OPPENHEIMER HOLDINGS INC — Director's Dealing 2017

Jul 28, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OPPENHEIMER HOLDINGS INC (OPY)
CIK: 0000791963
Period of Report: 2017-07-27

Reporting Person: ROBERTS ELAINE KELLS (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-27	Class A non-voting common stock	J	1000	—	Acquired	9142	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-07-27	Restricted Class A non-voting common stock	$	J	1000	Disposed		Class A non-voting common stock (1000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A non-voting common stock	207465	Direct
Class B voting common stock	120	Direct

Footnotes

F1: The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016.

F2: E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.