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OppFi Inc. Director's Dealing 2022

Dec 3, 2022

32191_dirs_2022-12-02_87ccde0e-1c57-4abc-ae37-63ceb240d179.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OppFi Inc. (OPFI)
CIK: 0001818502
Period of Report: 2022-11-30

Reporting Person: Schwartz Todd G. (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-30 Class A Common Stock P 6800 $2.5051 Acquired 414824 Indirect
2022-12-01 Class A Common Stock P 6800 $2.517 Acquired 421624 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class V Common Stock 95129100 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.47 to $2.55 for a weighted average sale price of $2.5051. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.

F2: The reporting person is the sole trustee of TGS Revocable Trust.

F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.46 to $2.55 for a weighted average sale price of $2.517. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.

F4: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.

F5: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.