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Oportun Financial Corp Director's Dealing 2021

Dec 7, 2021

33411_dirs_2021-12-06_9b33cbba-5793-4ab1-afc9-1897b3124d60.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oportun Financial Corp (OPRT)
CIK: 0001538716
Period of Report: 2021-12-02

Reporting Person: COBLENTZ JONATHAN AARON (CFO & Chief Admin Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-02 Common Stock M 15000 $1.32 Acquired 75856 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-02 Stock Option (Right to Buy) $1.32 M 15000 Disposed 2022-08-01 Common Stock (15000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 120054 Indirect

Footnotes

F1: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

F2: The option is fully vested.