Optex Systems Holdings Inc — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Optex Systems Holdings Inc (OPXS)
CIK: 0001397016
Period of Report: 2021-09-01

Reporting Person: Malhotra R. Rimmy (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-01	Common Stock	P	2500	$1.55	Acquired	112500	Direct
2021-09-01	Common Stock	P	5810	$1.56	Acquired	118310	Direct

Footnotes

F1: Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.