Oportun Financial Corp — Director's Dealing 2021

Mar 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-03-03

Reporting Person: COBLENTZ JONATHAN AARON (CFO & Chief Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-24	Common Stock	G	72859	—	Disposed	43166	Direct
2021-03-03	Common Stock	M	5950	—	Acquired	49116	Direct
2021-03-03	Common Stock	F	2091	$18.29	Disposed	47025	Direct
2021-02-24	Common Stock	G	72859	—	Acquired	111031	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-03	Restricted Stock Units	$	A	5950	Disposed		Common Stock (5950.0)	Direct

Footnotes

F1: These shares were transferred to the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

F2: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F4: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

F5: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.