AI assistant
Oportun Financial Corp — Director's Dealing 2021
Mar 31, 2021
33411_dirs_2021-03-31_1efef35b-24c8-43af-8970-66b4603785e2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-03-30
Reporting Person: Aristei Joan (GC & Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock | M | 847 | — | Acquired | 64974 | Direct |
| 2021-03-30 | Common Stock | F | 293 | $20.24 | Disposed | 64681 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-30 | Restricted Stock Units | $ | M | 847 | Disposed | Common Stock (847.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F3: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.