AI assistant
Sending…
Opthea Ltd — Major Shareholding Notification 2019
Oct 23, 2019
32698_rns_2019-10-23_7bea8d55-2f11-46ff-8a77-db559a515ede.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Corporations Act 2001
Form 603
Section 671B
Notice of initial substantial holder
To Company Name/Scheme OPTHEA LIMITED ACN/ARSN ACN 006 340 567
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 21-Oct-2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Persons' votes(5) | Voting power(6) |
| Common Stock | 13,243,243 | 13,243,243 | 5.29% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Class and number of securities |
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) |
Voting rights and right to dispose | 1,358,117 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Holder of securities subject to an obligation to return under a securities lendingagreement |
11,885,126 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
1,358,117 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
CS Third Nominees Pty Limited (ACN 007 053 849) |
Credit Suisse Securities (Europe) Limited |
11,885,126 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure "A" |
1
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Related Body Corporate |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Related Body Corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square,London,E14 4QJ |
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 24-Oct-2019 |
==> picture [75 x 31] intentionally omitted <==
2
Annexure "A"
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse Equities (Australia) Limited |
7-Aug-19 | 4,884.30 AUD | 2,430 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Aug-19 | 248,595.19 AUD | 123,240 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Aug-19 | 104,228.04 AUD | 52,010 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Aug-19 | 191,780.80 AUD | 95,699 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Aug-19 | 8,953.69 AUD | 4,042 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Aug-19 | 146,484.25 AUD | 69,572 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-19 | 3,472.24 AUD | 1,604 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-19 | 17,880.46 AUD | -8,376 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-19 | 260,380.39 AUD | -124,883 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-19 | 117,327.96 AUD | 47,803 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-19 | 3,109.33 AUD | 1,033 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-19 | 75,525.50 AUD | 25,943 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-19 | 15,224.03 AUD | -7,544 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-19 | 119,058.14 AUD | -55,164 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-19 | 63,784.58 AUD | -25,448 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-19 | 1,422.30 AUD | 551 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-19 | 145,202.34 AUD | -61,268 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-19 | 26,810.0 AUD | 10,050 Common Stock |
3
| Credit Suisse Equities (Australia) Limited |
13-Aug-19 | 19,167.28 AUD | 7,108 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
13-Aug-19 | 1,260,860.46 AUD | 484,220 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Aug-19 | 6,500,000.0 AUD | 2,500,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
14-Aug-19 | 73,617.58 AUD | -25,443 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Aug-19 | 133,652.86 AUD | -46,345 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Aug-19 | 11,627.0 AUD | 4,450 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Aug-19 | 63,336.44 AUD | 24,227 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Aug-19 | 68,129.53 AUD | 26,738 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Aug-19 | 14,872.19 AUD | -5,550 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Aug-19 | 165,490.53 AUD | -62,880 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Aug-19 | 11,135.03 AUD | -4,295 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-19 | 3,640.85 AUD | -1,362 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-19 | 21,694.85 AUD | 8,207 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-19 | 12,054.07 AUD | 4,560 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-19 | 15,652.52 AUD | -5,950 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
19-Aug-19 | 2,630,000.0 AUD | -1,000,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
20-Aug-19 | 43,242.26 AUD | 15,909 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Aug-19 | 21,759.0 AUD | 8,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Aug-19 | 15,655.87 AUD | -6,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Aug-19 | 19,429.86 AUD | -7,547 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Aug-19 | 55,621.72 AUD | -20,537 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Aug-19 | 2,640,000.0 AUD | -1,000,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
21-Aug-19 | 80,610.0 AUD | -30,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Aug-19 | 2,720.0 AUD | -1,000 Common Stock |
4
| Credit Suisse Equities (Australia) Limited |
21-Aug-19 | 7,001.67 AUD | 2,597 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
21-Aug-19 | 2,840.0 AUD | 1,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
22-Aug-19 | 7,118.08 AUD | -2,656 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
22-Aug-19 | 10,640.0 AUD | 3,800 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
22-Aug-19 | 40,193.21 AUD | 14,675 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Aug-19 | 83,495.21 AUD | -29,533 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Aug-19 | 16,236.0 AUD | -5,800 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Aug-19 | 178,173.86 AUD | -63,720 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Aug-19 | 20,029.30 AUD | 7,670 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Aug-19 | 1,305.0 AUD | 500 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Aug-19 | 6,168.82 AUD | -2,219 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Aug-19 | 5,240.0 AUD | -1,900 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Aug-19 | 18,075.71 AUD | 6,996 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Aug-19 | 12,544.0 AUD | -4,800 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Aug-19 | 43,102.07 AUD | 15,931 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Aug-19 | 2,660.0 AUD | -1,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Aug-19 | 16,946.68 AUD | -6,440 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Aug-19 | 2,812,731.49 AUD | 887,297 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Aug-19 | 232,243.76 AUD | 72,907 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Aug-19 | 81,842.19 AUD | 25,756 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Aug-19 | 2,928.99 AUD | -1,097 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Aug-19 | 2,177.0 AUD | 700 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Aug-19 | 47,698.45 AUD | 15,099 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Aug-19 | 56,845.56 AUD | -17,873 Common Stock |
5
| Credit Suisse Equities (Australia) Limited |
30-Aug-19 | 92,859.26 AUD | 27,653 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
30-Aug-19 | 21,774.23 AUD | 6,400 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Sep-19 | 7,403.99 AUD | -2,321 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Sep-19 | 283.50 AUD | -90 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Sep-19 | 32,699.68 AUD | 8,254 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Sep-19 | 9,796.85 AUD | -2,828 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Sep-19 | 19,408.50 AUD | -5,600 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Sep-19 | 13,461.0 AUD | 3,600 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Sep-19 | 2,996.25 AUD | 799 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Sep-19 | 154,625.52 AUD | -40,764 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Sep-19 | 38,209.72 AUD | -10,054 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Sep-19 | 14,282.0 AUD | 3,700 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Sep-19 | 85,717.42 AUD | -22,143 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Sep-19 | 21,487.0 AUD | -5,600 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Sep-19 | 90,640.86 AUD | 24,770 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Sep-19 | 8,280.96 AUD | 2,273 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Sep-19 | 22,169.33 AUD | 6,038 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
6-Sep-19 | 37,446.0 AUD | -9,900 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
6-Sep-19 | 41,798.50 AUD | -10,860 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
6-Sep-19 | 19,096.0 AUD | 5,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Sep-19 | 6,565.30 AUD | -1,773 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Sep-19 | 15.40 AUD | -4 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Sep-19 | 9,261.56 AUD | -2,614 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Sep-19 | 28,652.78 AUD | -7,521 Common Stock |
6
| Credit Suisse Equities (Australia) Limited |
9-Sep-19 | 7,450.15 AUD | 1,950 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
9-Sep-19 | 21,852.12 AUD | 5,705 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Sep-19 | 119,762.19 AUD | -31,374 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Sep-19 | 19,100.54 AUD | -5,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Sep-19 | 1,171.40 AUD | 330 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Sep-19 | 29,321.92 AUD | -7,661 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Sep-19 | 7,413.0 AUD | -1,950 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Sep-19 | 59,619.78 AUD | 17,100 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Sep-19 | 53,619.57 AUD | -14,903 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Sep-19 | 1,174.80 AUD | -330 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Sep-19 | 124,034.48 AUD | 37,274 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Sep-19 | 511.02 AUD | 153 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Sep-19 | 17,128.95 AUD | -4,916 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Sep-19 | 2,354.96 AUD | 678 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Sep-19 | 24,367.51 AUD | 7,022 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Sep-19 | 15,034.43 AUD | 4,462 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Sep-19 | 5,546.66 AUD | -1,619 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Sep-19 | 4,911.57 AUD | 1,368 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Sep-19 | 44,261.75 AUD | 12,307 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Sep-19 | 3,215.01 AUD | -956 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Sep-19 | 8,288.48 AUD | -2,428 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Sep-19 | 2,554,200.0 AUD | 660,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Sep-19 | 4,620.0 AUD | 1,200 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
19-Sep-19 | 547.74 AUD | -153 Common Stock |
7
| Credit Suisse Equities (Australia) Limited |
19-Sep-19 | 20,104.51 AUD | -5,736 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
19-Sep-19 | 28,126.12 AUD | 7,516 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Sep-19 | 8,748.64 AUD | -2,287 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Sep-19 | 7,623.0 AUD | -2,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Sep-19 | 40,230.35 AUD | 11,149 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Sep-19 | 13,935.25 AUD | -3,739 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
24-Sep-19 | 8,548.84 AUD | -2,308 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
24-Sep-19 | 2,214.0 AUD | 600 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
24-Sep-19 | 8,253.78 AUD | 2,192 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
25-Sep-19 | 16,215.58 AUD | -4,302 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
25-Sep-19 | 8,167.60 AUD | -2,183 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
25-Sep-19 | 999.18 AUD | 273 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
25-Sep-19 | 14,743.85 AUD | 4,031 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Sep-19 | 1,865,000.0 AUD | -500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Sep-19 | 36,164.45 AUD | -9,747 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Sep-19 | 14,518.03 AUD | 3,931 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Sep-19 | 26,148.98 AUD | 6,985 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Sep-19 | 3,130.92 AUD | 866 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Sep-19 | 4,126.02 AUD | -1,137 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Sep-19 | 4,970.43 AUD | -1,347 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Sep-19 | 2,950.90 AUD | -805 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Sep-19 | 4,116.0 AUD | 1,200 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Sep-19 | 24,642.19 AUD | -6,842 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Sep-19 | 7,219.49 AUD | -2,011 Common Stock |
8
| Credit Suisse Equities (Australia) Limited |
30-Sep-19 | 38,974.51 AUD | 11,402 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
30-Sep-19 | 8,634.08 AUD | 2,532 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Oct-19 | 26,325.91 AUD | -7,478 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Oct-19 | 16,262.0 AUD | -4,700 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Oct-19 | 6,772.76 AUD | 1,900 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Oct-19 | 107,024.59 AUD | 30,533 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Oct-19 | 5,570.32 AUD | -1,624 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Oct-19 | 11,355.25 AUD | 3,265 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Oct-19 | 7,670.55 AUD | -2,197 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Oct-19 | 1,436.0 AUD | -400 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Oct-19 | 71,928.96 AUD | 21,691 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Oct-19 | 35,113.60 AUD | 10,641 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Oct-19 | 2,352,961.46 AUD | 757,883 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Oct-19 | 86.89 AUD | -25 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Oct-19 | 6,945.37 AUD | -1,992 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Oct-19 | 775.14 AUD | -222 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Oct-19 | 70,980.51 AUD | 20,972 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Oct-19 | 10,208.53 AUD | 2,989 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Oct-19 | 11,961.24 AUD | 3,539 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Oct-19 | 7,057.46 AUD | -2,120 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Oct-19 | 8,250,000.0 AUD | -2,500,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
7-Oct-19 | 54,797.33 AUD | -16,518 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Oct-19 | 114.87 AUD | -35 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Oct-19 | 37,955.37 AUD | 11,166 Common Stock |
9
| Credit Suisse Equities (Australia) Limited |
8-Oct-19 | 4,565.34 AUD | -1,356 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
8-Oct-19 | 4,731.52 AUD | 1,385 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Oct-19 | 2,972.98 AUD | 869 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Oct-19 | 24,881.77 AUD | -7,335 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Oct-19 | 13,744.55 AUD | 4,011 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Oct-19 | 4,535.58 AUD | 1,321 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Oct-19 | 8,836.26 AUD | -2,580 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Oct-19 | 15,965.60 AUD | -4,720 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Oct-19 | 10,226.33 AUD | 2,867 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Oct-19 | 59,311.81 AUD | 16,813 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Oct-19 | 2,989.58 AUD | 856 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Oct-19 | 6,875.38 AUD | -2,009 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Oct-19 | 597.79 AUD | 178 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Oct-19 | 2,773.0 AUD | 800 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Oct-19 | 10,628.95 AUD | 3,019 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Oct-19 | 11,028.07 AUD | -3,138 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Oct-19 | 28,442.15 AUD | -8,200 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Oct-19 | 3,450,000.0 AUD | -1,000,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
14-Oct-19 | 6,657.72 AUD | 2,038 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Oct-19 | 401.32 AUD | 127 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Oct-19 | 18,767.57 AUD | -5,529 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Oct-19 | 41,862.22 AUD | -12,182 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Oct-19 | 1,665,000.0 AUD | -500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Oct-19 | 51,416.63 AUD | 15,767 Common Stock |
10
| Credit Suisse Equities (Australia) Limited |
16-Oct-19 | 2,175.11 AUD | -670 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
16-Oct-19 | 51,611.72 AUD | -15,623 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Oct-19 | 38,745.15 AUD | 11,275 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Oct-19 | 6,241.66 AUD | -1,930 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Oct-19 | 8,755.86 AUD | -2,668 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Oct-19 | 2,021.67 AUD | 609 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Oct-19 | 25,647.39 AUD | 7,700 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Oct-19 | 4,706.24 AUD | -1,390 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Oct-19 | 105,749.62 AUD | 29,539 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Oct-19 | 13,098.0 AUD | 3,700 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Oct-19 | 53,283.22 AUD | 14,809 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Oct-19 | 24,905.20 AUD | 6,980 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Oct-19 | 2,800.53 AUD | -841 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Oct-19 | 4,699.46 AUD | -1,405 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Oct-19 | 1,800.0 AUD | 500 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Oct-19 | 44,461.09 AUD | 12,678 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
20-Aug-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
747,120 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Aug-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-747,120 Common Stock |
| Credit Suisse Securities (Europe) Limited |
29-Aug-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
372,691 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Aug-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-372,691 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-30,242 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-372,691 Common Stock |
11
| Credit Suisse Securities (Europe) Limited |
17-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-747,120 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
19-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
361,149 Common Stock |
| Credit Suisse Securities (Europe) Limited |
20-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
16,420 Common Stock |
| Credit Suisse Securities (Europe) Limited |
23-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
44,844 Common Stock |
| Credit Suisse Securities (Europe) Limited |
24-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
34,771 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-44,844 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-34,771 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
79,615 Common Stock |
| Credit Suisse Securities (Europe) Limited |
26-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
16,804 Common Stock |
| Credit Suisse Securities (Europe) Limited |
27-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
33,224 Common Stock |
| Credit Suisse Securities (Europe) Limited |
27-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-16,804 Common Stock |
| Credit Suisse Securities (Europe) Limited |
27-Sep-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-16,420 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,147,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,234,577 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,234,577 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Sep-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
618,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
2-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
141,542 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,147,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-79,615 Common Stock |
12
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,226,615 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,267,801 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-33,224 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,234,577 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-361,149 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,234,577 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-141,542 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,737,268 Common Stock |
| Credit Suisse Securities (Europe) Limited |
3-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
167,578 Common Stock |
| Credit Suisse Securities (Europe) Limited |
7-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,737,268 Common Stock |
| Credit Suisse Securities (Europe) Limited |
7-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-167,578 Common Stock |
| Credit Suisse Securities (Europe) Limited |
7-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,904,846 Common Stock |
| Credit Suisse Securities (Europe) Limited |
9-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
181,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
9-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,259,877 Common Stock |
| Credit Suisse Securities (Europe) Limited |
9-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,259,877 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,211 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
683,879 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,226,615 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-181,000 Common Stock |
13
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-683,879 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-525,596 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,259,877 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,904,846 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
3,164,723 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-618,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
185,116 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-583,922 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-734,281 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,318,203 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
14,189 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-683,879 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-3,164,723 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
3,848,602 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
139,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
15-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
128,936 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
688,172 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,318,203 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-14,189 Common Stock |
14
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,332,392 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,311,334 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,311,334 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-185,116 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-139,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
324,116 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
129,487 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
91,513 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
399,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
246,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-128,936 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-3,848,602 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
3,977,538 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
839,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-851,384 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
17,487 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
76,620 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-762,103 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,358,710 Common Stock |
15
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-129,487 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-688,172 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-91,513 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
909,172 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
190,910 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-481,008 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,311,334 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,792,342 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
1,205,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,211 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-3,168,059 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock returned under Master prime brokerage agreement |
-1,311,334 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Oct-19 | Refer to Annexure B of Notice |
Stock borrowed under Master prime brokerage agreement |
4,479,393 Common Stock |
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Winston Loke capacity Authorised Signatory sign here date 24-Oct-2019
==> picture [75 x 31] intentionally omitted <==
16
Annexure "B"
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 24-Oct-2019 |
17
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| Tasman Market Neutral Fund | |
| Transfer date | 17-Oct-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
18
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| Atlantic Absolute Return Fund | |
| Transfer date | 17-Sep-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
19
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| Regal Investment Fund | |
| Transfer date | 17-Oct-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
20
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| Regal Australian LS Equity Fund | |
| Transfer date | 21-Oct-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
21
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| L1 Long Short Fund Limited | |
| Transfer date | 21-Oct-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
22
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| L1 Capital LS (Master) Fund | |
| Transfer date | 21-Oct-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
23
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| L1 Capital Long Short Fund | |
| Transfer date | 21-Oct-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
24
More from Opthea Ltd
Governance Information
2026
May 17
Interim / Quarterly Report
2026
Apr 29
Interim / Quarterly Report
2026
Mar 1
Interim / Quarterly Report
2026
Jan 29
Regulatory Filings
2026
Jan 14
Director's Dealing
2025
Dec 22
Share Issue/Capital Change
2025
Dec 18
Investor Presentation
2025
Dec 16
Regulatory Filings
2025
Dec 11
Major Shareholding Notification
2025
Dec 7