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OppFi Inc. — Director's Dealing 2024
Apr 17, 2024
32191_dirs_2024-04-17_d8cd3761-0efc-426d-af08-bfad5e9d7257.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OppFi Inc. (OPFI)
CIK: 0001818502
Period of Report: 2024-04-15
Reporting Person: McKay Christopher J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-15 | Class A Common Stock | M | 3850 | — | Acquired | 181293 | Direct |
| 2024-04-15 | Class A Common Stock | F | 938 | $3.2 | Disposed | 180355 | Direct |
| 2024-04-15 | Class A Common Stock | F | 7877 | $3.2 | Disposed | 172478 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-15 | Restricted Stock Unit | $0 | M | 3850 | Disposed | Class A Common Stock (3850) | Direct |
Footnotes
F1: On April 15, 2024, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on April 1, 2024.
F2: Represents shares withheld to cover tax withholding obligations upon the settlement of vested RSUs.
F3: Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.