Oportun Financial Corp — Director's Dealing 2021

Nov 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-11-11

Reporting Person: COBLENTZ JONATHAN AARON (CFO & Chief Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-11	Common Stock	M	1203	$1.32	Acquired	62059	Direct
2021-11-11	Common Stock	S	1203	$27.50	Disposed	60856	Direct
2021-11-12	Common Stock	M	9197	$1.32	Acquired	70053	Direct
2021-11-11	Common Stock	S	9197	$27.50	Disposed	60856	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-11	Stock Option (Right to Buy)	$1.32	M	1203	Disposed	2022-08-01	Common Stock (1203.0)	Direct
2021-11-12	Stock Option (Right to Buy)	$1.32	M	9197	Disposed	2022-08-01	Common Stock (9197.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	120054	Indirect

Footnotes

F1: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.

F2: All shares were sold at the same price.

F3: Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

F4: The option is fully vested.