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OppFi Inc. — Director's Dealing 2023
May 19, 2023
32191_dirs_2023-05-18_7cdb961b-8aae-4c3d-a45e-c8b62bb2fbf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OppFi Inc. (OPFI)
CIK: 0001818502
Period of Report: 2022-10-03
Reporting Person: McKay Christopher J. (Chief Risk & Analytics Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-03 | Class A Common Stock | M | 15403 | $0.00 | Acquired | 15403 | Direct |
| 2022-10-03 | Class A Common Stock | S | 3291 | $2.3399 | Disposed | 12112 | Direct |
| 2023-05-16 | Class A Common Stock | F | 1426 | $2.07 | Disposed | 34103 | Direct |
| 2023-05-16 | Class A Common Stock | M | 7701 | $0.00 | Acquired | 41804 | Direct |
| 2023-05-16 | Class A Common Stock | F | 1876 | $2.07 | Disposed | 39928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-03 | Restricted Stock Units | $0.00 | M | 15403 | Disposed | Class A Common Stock (15403) | Direct | |
| 2023-05-16 | Restricted Stock Unit | $0.00 | M | 7701 | Disposed | Class A Common Stock (7701) | Direct |
Footnotes
F1: On October 3, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022.
F2: Represents shares sold to satisfy tax liability upon the vesting of RSUs.
F3: Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award.
F4: The number of shares have been adjusted to reflect transactions that have occurred between the October 3, 2022 restricted stock unit settlement and the transaction occurring on May 16, 2023.
F5: On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023.
F6: Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs.
F7: Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.