Optex Systems Holdings Inc — Director's Dealing 2021

Sep 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Optex Systems Holdings Inc (OPXS)
CIK: 0001397016
Period of Report: 2021-09-03

Reporting Person: Malhotra R. Rimmy (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-03	Common Stock	P	4991	$1.65	Acquired	123301	Direct
2021-09-07	Common Stock	P	8846	$1.66	Acquired	85746	Indirect
2021-09-08	Common Stock	P	10000	$1.675	Acquired	95746	Indirect

Footnotes

F1: 80,000 shares represented by this figure are subject to vesting as previously disclosed.

F2: Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.