Oportun Financial Corp — Director's Dealing 2021

Mar 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-03-03

Reporting Person: Aristei Joan (GC & Chief Risk Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-03	Common Stock	M	4462	—	Acquired	53874	Direct
2021-03-03	Common Stock	F	1794	$18.29	Disposed	52080	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-03	Restricted Stock Units	$	M	4462	Disposed		Common Stock (4462.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F3: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.