Oportun Financial Corp — Director's Dealing 2021

May 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-05-03

Reporting Person: Needham David Anthony (Chief Product Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-03	Common Stock	M	1943	—	Acquired	45473	Direct
2021-05-03	Common Stock	F	672	$21.71	Disposed	44801	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-03	Restricted Stock Units	$	M	1943	Disposed		Common Stock (1943.0)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F3: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.