Oportun Financial Corp — Director's Dealing 2021

Feb 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-02-01

Reporting Person: COBLENTZ JONATHAN AARON (CFO & Chief Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-01	Common Stock	M	2915	—	Acquired	117052	Direct
2021-02-01	Common Stock	F	1198	$16.22	Disposed	115854	Direct
2021-02-01	Common Stock	M	291	—	Acquired	116145	Direct
2021-02-01	Common Stock	F	120	$16.22	Disposed	116025	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-01	Resricted Stock Units	$	M	2915	Disposed		Common Stock (2915.0)	Direct
2021-02-01	Restricted Stock Units	$	M	291	Disposed		Common Stock (291.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38172	Indirect

Footnotes

F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F3: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

F4: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date.