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OppFi Inc. Director's Dealing 2021

Jul 30, 2021

32191_dirs_2021-07-29_0e512ea9-eccf-44ab-834e-3933e10b9c76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OppFi Inc. (OPFI)
CIK: 0001818502
Period of Report: 2021-07-27

Reporting Person: Schwartz Todd G. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-27 Class V Common Stock D 486852 $0.00 Disposed 96500241 Indirect

Footnotes

F1: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally.

F2: Reflects the surrender and cancellation of shares of Class V Common Stock to the Issuer in connection with an exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by a member thereof for shares of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.