApp. B |
| 09/18/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (89,907) | Ordinary | (30,790) | (30,790) | N/A |
| 09/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,853) | Ordinary | (8,169) | (8,169) | N/A |
| 09/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,078 | Ordinary |
719 | 719 | N/A |
| 09/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 332 | Ordinary | 115 | 115 | N/A |
| 09/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (80,179) | Ordinary | (26,915) | (26,915) | N/A |
| 09/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 91,768 | Ordinary |
30,790 | 30,790 | N/A |
| 09/21/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (963) | (963) | RefertoApp. B |
| 09/21/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 147,969 | 147,969 | Refer to App. B |
| 09/21/2020 | Merrill Lynch International | SELL | (155) | Ordinary | (52) | (52) | N/A |
| 09/21/2020 | Merrill Lynch International | BUY | 155 | Ordinary | 52 | 52 | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (27,904) | Ordinary | (9,622) | (9,622) | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,318 | Ordinary |
9,622 | 9,622 | N/A |
| 09/21/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 12,719 | Ordinary |
4,414 | 4,414 | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (12,855) | Ordinary | (4,288) | (4,288) | N/A |
| 09/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,718) | Ordinary | (6,736) | (6,736) | N/A |
| 09/22/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (5,996) | (5,996) | RefertoApp. B |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/22/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (128,175) | (128,175) | RefertoApp. B |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,713) | Ordinary | (8,826) | (8,826) | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (19,488) | Ordinary | (6,960) | (6,960) | N/A |
| 09/22/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 25,065 | Ordinary |
8,826 | 8,826 | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,662 | Ordinary |
1,276 | 1,276 | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,373 | Ordinary |
5,115 | 5,115 | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (122,647) | Ordinary | (43,129) | (43,129) | N/A |
| 09/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,126) | Ordinary | (5,742) | (5,742) | N/A |
| 09/23/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (15,845) | Ordinary | (5,445) | (5,445) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (269) | Ordinary | (95) | (95) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (34) | Ordinary | (12) | (12) | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 15,690 | Ordinary |
5,445 | 5,445 | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,957 | Ordinary |
13,469 | 13,469 | N/A |
| 09/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,293 | Ordinary |
6,630 | 6,630 | N/A |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (7,134) | (7,134) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (599,270) | (599,270) | Refer to App. B |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,718,678) | (1,718,678) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (5,048,305) | (5,048,305) | RefertoApp. B |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,461) | Ordinary | (5,796) | (5,796) | N/A |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,468) | Ordinary | (3,321) | (3,321) | N/A |
| 09/24/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 5,975 | Ordinary |
2,104 | 2,104 | N/A |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,611 | Ordinary |
5,796 | 5,796 | N/A |
| 09/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (84,854) | Ordinary | (29,971) | (29,971) | N/A |
| 09/25/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (19,794) | (19,794) | RefertoApp. B |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,506 | Ordinary |
1,213 | 1,213 | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,514) | Ordinary | (876) | (876) | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (13,080) | Ordinary | (4,523) | (4,523) | N/A |
| 09/25/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 32,357 | Ordinary |
11,216 | 11,216 | N/A |
| 09/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (32,190) | Ordinary | (11,216) | (11,216) | N/A |
| 09/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 18,486 | Ordinary |
6,379 | 6,379 | N/A |
| 09/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,213) | Ordinary | (10,653) | (10,653) | N/A |
| 09/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,240 | Ordinary |
12,919 | 12,919 | N/A |
| 09/28/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (20) | Ordinary | (7) | (7) | N/A |
| 09/29/2020 | Merrill Lynch International | BUY | 3 | Ordinary | 1 | 1 | N/A |
| 09/29/2020 | Merrill Lynch International | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9) | Ordinary | (3) | (3) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,592 | Ordinary |
3,006 | 3,006 | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (39,063) | Ordinary | (13,470) | (13,470) | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 75,447 | Ordinary |
26,267 | 26,267 | N/A |
| 09/29/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (8,928) | Ordinary | (3,006) | (3,006) | N/A |
| 09/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (18,946) | Ordinary | (6,379) | (6,379) | N/A |
| 09/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,110) | Ordinary | (8,859) | (8,859) | N/A |
| 09/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,390) | Ordinary | (1,898) | (1,898) | N/A |
| 09/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 09/30/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 5,353 | Ordinary |
1,898 | 1,898 | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,890 | Ordinary |
2,807 | 2,807 | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,079) | Ordinary | (1,089) | (1,089) | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,582) | Ordinary | (553) | (553) | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,060 | Ordinary |
1,089 | 1,089 | N/A |
| 10/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,028) | Ordinary | (2,807) | (2,807) | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,722) | Ordinary | (8,029) | (8,029) | N/A |
| 10/02/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 8,139 | Ordinary |
2,876 | 2,876 | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,494) | Ordinary | (8,333) | (8,333) | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,000 | Ordinary |
8,029 | 8,029 | N/A |
| 10/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 50,974 | Ordinary |
18,012 | 18,012 | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 15,168 | Ordinary |
5,376 | 5,376 | N/A |
| 10/05/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (52,889) | Ordinary | (18,728) | (18,728) | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,052 | Ordinary |
5,735 | 5,735 | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,936) | Ordinary | (8,047) | (8,047) | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,489 | Ordinary |
6,115 | 6,115 | N/A |
| 10/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,402) | Ordinary | (5,735) | (5,735) | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (17,131) | Ordinary | (5,900) | (5,900) | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (11,613) | Ordinary | (3,856) | (3,856) | N/A |
| 10/06/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 88,800 | Ordinary |
29,769 | 29,769 | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 342,109 | Ordinary |
114,201 | 114,201 | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 80,437 | Ordinary |
26,832 | 26,832 | N/A |
| 10/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (85,139) | Ordinary | (29,769) | (29,769) | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (42,360) | Ordinary | (14,120) | (14,120) | N/A |
| 10/07/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 1,938 | Ordinary |
644 | 644 | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (41,441) | Ordinary | (13,810) | (13,810) | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,920 | Ordinary |
2,330 | 2,330 | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (52,304) | Ordinary | (17,483) | (17,483) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,221 | Ordinary |
7,760 | 7,760 | N/A |
| 10/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 35,470 | Ordinary |
11,790 | 11,790 | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,141 | Ordinary |
2,349 | 2,349 | N/A |
| 10/08/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 33,537 | Ordinary |
11,139 | 11,139 | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,995) | Ordinary | (8,932) | (8,932) | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,129) | Ordinary | (705) | (705) | N/A |
| 10/08/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (33,640) | Ordinary | (11,139) | (11,139) | N/A |
| 10/09/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 7,686,419 | 7,686,419 | RefertoApp. B |
| 10/09/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 266,171 | 266,171 | Refer to App. B |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,352) | Ordinary | (7,710) | (7,710) | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,667 | Ordinary |
2,889 | 2,889 | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,352) | Ordinary | (8,415) | (8,415) | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,596 | Ordinary |
1,853 | 1,853 | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,591 | Ordinary |
4,877 | 4,877 | N/A |
| 10/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14,777) | Ordinary | (4,877) | (4,877) | N/A |
| 10/12/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (16,814) | (16,814) | Refer to App. B |
| 10/12/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (12,556) | (12,556) | RefertoApp. B |
| 10/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30) | Ordinary | (10) | (10) | N/A |
| 10/13/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,296) | (1,296) | RefertoApp. B |
| 10/13/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 51,072 | 51,072 | RefertoApp. B |
| 10/13/2020 | Merrill Lynch International | SELL | (3) | Ordinary | (1) | (1) | N/A |
| 10/13/2020 | Merrill Lynch International | BUY | 3 | Ordinary | 1 | 1 | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (58,089) | Ordinary | (18,441) | (18,441) | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 67,460 | Ordinary |
21,416 | 21,416 | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (46,169) | Ordinary | (14,578) | (14,578) | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16) | Ordinary | (5) | (5) | N/A |
| 10/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,396 | Ordinary |
3,018 | 3,018 | N/A |
| 10/13/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 48,964 | Ordinary |
15,423 | 15,423 | N/A |
| 10/14/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (29,134) | (29,134) | RefertoApp. B |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,728) | Ordinary | (2,626) | (2,626) | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9) | Ordinary | (3) | (3) | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 70,284 | Ordinary |
23,519 | 23,519 | N/A |
| 10/14/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 55,708 | Ordinary |
18,267 | 18,267 | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (196,950) | Ordinary | (66,341) | (66,341) | N/A |
| 10/14/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (68,911) | Ordinary | (23,519) | (23,519) | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3) | Ordinary | (1) | (1) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 48,325 | Ordinary |
17,114 | 17,114 | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 136,309 | Ordinary |
49,032 | 49,032 | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,340 | Ordinary |
1,561 | 1,561 | N/A |
| 10/15/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (112,230) | Ordinary | (39,942) | (39,942) | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 89,744 | Ordinary |
32,024 | 32,024 | N/A |
| 10/15/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,577) | Ordinary | (17,114) | (17,114) | N/A |
| 10/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (253,615) | (253,615) | RefertoApp. B |
| 10/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (21,938) | (21,938) | RefertoApp. B |
| 10/16/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 275,553 | 275,553 | Refer to App. B |
| 10/19/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 93,149 | 93,149 | RefertoApp. B |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (111,311) | Ordinary | (40,040) | (40,040) | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,668) | Ordinary | (2,364) | (2,364) | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,470 | Ordinary |
6,759 | 6,759 | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 95,843 | Ordinary |
40,040 | 40,040 | N/A |
| 10/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (49,270) | Ordinary | (20,649) | (20,649) | N/A |
| 10/19/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (58,770) | Ordinary | (24,517) | (24,517) | N/A |
| 10/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (93,149) | (93,149) | RefertoApp. B |
| 10/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (1,488,497) | (1,488,497) | RefertoApp. B |
| 10/20/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 93,853 | 93,853 | RefertoApp. B |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 45,269 | Ordinary |
19,313 | 19,313 | N/A |
| 10/20/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (4,257) | Ordinary | (1,794) | (1,794) | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (58,327) | Ordinary | (24,507) | (24,507) | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 138,297 | Ordinary |
59,270 | 59,270 | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,206 | Ordinary |
1,376 | 1,376 | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,582,892) | Ordinary | (679,353) | (679,353) | N/A |
| 10/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (44,999) | Ordinary | (19,313) | (19,313) | N/A |
| 10/21/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (93,853) | (93,853) | RefertoApp. B |
| 10/21/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (7,376) | (7,376) | Refer to App. B |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (71,099) | Ordinary | (29,640) | (29,640) | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 28,947 | Ordinary |
12,153 | 12,153 | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,681) | Ordinary | (9,045) | (9,045) | N/A |
| 10/21/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,609 | Ordinary |
9,718 | 9,718 | N/A |
| 10/21/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (29,046) | Ordinary | (12,153) | (12,153) | N/A |
| 10/21/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 580,749 | 4,645,992 | RefertoApp. B |
| 10/21/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 522,530 | 4,180,240 | RefertoApp. B |
| 10/22/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (4,089) | (4,089) | RefertoApp. B |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/22/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 124,060 | 124,060 | RefertoApp. B |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (22,512) | Ordinary | (9,459) | (9,459) | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (7,539) | Ordinary | (3,191) | (3,191) | N/A |
| 10/22/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (4,871) | Ordinary | (2,049) | (2,049) | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 22,466 | Ordinary |
9,459 | 9,459 | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,210 | Ordinary |
2,209 | 2,209 | N/A |
| 10/22/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (40,867) | Ordinary | (17,028) | (17,028) | N/A |
| 10/22/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 23,576 | 188,608 | RefertoApp. B |
| 10/22/2020 | Merrill Lynch International | Securities borrowed | N/A |
ADS | 15,657 | 125,256 | Refer to App. B |
| 10/23/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,744) | (2,744) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (17,633) | (17,633) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 8,169 | Ordinary |
3,490 | 3,490 | N/A |
| 10/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,340) | Ordinary | (10,374) | (10,374) | N/A |
| 10/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,167) | Ordinary | (3,490) | (3,490) | N/A |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (23,576) | (188,608) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (580,749) | (4,645,992) | Refer to App. B |
| 10/23/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 604,325 | 4,834,600 | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (15,657) | (125,256) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (522,530) | (4,180,240) | RefertoApp. B |
| 10/23/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 538,187 | 4,305,496 | RefertoApp. B |
| 10/26/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (2,380,000) | Ordinary | (1,000,000) | (1,000,000) | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (10,115) | Ordinary | (4,250) | (4,250) | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14,726) | Ordinary | (6,243) | (6,243) | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,250 | Ordinary |
1,811 | 1,811 | N/A |
| 10/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,942 | Ordinary |
4,250 | 4,250 | N/A |
| 10/27/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (39,477) | (39,477) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (106,427) | (106,427) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 374,604 | 374,604 | Refer to App. B |
| 10/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (268,177) | (268,177) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (12,416) | (12,416) | RefertoApp. B |
| 10/27/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,686 | Ordinary |
16,855 | 16,855 | N/A |
| 10/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16) | Ordinary | (7) | (7) | N/A |
| 10/27/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (39,104) | Ordinary | (16,855) | (16,855) | N/A |
| 10/27/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 24,623 | 196,984 | RefertoApp. B |
| 10/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (26) | (26) | RefertoApp. B |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,043 | Ordinary |
3,089 | 3,089 | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 30,494 | Ordinary |
13,366 | 13,366 | N/A |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9) | Ordinary | (4) | (4) | N/A |
| 10/28/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30,341) | Ordinary | (13,366) | (13,366) | N/A |
| 10/28/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (7,106,936) | Ordinary | (3,130,809) | (3,130,809) | N/A |
| 10/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (24,623) | (196,984) | RefertoApp. B |
| 10/28/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (604,325) | (4,834,600) | RefertoApp. B |
| 10/28/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 628,948 | 5,031,584 | RefertoApp. B |
| 10/29/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (7,395) | (7,395) | RefertoApp. B |
| 10/29/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (4) | Ordinary | (2) | (2) | N/A |
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,474) | Ordinary | (2,461) | (2,461) | N/A |
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,070 | Ordinary |
10,441 | 10,441 | N/A |
| 10/29/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,179) | Ordinary | (10,441) | (10,441) | N/A |
| 10/29/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 243,241 | 1,945,928 | RefertoApp. B |
| 10/30/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,439) | (2,439) | RefertoApp. B |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,224) | Ordinary | (16,647) | (16,647) | N/A |
| 10/30/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (1,406) | Ordinary | (628) | (628) | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,560 | Ordinary |
4,375 | 4,375 | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,980 | Ordinary |
1,834 | 1,834 | N/A |
| 10/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 26,630 | Ordinary |
12,272 | 12,272 | N/A |
| 10/30/2020 | Merrill Lynch (Australia) Futures Limited | BUY | (26,630) | Ordinary | (12,272) | (12,272) | N/A |
| 10/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (628,948) | (5,031,584) | RefertoApp. B |
| 10/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (243,241) | (1,945,928) | RefertoApp. B |
| 10/30/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 872,189 | 6,977,512 | RefertoApp. B |
| 11/02/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (10,163) | (10,163) | RefertoApp. B |
| 11/02/2020 | Merrill Lynch International | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 11/02/2020 | Merrill Lynch International | BUY | 2 | Ordinary | 1 | 1 | N/A |
| 11/02/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (36,124) | Ordinary | (16,647) | (16,647) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | 36,124 | Ordinary |
16,647 | 16,647 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (28,508) | Ordinary | (13,115) | (13,115) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,069 | Ordinary |
2,813 | 2,813 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | 3,056 | Ordinary |
1,389 | 1,389 | N/A |
| 11/02/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (3,056) | Ordinary | (1,389) | (1,389) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,250 | Ordinary |
578 | 578 | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,984) | Ordinary | (1,811) | (1,811) | N/A |
| 11/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 9,083 | Ordinary |
4,202 | 4,202 | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/02/2020 | BofASecuritiesInc. | BUY | 114 | ADS | 9 | 72 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 77 | ADS | 6 | 48 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 76 | ADS | 6 | 48 | Consideration isinUSD |
| 11/02/2020 | BofA Securities Inc. | BUY | 102 | ADS | 8 | 64 | Consideration is in USD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 76 | ADS | 6 | 48 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 76 | ADS | 6 | 48 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 89 | ADS | 7 | 56 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 64 | ADS | 5 | 40 | Consideration isinUSD |
| 11/02/2020 | BofA Securities Inc. | BUY | 65 | ADS | 5 | 40 | Consideration is in USD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 90 | ADS | 7 | 56 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 65 | ADS | 5 | 40 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 129 | ADS | 10 | 80 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 64 | ADS | 5 | 40 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 65 | ADS | 5 | 40 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 64 | ADS | 5 | 40 | Consideration isinUSD |
| 11/02/2020 | BofA Securities Inc. | BUY | 89 | ADS | 7 | 56 | Consideration is in USD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 89 | ADS | 7 | 56 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 89 | ADS | 7 | 56 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 89 | ADS | 7 | 56 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 89 | ADS | 7 | 56 | Consideration isinUSD |
| 11/02/2020 | BofA Securities Inc. | BUY | 169 | ADS | 13 | 104 | Consideration is in USD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 130 | ADS | 10 | 80 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 130 | ADS | 10 | 80 | Consideration isinUSD |
| 11/02/2020 | BofASecuritiesInc. | BUY | 157 | ADS | 12 | 96 | Consideration isinUSD |
| 11/03/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 2,561,536 | 2,561,536 | RefertoApp. B |
| 11/03/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 68,668 | 68,668 | RefertoApp. B |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,408) | Ordinary | (641) | (641) | N/A |
| 11/03/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 605 | Ordinary | 280 | 280 | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 11,429 | Ordinary |
5,208 | 5,208 | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (546,433) | Ordinary | (248,616) | (248,616) | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 6,410,391 | Ordinary |
2,927,119 | 2,927,119 | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (71,011) | Ordinary | (32,363) | (32,363) | N/A |
| 11/03/2020 | Merrill Lynch (Australia) Futures Limited | BUY | (53,309) | Ordinary | (24,342) | (24,342) | N/A |
| 11/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 53,309 | Ordinary |
24,342 | 24,342 | N/A |
| 11/03/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 297,446 | 2,379,568 | RefertoApp. B |
| 11/04/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,540,940) | (2,540,940) | RefertoApp. B |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (61,668) | (61,668) | RefertoApp. B |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30,051) | Ordinary | (13,785) | (13,785) | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 239 | Ordinary | 108 | 108 | N/A |
| 11/04/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 21,862 | Ordinary |
9,923 | 9,923 | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (504) | Ordinary | (228) | (228) | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 11,830 | Ordinary |
5,402 | 5,402 | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (9,352) | Ordinary | (4,175) | (4,175) | N/A |
| 11/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,076,747) | Ordinary | (927,119) | (927,119) | N/A |
| 11/04/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (21,731) | Ordinary | (9,923) | (9,923) | N/A |
| 11/04/2020 | BofASecuritiesInc. | BUY | 142 | ADS | 11 | 88 | Consideration isinUSD |
| 11/04/2020 | BofASecuritiesInc. | BUY | 129 | ADS | 10 | 80 | Consideration isinUSD |
| 11/04/2020 | BofASecuritiesInc. | BUY | 528 | ADS | 41 | 328 | Consideration isinUSD |
| 11/04/2020 | BofASecuritiesInc. | SELL | (528) | ADS | (41) | (328) | Consideration isinUSD |
| 11/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (872,189) | (6,977,512) | RefertoApp. B |
| 11/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (297,446) | (2,379,568) | RefertoApp. B |
| 11/04/2020 | Merrill Lynch International | Securities borrowed | N/A |
ADS | 1,169,635 | 9,357,080 | Refer to App. B |
| 11/04/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 875 | 7,000 | RefertoApp. B |
| 11/05/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 2,570,431 | 2,570,431 | RefertoApp. B |
| 11/05/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 61,668 | 61,668 | RefertoApp. B |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,135 | Ordinary |
11,377 | 11,377 | N/A |
| 11/05/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (269) | Ordinary | (120) | (120) | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,608) | Ordinary | (718) | (718) | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 10,714 | Ordinary |
4,870 | 4,870 | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 106 | Ordinary | 48 | 48 | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (141,736) | Ordinary | (64,300) | (64,300) | N/A |
| 11/05/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (25,371) | Ordinary | (11,377) | (11,377) | N/A |
| 11/05/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (240,727) | (1,925,816) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (18,320) | (18,320) | Refer to App. B |
| 11/06/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (362,162) | (362,162) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (7,000) | (7,000) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 369,162 | 369,162 | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (2,478) | (2,478) | RefertoApp. B |
| 11/06/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 17,439 | Ordinary |
7,929 | 7,929 | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (107) | Ordinary | (48) | (48) | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,004) | Ordinary | (450) | (450) | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 53 | Ordinary | 24 | 24 | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (176,400) | Ordinary | (80,000) | (80,000) | N/A |
| 11/06/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (17,602) | Ordinary | (7,929) | (7,929) | N/A |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofA Securities Inc. | SELL | (51) | ADS | (4) | (32) | Consideration is in USD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofA Securities Inc. | SELL | (51) | ADS | (4) | (32) | Consideration is in USD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofA Securities Inc. | SELL | (38) | ADS | (3) | (24) | Consideration is in USD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (38) | ADS | (3) | (24) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofA Securities Inc. | SELL | (51) | ADS | (4) | (32) | Consideration is in USD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | BofASecuritiesInc. | SELL | (51) | ADS | (4) | (32) | Consideration isinUSD |
| 11/06/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 500 | 4,000 | RefertoApp. B |
| 11/06/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (350,500) | (2,804,000) | Refer to App. B |
| 11/09/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securities borrowed | N/A | Ordinary | 65,430 | 65,430 | RefertoApp. B |
| 11/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (41,158) | (41,158) | RefertoApp. B |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 39,580 | Ordinary |
17,991 | 17,991 | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 48,706 | Ordinary |
22,033 | 22,033 | N/A |
| 11/09/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (1,865) | Ordinary | (840) | (840) | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (27) | Ordinary | (12) | (12) | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,913 | Ordinary |
3,597 | 3,597 | N/A |
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (441,500) | Ordinary | (200,000) | (200,000) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/09/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (48,473) | Ordinary | (22,033) | (22,033) | N/A |
| 11/09/2020 | BofASecuritiesInc. | BUY | 26 | ADS | 2 | 16 | Consideration isinUSD |
| 11/09/2020 | BofASecuritiesInc. | BUY | 389 | ADS | 30 | 240 | Consideration isinUSD |
| 11/09/2020 | BofA Securities Inc. | SELL | (389) | ADS | (30) | (240) | Consideration is in USD |
| 11/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (875) | (7,000) | RefertoApp. B |
| 11/09/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (500) | (4,000) | RefertoApp. B |
| 11/09/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 1,375 | 11,000 | RefertoApp. B |
| 11/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (2,276) | (2,276) | RefertoApp. B |
| 11/10/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (65,430) | (65,430) | Refer to App. B |
| 11/10/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (913,793) | (913,793) | RefertoApp. B |
| 11/10/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 66,190 | 66,190 | RefertoApp. B |
| 11/10/2020 | Merrill Lynch International | BUY | 7 | Ordinary | 3 | 3 | N/A |
| 11/10/2020 | Merrill Lynch International | SELL | (7) | Ordinary | (3) | (3) | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,220,000 | Ordinary |
1,000,000 | 1,000,000 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (18,693) | Ordinary | (8,306) | (8,306) | N/A |
| 11/10/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (41,117) | Ordinary | (18,370) | (18,370) | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 845 | Ordinary | 377 | 377 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 23,780 | Ordinary |
10,680 | 10,680 | N/A |
| 11/10/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,395 | Ordinary |
620 | 620 | N/A |
| 11/10/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (3) | (24) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (43,862) | (43,862) | Refer to App. B |
| 11/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (366,684) | (366,684) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (20,510) | (20,510) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 387,194 | 387,194 | RefertoApp. B |
| 11/11/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (50,205) | (50,205) | RefertoApp. B |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,710) | Ordinary | (10,680) | (10,680) | N/A |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 38,165 | Ordinary |
17,635 | 17,635 | N/A |
| 11/11/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (12,349) | Ordinary | (5,676) | (5,676) | N/A |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 111,379 | Ordinary |
52,026 | 52,026 | N/A |
| 11/11/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (37,739) | Ordinary | (17,635) | (17,635) | N/A |
| 11/11/2020 | BofASecuritiesInc. | BUY | 77 | ADS | 6 | 48 | Consideration isinUSD |
| 11/11/2020 | BofASecuritiesInc. | BUY | 51 | ADS | 4 | 32 | Consideration isinUSD |
| 11/11/2020 | BofA Securities Inc. | BUY | 51 | ADS | 4 | 32 | Consideration is in USD |
| 11/11/2020 | BofASecuritiesInc. | BUY | 39 | ADS | 3 | 24 | Consideration isinUSD |
| 11/11/2020 | BofASecuritiesInc. | BUY | 51 | ADS | 4 | 32 | Consideration isinUSD |
| 11/11/2020 | BofASecuritiesInc. | BUY | 51 | ADS | 4 | 32 | Consideration isinUSD |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/11/2020 | BofASecuritiesInc. | BUY | 51 | ADS | 4 | 32 | Consideration isinUSD |
| 11/11/2020 | BofASecuritiesInc. | BUY | 51 | ADS | 4 | 32 | Consideration isinUSD |
| 11/12/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (497) | (497) | RefertoApp. B |
| 11/12/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (66,190) | (66,190) | Refer to App. B |
| 11/12/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (44,026) | (44,026) | RefertoApp. B |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 45,836 | Ordinary |
21,319 | 21,319 | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (68,075) | Ordinary | (31,222) | (31,222) | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 25,313 | Ordinary |
11,676 | 11,676 | N/A |
| 11/12/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (26,846) | Ordinary | (12,409) | (12,409) | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (5,375,000) | Ordinary | (2,500,000) | (2,500,000) | N/A |
| 11/12/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,987) | Ordinary | (11,676) | (11,676) | N/A |
| 11/12/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (1,375) | (11,000) | RefertoApp. B |
| 11/13/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (323) | (323) | RefertoApp. B |
| 11/13/2020 | Merrill Lynch International | SELL | (11) | Ordinary | (5) | (5) | N/A |
| 11/13/2020 | Merrill Lynch International | BUY | 11 | Ordinary | 5 | 5 | N/A |
| 11/13/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (45,698) | Ordinary | (20,802) | (20,802) | N/A |
| 11/13/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 34,882 | Ordinary |
15,900 | 15,900 | N/A |
| 11/13/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (34,185) | Ordinary | (15,900) | (15,900) | N/A |
| 11/13/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (810) | (6,480) | RefertoApp. B |
| 11/16/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (441) | (441) | RefertoApp. B |
| 11/16/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 18,740 | Ordinary |
8,460 | 8,460 | N/A |
| 11/16/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,019) | Ordinary | (463) | (463) | N/A |
| 11/16/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 145,497 | 1,163,976 | RefertoApp. B |
| 11/16/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 97,489 | 779,912 | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (44,710) | (44,710) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (58,339) | (58,339) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 68,162 | Ordinary |
31,363 | 31,363 | N/A |
| 11/17/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 23,198 | Ordinary |
10,646 | 10,646 | N/A |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 37,723 | Ordinary |
17,368 | 17,368 | N/A |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (55,803) | Ordinary | (25,365) | (25,365) | N/A |
| 11/17/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (46,671) | Ordinary | (21,311) | (21,311) | N/A |
| 11/17/2020 | BofASecuritiesInc. | BUY | 92 | ADS | 7 | 56 | Consideration isinUSD |
| 11/17/2020 | BofA Securities Inc. | BUY | 53 | ADS | 4 | 32 | Consideration is in USD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofA Securities Inc. | BUY | 52 | ADS | 4 | 32 | Consideration is in USD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 52 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofA Securities Inc. | BUY | 53 | ADS | 4 | 32 | Consideration is in USD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 53 | ADS | 4 | 32 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | BUY | 39 | ADS | 3 | 24 | Consideration isinUSD |
| 11/17/2020 | BofASecuritiesInc. | SELL | (39) | ADS | (3) | (24) | Consideration isinUSD |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (145,497) | (1,163,976) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (576,220) | (4,609,760) | Refer to App. B |
| 11/17/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 721,717 | 5,773,736 | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (538,187) | (4,305,496) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (97,489) | (779,912) | RefertoApp. B |
| 11/17/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 635,676 | 5,085,408 | RefertoApp. B |
| 11/18/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (912,548) | (912,548) | Refer to App. B |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (23,394) | Ordinary | (10,641) | (10,641) | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 2,888 | Ordinary |
1,320 | 1,320 | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 5,525,000 | Ordinary |
2,500,000 | 2,500,000 | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (340) | Ordinary | (154) | (154) | N/A |
| 11/18/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,576) | Ordinary | (1,166) | (1,166) | N/A |
| 11/18/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (1,375) | (11,000) | RefertoApp. B |
| 11/19/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (155,797) | (155,797) | Refer to App. B |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 20,186 | Ordinary |
9,047 | 9,047 | N/A |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (29) | Ordinary | (13) | (13) | N/A |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,390,000) | Ordinary | (1,500,000) | (1,500,000) | N/A |
| 11/19/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (20,265) | Ordinary | (9,047) | (9,047) | N/A |
| 11/20/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities borrowed | N/A |
Ordinary | 109,670 | 109,670 | Refer to App. B |
| 11/20/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (29,887) | (29,887) | RefertoApp. B |
| 11/20/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 21,315 | Ordinary |
9,320 | 9,320 | N/A |
| 11/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (14) | Ordinary | (6) | (6) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/20/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,250) | Ordinary | (9,320) | (9,320) | N/A |
| 11/23/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 106,309 | 106,309 | RefertoApp. B |
| 11/23/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 27,014 | Ordinary |
11,636 | 11,636 | N/A |
| 11/23/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 19,714 | Ordinary |
8,547 | 8,547 | N/A |
| 11/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (12) | Ordinary | (5) | (5) | N/A |
| 11/23/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,530) | Ordinary | (11,636) | (11,636) | N/A |
| 11/24/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (53,028) | (53,028) | RefertoApp. B |
| 11/24/2020 | Merrill Lynch International | BUY | 2 | Ordinary | 1 | 1 | N/A |
| 11/24/2020 | Merrill Lynch International | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 4,031 | Ordinary |
1,745 | 1,745 | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,781) | Ordinary | (15,674) | (15,674) | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (8,331) | Ordinary | (3,591) | (3,591) | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 58,877 | Ordinary |
25,140 | 25,140 | N/A |
| 11/24/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 137,150 | Ordinary |
59,078 | 59,078 | N/A |
| 11/25/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 107,115 | 107,115 | RefertoApp. B |
| 11/25/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (53,281) | (53,281) | Refer to App. B |
| 11/25/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (2,889) | (2,889) | RefertoApp. B |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2) | Ordinary | (1) | (1) | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 17,238 | Ordinary |
7,430 | 7,430 | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 18,824 | Ordinary |
8,078 | 8,078 | N/A |
| 11/25/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (6,189) | Ordinary | (2,667) | (2,667) | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (18,741) | Ordinary | (8,078) | (8,078) | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (58,576) | Ordinary | (25,140) | (25,140) | N/A |
| 11/25/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (47,521) | Ordinary | (20,355) | (20,355) | N/A |
| 11/26/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 89,452 | 89,452 | RefertoApp. B |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (24,536) | Ordinary | (10,809) | (10,809) | N/A |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (36,273) | Ordinary | (15,703) | (15,703) | N/A |
| 11/26/2020 | Merrill Lynch (Australia) Futures Limited | BUY | 24,860 | Ordinary |
10,809 | 10,809 | N/A |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (121) | Ordinary | (52) | (52) | N/A |
| 11/26/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 26,523 | Ordinary |
11,674 | 11,674 | N/A |
| 11/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (107,115) | (107,115) | RefertoApp. B |
| 11/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (186,261) | (186,261) | RefertoApp. B |
| 11/27/2020 | Merrill Lynch International | Securities borrowed | N/A |
Ordinary | 293,376 | 293,376 | Refer to App. B |
| 11/27/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (28,866) | (28,866) | RefertoApp. B |
| 11/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (30,187) | Ordinary | (13,226) | (13,226) | N/A |
| 11/27/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (771) | Ordinary | (338) | (338) | N/A |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 11/27/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 451 | Ordinary | 198 | 198 | N/A |
| 11/30/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (18,104) | (18,104) | RefertoApp. B |
| 11/30/2020 | Merrill Lynch International | BUY | 5 | Ordinary | 2 | 2 | N/A |
| 11/30/2020 | Merrill Lynch International | SELL | (5) | Ordinary | (2) | (2) | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (12,927) | Ordinary | (5,634) | (5,634) | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,599 | Ordinary |
3,333 | 3,333 | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (31,912) | Ordinary | (14,041) | (14,041) | N/A |
| 11/30/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,922 | Ordinary |
832 | 832 | N/A |
| 12/01/2020 | Merrill Lynch International | Securities returned | N/A | Ordinary | (42,482) | (42,482) | Refer to App. B |
| 12/01/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (22,381) | (22,381) | RefertoApp. B |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 26,663 | Ordinary |
11,666 | 11,666 | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,571 | Ordinary |
684 | 684 | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 1,720 | Ordinary |
748 | 748 | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,350) | Ordinary | (587) | (587) | N/A |
| 12/01/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (26,832) | Ordinary | (11,666) | (11,666) | N/A |
| 12/02/2020 | Merrill Lynch Markets (Australia) Pty. Limited | Securities returned | N/A | Ordinary | (3,084) | (3,084) | Refer to App. B |
| 12/02/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (41,311) | (41,311) | RefertoApp. B |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (1,337) | Ordinary | (584) | (584) | N/A |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,737 | Ordinary |
7,326 | 7,326 | N/A |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 770 | Ordinary | 336 | 336 | N/A |
| 12/02/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (1,571) | Ordinary | (686) | (686) | N/A |
| 12/02/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (16,850) | Ordinary | (7,326) | (7,326) | N/A |
| 12/02/2020 | BofASecuritiesInc. | SELL | (119) | ADS | (9) | (72) | Consideration isinUSD |
| 12/02/2020 | BofASecuritiesInc. | SELL | (669) | ADS | (51) | (408) | Consideration isinUSD |
| 12/02/2020 | BofASecuritiesInc. | SELL | (185) | ADS | (14) | (112) | Consideration isinUSD |
| 12/03/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 92,401 | 92,401 | RefertoApp. B |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 3,620 | Ordinary |
1,587 | 1,587 | N/A |
| 12/03/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (787) | Ordinary | (342) | (342) | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 7,980,000 | Ordinary |
3,500,000 | 3,500,000 | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (21,443) | Ordinary | (9,323) | (9,323) | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 21,245 | Ordinary |
9,323 | 9,323 | N/A |
| 12/03/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (2,571) | Ordinary | (1,118) | (1,118) | N/A |
| 12/03/2020 | Merrill Lynch International | Securities returned | N/A | ADS | (721,717) | (5,773,736) | Refer to App. B |
| 12/03/2020 | Merrill Lynch International | Securitiesreturned | N/A | ADS | (631,211) | (5,049,688) | RefertoApp. B |
| 12/04/2020 | Merrill Lynch Markets (Australia)Pty. Limited | Securitiesreturned | N/A | Ordinary | (60,602) | (60,602) | RefertoApp. B |
| 12/04/2020 | Merrill Lynch International | Securitiesreturned | N/A | Ordinary | (25,822) | (25,822) | RefertoApp. B |
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration (5) |
Class (6) of securities |
Securities affected |
Person's votes affected |
Remark |
|---|---|---|---|---|---|---|---|
| 12/04/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (3,426) | Ordinary | (1,496) | (1,496) | N/A |
| 12/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 19,523 | Ordinary |
8,664 | 8,664 | N/A |
| 12/04/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 14,842 | Ordinary |
6,621 | 6,621 | N/A |
| 12/04/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (19,407) | Ordinary | (8,664) | (8,664) | N/A |
| 12/07/2020 | Merrill Lynch International | Securities borrowed | N/A | Ordinary | 116,651 | 116,651 | RefertoApp. B |
| 12/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 47,023 | Ordinary |
21,502 | 21,502 | N/A |
| 12/07/2020 | Merrill Lynch(Australia)FuturesLimited | BUY | 16,370 | Ordinary |
7,586 | 7,586 | N/A |
| 12/07/2020 | Merrill Lynch(Australia)FuturesLimited | SELL | (46,014) | Ordinary | (21,502) | (21,502) | N/A |
| 12/07/2020 | Merrill Lynch (Australia) Futures Limited | SELL | (14,999) | Ordinary | (6,696) | (6,696) | N/A |
| 12/07/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 469,699 | 3,757,592 | RefertoApp. B |
| 12/07/2020 | Merrill Lynch International | Securities borrowed | N/A | ADS | 703,560 | 5,628,480 | RefertoApp. B |
Appendix B-1: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity Trustees Limited As Trustee And Responsible Entity Of Regal Investment Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-2: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and Integrated Core Strategies (Asia) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-3: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and PARHELION LTD (GCM) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-4: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-5: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Regal Australian Long Short Equity Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-6: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Tasman Market Neutral Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-7: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Susquehanna Pacific PtyLtd |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-8: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and BOERBOEL TRADING L.P. (GCM ) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-9: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and JANCHOR PARTNERS PANASIAN MASTER F (GCM) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-10: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and Regal Absolute Return Master Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-11: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix B-12: Prescribed information
| Type of agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Merrill Lynch International and ZAMBEZI ABSOLUTE RETURN FUND (GCM) |
| Holder of voting rights |
Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
| Are there any restrictions on voting rights? |
No |
| If yes, detail | N/A |
| Scheduled return date (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Securities borrower will have right to return assets at any time. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Securities lender will have right to recall assets at any time. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
N/A |
Appendix C
| Related bodies corporate | Incorporated | **ACN/Registration/Incorporation Number ** |
|---|---|---|
| Merrill Lynch International | United Kingdom | 2312079 |
| ML UK Capital Holdings Limited | United Kingdom | 4971231 |
| BofAML EMEA Holdings 2 Limited | United States | 119605 |
| Merrill Lynch(Australia)FuturesLimited | Australia | 003639674 |
| Merrill Lynch International (Australia) Ltd | Australia | 002892846 |
| Merrill Lynch Markets (Australia) Pty. Limited | Australia | 075587816 |
| Merrill Lynch (Australasia) Pty. Ltd | Australia | 075923894 |
| Bank of America Global Holdings, LLC | United States | 5169939 |
| BofAMLJerseyHoldingsLimited | Jersey | 115831 |
| BofA Securities, Inc. | United States | 5793661 |
| NB Holdings Corporation | United States | 2361372 |
| Bank of America Corporation | United States | N/A628 |
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