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Oportun Financial Corp — Director's Dealing 2021
Oct 1, 2021
33411_dirs_2021-10-01_159aece2-4f9f-4dd0-af56-9ac35df587da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-09-30
Reporting Person: Williams R Neil (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Common Stock | A | 675 | — | Acquired | 26155 | Direct |
Footnotes
F1: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026.