Major Shareholding Notification • May 10, 2022
Major Shareholding Notification
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Washington, D.C. 20549
| OMB Number: | 3235-0104 |
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| per response | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person OPKO Health, Inc. |
2. Date of Event Requiring Statement (Month/Day/Year) |
3. Issuer Name and Ticker or Trading Symbol Sema4 Holdings, Corp. [SMFR] |
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|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 4400 Biscayne Blvd. |
(First) | (Middle) | 04/29/2022 | 4. Relationship of Reporting Person(s) to 5. If Amendment, Date Original Issuer Filed(Month/Day/Year) (Check all applicable) |
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| (Street) Miami |
FL | 33137 | _ Director 6. Individual or Joint/Group Filing (Check X 10% Owner _ Officer (give title ____ Other (specify Applicable Line) below) below) X Form filed by One Reporting Person |
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| (City) | (State) | (Zip) | ____ Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 4) |
Owned (Instr. 4) |
2. Amount of Securities Beneficially 3. Ownership 4. Nature of Indirect Beneficial Ownership Form: Direct (D) (Instr. 5) or Indirect (I) (Instr. 5) |
Class A Common Stock, par value \$0.0001 per share 80,000,000 D
| 1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative |
5. Ownership Form of Derivative |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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|---|---|---|---|---|---|---|---|
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Security | Security: Direct (D) or Indirect (I) (Instr. 5) |
/s/Steven D. Rubin, authorized signatory 05/09/2022
**Signature of Reporting Person Date
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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