Oportun Financial Corp — Director's Dealing 2021

Aug 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-08-06

Reporting Person: COBLENTZ JONATHAN AARON (CFO & Chief Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-06	Common Stock	M	10400	$1.32	Acquired	71871	Direct
2021-08-06	Common Stock	S	10400	$25	Disposed	61471	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-06	Stock Option (Right to Buy)	$1.32	M	10400	Disposed	2022-08-01	Common Stock (10400.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	120054	Indirect

Footnotes

F1: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.

F2: All shares were sold at the same price.

F3: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

F4: The option is fully vested.