Oportun Financial Corp — Director's Dealing 2021

Jul 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-07-23

Reporting Person: Kirscht Patrick (Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-23	Common Stock	M	8638	$1.32	Acquired	152177	Direct
2021-07-23	Common Stock	M	3500	$1.87	Acquired	155677	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-23	Stock Option (Right to Buy)	$1.32	M	8638	Disposed	2022-08-01	Common Stock (8638.0)	Direct
2021-07-23	Stock Option (Right to Buy)	$1.87	M	3500	Disposed	2022-12-03	Common Stock (3500.0)	Direct

Footnotes

F1: The option is fully vested.